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... provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. Assist the Legal ... which could be relevant to the firm as well as assist with the drafting of responses to FCA and PRA consultation papers, and relevant trade bodies such as the ABI. Assist with ...

Company: Bruin (1 week ago)

... require any reasonable adjustments during recruitment. FCA Conduct Rules Under the Senior Managers and Certification Regime, the FCA and Aventum expect that: You mus ... must act with due skill, care and diligence You must be open and cooperative with the FCA, the PRA and other regulators. You must pay due regard to customers' interests and treat them ...

Company: Consilium Insurance Brokers (1 week ago)

... infrastructure and performance. Have a broad and/or specialist knowledge of the FCA requirements in relation to general insurance; understand the rationale behind standards set ... an individual with high functional and technical knowledge and experience of the FCA regulatory environment together with strong relationship building, communication and ...

Company: Bravo Networks (1 week ago)

... days per week in London. Professional Development: Engage in varied projects, from FCA authorisations to AML audits, enhancing your skills and industry knowledge. ... client compliance through comprehensive framework and document reviews. FCA Applications: Assist clients with complex FCA authorisation processes. Project Leadership: Manage and deliver ...

Company: Twenty84 (1 week ago)

... generating revenue and developing the profitability of the business whilst ensuring full FCA compliance in all aspects of commercial insurance. Our Account Handlers ... , and Issuing Cover Notes Ensuring all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Polices and Guides to Best Practice ...

Company: JM Glendinning (Insurance Brokers) Ltd (1 week ago)

... in relation to various lines of Commercial Insurance, whilst ensuring full FCA compliance. The overall purpose of the role will be to ensure a ... other areas of the firms’ operations To follow Astute processes and policies To work within FCA rules and guidance as interpreted by the firms’ compliance policies and processes To proactively create ...

Company: Astute Insurance Solutions (1 week ago)

... , you will be responsible for ensuring that their operations not only meet FCA regulatory requirements but also support the commercial strategies that drive the business ... our regulatory compliance. Your role is to ensure that our platform operates within FCA guidelines while enabling commercial agility. Collaboration with Leadership: Work directly ...

Company: meraki talent ltd (1 week ago)

... while fostering effective relationships with the FCA Embedding consumer-focused governance across all levels to ensure alignment with the FCA Consumer Duty, ensuring products and ... Team management experience - ability to lead and inspire Thorough knowledge of the FCA’s regulatory rules appropriate to the investment management space Attention ...

Company: MERJE (1 week ago)

... management and the pertinent boards Compile precise regulatory reporting returns for the FCA, utilising support from the LGIM Compliance and Property Fund Accounting teams ... financial services firms operate would be beneficial. An understanding of FCA regulation, with specifics around the Alternative Investment Fund Management Directive “AIFMD ...

Company: Legal & General (1 week ago)

... our customers. At all times adhering with internal and external policy, procedure and FCA regulations. Key Accountabilities Manage and lead the litigation team, providing ... with internal policies, regulatory requirements, and industry best practices including the FCA (Financial Conduct Authority) rules, the Mortgage Conduct of Business (MCOB ...

Company: Kensington Mortgages (1 week ago)

... and implementing operational resilience frameworks in response to requirements from the PRA and the FCA, with a focus on scenario testing. You will be a seasoned ... initiatives, preferably in the Insurance industry Strong understanding of the PRA and FCA operational resilience requirements for the London Market Prior experience of planning ...

Company: mbf (1 week ago)

... Previous experience in a senior Risk and Governance role within regulated environments (FCA & CMA) Strong operational and commercial awareness with the ability to deliver pragmatic solutions ... stakeholders at all levels Degree educated or equivalent experience Working knowledge of FCA handbook and CMA framework If you are a seasoned Risk & Compliance ...

Company: MERJE (1 week ago)

... ensuring the firm is in compliance with its obligations under the Financial Conduct Authority (FCA), CASS and similar regulations imposed by other regulators where we have ... daily client asset reconciliations including custody asset and client money for the FCA and equivalent for overseas regulated firms where CMC UK performs the reconciliation as a ...

Company: CMC Markets UK Plc (1 week ago)

... team, lead the implementing and monitoring of appropriate policies for compliance with FCA regulations Rolling out training to the team on compliance and Excellence (quality ... ) matters Supporting the compliance team with any FCA interactions related to the Financial Planning team. Ensuring key risks and ...

Company: Willis Towers Watson Job type: internship (1 week ago)

... pragmatic, collaborative and experienced senior compliance manager with deep knowledge of FCA rules and associated regulations, who is passionate about Monzo's mission ... obligations. This will require experience of advising on the requirements of the FCA sourcebooks whilst also having a grounding in the retail banking and payments landscape ...

Company: Monzo (1 week ago)

... enhance a critical Trading Control Framework, ensuring it aligns with the latest FCA and PRA regulatory expectations. If you have a strong background in this area ... review of the Trading Control Framework to ensure it continues to meet evolving FCA and PRA regulatory expectations, proportionate to the size and scale of the business. The review should ...

(1 week ago)

... s own regulations, the 'Best Execution' requirements of the London Stock Exchange and the FCA, thereby minimising reputational, financial and operational risks. Ensure that all UT/OEIC ... appropriate stock market developments, and any changes to LSE dealing rules and FCA regulations, ensuring that these are adhered to, recording all CPD. Maintain an ...

Company: Cameron Kennedy (1 week ago)

... full training and continuous coaching in-house you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally grow ... full training and continuous coaching in-house you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally grow ...

Company: Acorn Insurance and Financial Services Limited (1 week ago)

... ?       Assist with company secretarial duties as required ·        Responsible for FCA returns ·        Compliance team conduct champion ·        Assist ... activities comply at all times with both its internal procedures, FCA, and other jurisdictional/legislative requirements ·        Support the Head ...

Company: Mosaic Insurance (1 week ago)

... APAC) activities. This position would suit someone with a strong regulatory (FCA and/or PRA) background that enjoys working closely with the business in an ... Management within a reputable Financial Services organisation. Strong background in an FCA and/or PRA regulated firm. Ability the present complex issues confidently and concisely to Senior ...

Company: Graff Search (1 week ago)