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... for competitive terms, and update policies to reflect business changes. Ensure adherence to FCA regulations, Consumer Duty obligations, and internal policies. Collaborate with internal teams ... ability to generate new business and manage client portfolios. Understanding of FCA and Consumer Duty regulations. COMPANY OVERVIEW Our client is an award ...

Company: KHR - Recruitment Specialists (3 days ago)

... -wise, you’ll need: Experience of working in a Compliance role in an FCA regulated business is essential. An understanding and awareness of key ... FCA regulation, with specific knowledge of MCOB and CONC an advantage. A good ...

Company: Ocean Finance (3 days ago)

... processes, products, and services, fostering a culture of governance aligned with FCA Guidelines and Consumer Duty. Calculations Mapping and Repository: Create a centralised ... -motivated approach. Understanding of regulatory requirements, including Consumer Duty and FCA Guidelines. Commercial awareness and a customer-centric mindset. Knowledge of ...

Company: BMW Group (3 days ago)

... juniors and reviewing their work. The audit client base is varied and includes FCA regulated clients, property investment companies, retail companies, construction companies, commodities ... to finish. Experience of working on a wide range of clients (some FCA experience would be beneficial). Computer literate including good Excel experience. A ...

Company: TC Group (3 days ago)

... review teams, ensuring full accountability for scoping, testing, and reporting, considering FCA and other consumer-focused regulatory requirements Recommending and overseeing the execution of ... banking Excellent understanding of UK regulatory requirements, including Consumer Duty, FCA Handbook (including COBS, MCOB, ICOBS, BCOBS, PROD, DISP) and oth ...

Company: Santander (3 days ago)

... Compliance: Ensure compliance with internal policies and external regulations, supporting FCA/ICO notifications and policy gap analyses. Customer Outcomes: Challenge the business ... with regulations concerning B2B advertising, marketing, and sales activities, including FCA Conduct Rules, GDPR, and industry-specific standards. Emerging Risk & Industry ...

Company: Experian Group (3 days ago)

... Payer) Regulations 2017. Assist the CCO to oversee the branch’s compliance with FCA/PRA regulations and JMLSG guidance related to financial crime. Assist the CCO ... Strong knowledge of the regulatory requirements for third-country branches in the UK, including FCA and PRA rules, AML regulations, and JMLSG guidance. Significant experience in managing ...

Company: Compliance Professionals (3 days ago)

... compliance with leading regulatory standards (e.g., DORA, Bank of England, FCA, NIST, etc.). Cybersecurity Operating Model Transformation– Assessing, designing and implementing effective and outcome ... Controls), regulations (e.g., NIS2) and financial regulations (e.g., DORA, FCA, Bank of England, etc.). Have an understanding of the future of Gen AI ...

Company: Capgemini (3 days ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: ...

Company: Citi (3 days ago)

... which is aligned to our brand’s Tone of Voice. Consumer Duty (UK) The FCA’s Consumer Principle requires firms to act to deliver good outcomes for retail ... suitable level of understanding of the activity delegated. Fulfilment of PRA/FCA requirements in respect of the Senior Managers and Certification Regime, including ongoing compliance ...

Company: The Cigna Group (2 days ago)

... You must act with due skill, care and diligence. You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to the interests of customers and treat ... within the financial services industry and, therefore, is regulated by the FCA (Financial Conduct Authority) and the PRA (Prudential Regulation Authority). It ...

Company: Pension Corporation (2 days ago)

... current on market conditions, regulation, SEI products and services, etc. Adhere to all relevant FCA requirements and compliance. Any other ad-hoc projects as required. All SIEL employees are ... the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II - Staff giving information about investment products, investment ...

Company: SEI Investments Company (2 days ago)

... compliance risks or breaches. Provide support in maintaining compliance with the Financial Conduct Authority (FCA) regulations and General Data Protection Regulation (GDPR). Assist in the monitoring of fund ... is preferred. Strong understanding of financial regulations, particularly those pertaining to the FCA. #J-18808-Ljbffr

Company: Compliance Professionals (2 days ago)

... a comprehensive range of compliance and regulatory matters relevant to an FCA-regulated investment firm. You’ll be responsible for developing, refining, and ... of financial markets and financial services regulations, particularly those affecting FCA-regulated MiFID investment firms. Excellent analytical, quantitative, and interpersonal skills ...

Company: Lawson Chase (2 days ago)

... certification, compliance with the UK Operational Resilience regulatory rules set out in FCA’s SYSC15A and will also work towards maintaining our ISO27001:2022 ... working within both Continuity standards and knowledge of operational resilience regulations (FCA & PRA) with the ability to think strategically and understand integration of legal and ...

Company: Das Group (2 days ago)

... trends: including, but not limited to, claims handling regulatory requirements set out by the FCA’s ICOBs rules and Consumer Duty, Insurance Distribution Directive, EIOPA and MSFA ... Education: Degree level educated A Level 4 qualification that meets the FCA's qualification standards for dealing with retail clients is preferred Additional Information ...

Company: SquareTrade (2 days ago)

... management frameworks within the business. Ensure claims are handled in accordance with FCA regulations and internal policies. Oversee the process for managing and resolving customer complaints ... and complaints processes and systems. A thorough understanding of FCA regulations and handling best practices. Demonstrable leadership and team management ...

Company: Oxbow Resourcing (2 days ago)

... in a timely manner. Attain and maintain competent status as defined by the FCA and the firm. Keep up to date with new products, technical or legislative ... and Training & Competence Schemes/Procedures of the firm as well as the requirements of the FCA. Maintain performance standards in accordance with those outlined in the Key Performance Indicators ...

Company: TN United Kingdom (2 days ago)

... , including complex finance and debt casework. Community Links debt advice is FCA registered. As Senior Debt Advisor you will: Provide high-quality debt ... advice, including complex casework in accordance with Financial Conduct Authority (FCA) guidelines, and refer clients to relevant support systems where appropriate. Provide an ...

Company: Catch22 (2 days ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: ...

Company: Citigroup Inc. (2 days ago)