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... Key Individual for regulatory control functions, ensuring the business meets FCA regulatory standards and network requirements -Monitor and report on Advisor ...

Company: Anderson Recruitment Ltd Job type: permanent (4 days ago)

... Oversight: ensuring all advice reports and supporting templates adheres to FCA Consumer Duty standards. Provide technical sign-off and quality assurance ...

Company: Recruit Wealth Ltd Job type: permanent (4 days ago)

... regulation and key areas of regulatory focus from PRA and FCA. Proven leadership qualities with ability to build credibility at the ...

Company: Michael Page Job type: permanent (3 days ago)

... and new joiners where required. Regulatory Conduct Adhere to the FCA and PRA Conduct Rules at all times, demonstrating integrity, skill ...

Company: LJ Recruitment Job type: permanent (3 days ago)

... and updating LOAs. * Working with and adhering to company and FCA policies and procedures. Skills, Experience and Attributes Required * Educated to ...

Company: Shero Talent Consultancy Job type: permanent (3 days ago)

... companies. Our specialist audits cover pension schemes, charities, solicitors, and FCA regulated entities. What We're Looking For: ACA or ACCA ...

Company: Connect2Employment Job type: permanent (2 days ago)

... . Handle qualified appointments already booked into your calendar. Maintain strict FCA compliance and professional standards at all times. Build strong, long ...

Company: Winstree Financial Services Job type: contract (2 days ago)

... banks, building societies, insurers, and a wide range of different FCA solo regulated firms. We are recruiting to support our growing ...

Company: BDO UK Job type: permanent (2 days ago)

... client relationship management • Ensure work is completed in line with FCA regulatory requirements Skills & Experience: • Minimum 5 years’ experience within ...

Company: Cameron James Professional Recruitment Job type: permanent (1 day ago)

... client fees and company records are compliant in line with FCA regulations. Ensure back-office system is maintained detailing all ongoing ...

Company: Service Care Solutions Job type: permanent (1 day ago)

... SuperBike Factory. We are authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities and offer credit ...

Company: SuperBike Factory Job type: contract (1 day ago)

... : Investment platform operations, CASS, trading and dealing, customer journeys, or FCA regulation. Technology and data risk, cyber security, data governance, analytics ...

Company: AJ Bell Business Solutions Limited Job type: permanent (6 days ago)

... , and external stakeholders to achieve positive outcomes. Ensure compliance with FCA, DPA, TCF, CPR, and relevant jurisdiction-specific regulations. Take ownership ...

Company: Gerrard White Job type: permanent (3 days ago)

... -date knowledge of vehicle and consumer legislation as well as FCA regulations; and A full UK driving licence. The Company: Hendy ...

Company: Hendy Group Job type: permanent (2 days ago)

... own pipeline and prioritise workloads effectively Ensure all documentation meets FCA regulatory standards The result – broader knowledge, sharper technical skills and ...

Company: ecruit Job type: permanent (1 day ago)

... (Prince 2, MSP, Agile) Experience of working in a highly FCA-regulated environment - Accountancy highly desirable What you'll get in ...

Company: Hays Specialist Recruitment Limited (6 days ago)

... in complex organisations. Solid understanding of UK regulatory requirements (PRA, FCA, Solvency II). Excellent stakeholder management skills, with the ability to ...

Company: Oliver James (3 days ago)

... knowledge of RV risk analytics tools and techniques. Understanding of FCA regulatory requirements, especially retail banking. Additionally, it is expected that ...

Company: Santander UK (2 days ago)

... : All applicants should be a fully qualified accountant (ideally ACA,FCA) with a minimum of 2 years' PQE in a similar ...

Company: Reed Specialist Recruitment Job type: temporary (2 days ago)

... sales team with coaching, development, and deal-structuring Ensuring full FCA compliance and best-in-class customer experience Working closely with ...

Company: Charles Hurst (2 days ago)