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... & SMF17, with a proven track record operating within an FCA‑regulated environment. Alternatively, this may suit someone that is looking ... to step up into an FCA approved role. You’ll also bring: Strong experience across both ...

Company: Sterling Williams Ltd (1 week ago)

... must be an approved person by the Financial Conduct Authority (FCA) in the UK or any other regulatory authority and hold ... of the Bank and the UK regulations. Ensure that any FCA training and/or competency standards in relation to AML/CFT ...

Company: Martis Search (1 week ago)

... technical assurance activities. Strengthen governance frameworks, ensuring ongoing compliance with FCA, PRA, operational resilience, and industry security standards. Build trusted relationships ... role has been assessed as a Certified Function under the FCA's Senior Managers and Certification Regime (SMCR). This advert summarises ...

Company: Cynergy Bank (1 week ago)

... for its UK operations. This senior role involves holding dual FCA Senior Management Function accountability and ensuring compliance with financial crime ... compliance experience in the financial services sector and familiarity with FCA regulations. This is a hybrid role with an expectation of ...

Company: Remitly U.K., Ltd. (1 week ago)

... accountability and reporting to the UK board. You will translate FCA obligations into practical policy for product, engineering, and operations, manage ... regulatory relations with the FCA, PSR, and NCA, and collaborate across a global platform to ...

Company: Remitly (1 week ago)

... a high degree of customer service awareness, Inc. TCF and FCA guidelines. Key Responsibilities Setting, achieving, and delivering against performance targets ...

Company: Knight Temple recruitment Ltd Job type: permanent (1 week ago)

... , and professional development. Regulatory & Conduct Responsibilities Comply with all FCA and PRA Conduct Rules and Certification Regime requirements. Act with ...

Company: LJ Recruitment Job type: permanent (1 week ago)

... UK cyber security regulations and frameworks. * Experience working in an FCA-regulated or similarly governed environment. * Experience with Microsoft Entra ID ...

Company: Gem Partnership Job type: permanent (1 week ago)

... Compliance: Ensure all customer interactions and sales activities comply with FCA regulations, Consumer Duty requirements, and internal company procedures. Insurance Renewals ...

Company: Massenhove Recruitment Limited Job type: permanent (1 week ago)

... pension administration Strong understanding of pension legislation, HMRC rules, and FCA requirements Excellent organisational skills with the ability to manage multiple ...

Company: Search Job type: permanent (1 week ago)

... * Identifying and implementing process improvements * Adhering to internal policies and FCA guidelines Skills and experience: * Previous administration experience gained within Financial ...

Company: Oakley Recruitment Limited Job type: permanent (1 week ago)

... role is designed to ensure Appointed Representatives are, as per FCA guidelines, always 'Treating Customers Fairly' and delivering good customer outcomes ...

Company: Get Staffed Job type: permanent (1 week ago)

... and company standards. Ensure their Appointed Representatives are, as per FCA guidelines, always Treating Customers Fairly and delivering good customer outcomes ...

Company: Get Staffed Job type: permanent (1 week ago)

... referrals. * Monitor sales performance and produce regular reports. * Ensure all FCA and compliance requirements are met. * Perform Duty Manager responsibilities as ...

Company: Summit Recruiters Job type: permanent (1 week ago)

... product development within financial services. * A strong understanding of the FCA regulatory environment and practical experience applying Consumer Duty, including Fair ...

Company: AJ Bell Business Solutions Limited Job type: permanent (1 week ago)

... budgeting, forecasting and variance analysis * Ensure compliance with financial regulations FCA, accounting standards and tax requirements * Manage cash flow, working capital ...

Company: Career Concept Job type: permanent (1 week ago)

... through hands on experimentation. * Governance & Standards * Ensure architecture aligns with FCA governance, security, and compliance expectations. * Define and enforce architectural guardrails ...

Company: Cpl UK Job type: contract (1 week ago)

... introduction to investor operations and client relationship management within an FCA-regulated investment firm. About You Our client is looking for ...

Company: Major Recruitment - Perm Manager Job type: permanent (1 week ago)

... commercial targets. Ensure all finance activity is fully compliant with FCA regulations and company procedures. Review deals, manage finance applications and ...

Company: Silcom Recruitment Limited Job type: permanent (1 week ago)

... in a professional and consultative manner. • Experience working in an FCA-regulated business and understanding regulatory requirements is also advantageous. • Ability ...

Company: Interactive Investor Job type: permanent (1 week ago)