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... in insurance or financial services, you'll understand the importance of maintaining FCA standards, creating effective monitoring plans, and integrating Consumer Duty principles ... audits, file checks, and monitoring. Keeping ahead of regulatory changes with FCA, ICO, and other industry updates. Report directly to the Board and influence decision- ...

Company: Equation Recruitment (5 days ago)

... -friction access to private funds of their choice. We are headquartered in the UK and FCA-regulated. The Role This is a fantastic opportunity to take on a broad ... decision-making. Collate and prepare reports for Goji’s parent company and the FCA, liaising with external advisers as required. Conduct comprehensive financial analysis to support ...

Company: Dataleum (5 days ago)

... coordinate operational resilience activities in compliance with related Operational Resilience Regulations (FCA, PRA, CBI, DORA). Support the business with analysing, designing and implementing appropriate ... MBCI/DBCI). Experience and/or clear understanding of Operational Resilience Regulations: FCA: PS21/3, PRA: SS1/21, CBI: CP140, DORA. Experience ...

Company: BUPA (5 days ago)

... applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety ...

Company: Citigroup Inc. (5 days ago)

... regulations. Serve as the primary legal liaison with regulatory authorities, including the FCA and other relevant bodies. Oversee product governance frameworks to ensure financial ... regulator. Strong understanding of UK and EU regulatory frameworks, including FCA rules, MiFID II, and other relevant financial regulations. Experience in handling ...

Company: ziprecruiter (5 days ago)

... . Experience you'll gain: Exposure to core compliance requirements such as the FCA (Financial Conduct Authority), DPA (Data Protection Act), AML (Anti-Money ... reporting, collating data and putting together presentations on PowerPoint. Working knowledge of the FCA Handbook. Positive, collaborative, highly organised and an independent thinker with good ...

Company: Toyota Financial Services (UK) PLC (5 days ago)

... Responsibilities Provide expert compliance advisory services in line with Lloyd's and FCA regulatory requirements. Support the compliance team with regulatory reporting, governance frameworks, and ... of London or the wider London insurance market. Strong knowledge of FCA, PRA, and Lloyd's regulatory frameworks. Ability to provide strategic compliance ...

Company: ziprecruiter (5 days ago)

... : Ensuring appropriate internal guidance and advice is delivered in accordance with FCA, PSR and other regulatory requirements (FOS, PSD2). Assist colleagues in our Paris ... of timely responses to external audit and external regulatory enquiries particularly FCA reporting. Qualifications What we're looking for: A Regulatory Compliance specialist ...

Company: Checkout.com (5 days ago)

Are you an experienced Team Leader, with experience in an FCA environment looking for the next challenge? Our client is a successful and growing business, and they ... KPIs. Resource management. Mentoring. Skills/qualifications: Must have led teams in an FCA environment. Excellent communication skills. Meticulous. Strong team player. Great organisation ...

Company: Meridian Business Support (5 days ago)

... clients, insurers, and third parties professionally and promptly. Ensure compliance with FCA and other regulatory requirements. Liaise with insurers and third parties to administer client ... least one year experience within Insurance Advisory or a similar FCA regulated industry. Exceptional communication and interpersonal skills. Strong organisational ...

Company: Fintelligent Search (5 days ago)

... the showrooms and direct sales. Ensure compliance with all necessary regulations, including FCA policies, are managed effectively. Regularly review performance through one-on-ones wit ... t Have Proven experience in a Call Centre Management or similar leadership role. FCA accreditation. Ability to manage performance-related issues and HR tasks (rotas ...

Company: Solvit (5 days ago)

... provide reports to Compliance team. Review of financial promotions in line with FCA COBS rules and other jurisdictions where funds are registered (EU, US and globally). ... conflicts of interest. Assist in the preparation of regulatory reporting returns to the FCA within set timeframes. The Successful Applicant The Compliance Executive should have: 2 ...

Company: Michael Page (UK) (5 days ago)

... engagement. Work closely with the compliance team to ensure all operations comply with FCA regulations and internal policies. Champion a customer-first approach in claims handling ... : Experience in a senior claims management role within a regulated environment (FCA-regulated business experience preferred). In-depth understanding of claims processes, ...

Company: Reed (5 days ago)

... Drive team performance while ensuring compliance with all necessary regulations, including FCA policies. Monitor, coach, and develop team members through regular one-to- ... handling performance-related issues and HR tasks (rotas, holidays, commissions). FCA accreditation (or willingness to obtain). A proactive, professional, and customer-focused ...

Company: Intoloop (4 days ago)

... Finance Arrangements, and Issuing Cover Notes. Ensuring all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Policies and Guides to Best Practice. Always ... Preferably commercial and personal lines Experience of working to high standards of FCA compliance. I.T. skills including use of an insurance ...

Company: Reed (4 days ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: ...

Company: Jobs via eFinancialCareers (4 days ago)

... their readiness in customer-facing roles. Ensure all training programs align with FCA Consumer Duty regulations and other compliance standards. Assess training effectiveness ... person and online. Excellent coaching, facilitation, and communication skills. Knowledge of FCA Consumer Duty and Treating Customers Fairly (TCF) regulations. How we reward ...

Company: Flagstone Group LTD (4 days ago)

... days in office, 2 working from home Keywords: Compliance, Regulatory, Risk Management, FCA Handbook, Data Privacy, Financial Services Laws Our client, ABN Amro ... : Professional qualifications such as the CISI Diploma or equivalent Strong knowledge of the FCA Handbook and key Exchange rules Ability to undertake broad compliance monitoring activities ...

Company: ABN AMRO Bank N.V. (4 days ago)

... . Comply with regulatory requirements, including the Financial Services and Markets Act 2000, FCA regulations, and internal company policies. Qualifications and Skills: Proven track record ... (e.g., Acturis/SchemeServe). Knowledge of regulatory frameworks, including FCA Code of Conduct (COCON). Commitment to ethical behavior and treating customers fai ...

Company: Idex Consulting (4 days ago)

... successful Customer Service Associate will be a representative of an FCA-regulated firm. You will play a critical role in delivering exceptional ... a timely and professional manner. Ensure that all customer interactions are conducted in line with FCA Treating Customers Fairly (TCF) principles and in line with Consumer Duty requirements. Collaborate ...

Company: CBC Recruitment Solutions (4 days ago)