Location: Liverpool
... , legislation and regulation. Knowledge and good understanding of COBs, MAR, CASS and general FCA and PRA requirements. Strong IT literacy and ability to adapt to new systems Background ...
Company: Rev & Regs
(2 days ago)
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Location: London
... standard business processes, products offered and the dynamics within the business. Working knowledge of FCA regulations, in particular conduct rules, AML and financial crime requirements, as well as any other related ...
Company: The Curve Group
(2 days ago)
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Location: England
... Financial Adviser Ideally hold SPS Statement of Professional Standing by FCA accredited body Due to the high volume of applications received we are unable to respond ...
Company: Clayton Davies
(2 days ago)
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Location: Manchester
... of PI Claims Negotiators • Oversee claims handling, ensuring compliance with policies, FCA requirements, and Consumer Duty principles • Provide regular performance reports • Handle complex ...
Company: Barker Munro Recruitment
(2 days ago)
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Location: Hampshire
... similarly regulated environment Familiarity with regulatory frameworks and resilience principles (e.g. FCA/PRA guidelines) CBCI certification or equivalent is preferred Solid understanding of ...
Company: Lutine Bell
(2 days ago)
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Location: London (city of london)
... Track record in business development activity Practical understanding of the UK FS sector and FCA agenda. String work ethic, able to manage and prioritise multiple client engagements ...
(2 days ago)
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... a holistic, long-term view. You’ll have an experience of FCA and PRA regulations and possess demonstrable experience of managing Enterprise Risk frameworks ...
Company: Willow Resourcing Limited
(2 days ago)
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Location: London
... Compliance experience with the insurance industry and will need a detailed understanding of the FCA rulebooks impacting the insurance sector here in the UK, whilst any experience of the regulatory landscape in Ireland ...
Company: Willow Resourcing Limited
(2 days ago)
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... opportunities for process improvements and support a culture of continuous enhancement Consistently apply the FCA’s “Treating Customers Fairly” principles in all decisions and communications What We’re Looking For: Proven experience ...
Company: Gravitas Recruitment Group (Global) Ltd
(1 day ago)
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Location: London (city of london)
... with the business requirements. Ensure BCM & OR practices comply with UK regulatory requirements (e.g., FCA, PRA, Bank of England) and the Parent Bank’s requirements. Provide periodic ...
Company: IPOE Consulting
(1 day ago)
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Location: London (city of london)
... they don’t know everything, and must be keen to learn. Technical in depth knowledge of FCA requirements within the insurance industry. Must be smart, both in dress and in mind. Traditional qualities such ...
Company: Carnegie Consulting
(1 day ago)
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Location: London (city of london)
... . Act with due skill, care and diligence 3. Be open and co-operative with Lloyd’s, the FCA, the PRA, and other regulators 4. Pay due regard to the interests of customers and treat them ...
Company: KI
(1 day ago)
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Location: London (city of london)
... with the business requirements; Ensure BCM & OR practices comply with UK regulatory requirements (e.g., FCA, PRA, Bank of England) and the Parent Bank’s requirements; Provide periodic ...
Company: Wintermann Search
(1 day ago)
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Location: England
... to the level required by the Company’s regulators. • Adhoc tasks as required. • Comply with the FCA’s conduct (and senior conduct) and Consumer Duty rules and the PRA’s conduct ...
Company: The Actuary Group
(1 day ago)
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Location: London (city of london)
... environment, with a clear understanding of first line compliance responsibilities. Familiarity with FCA Consumer Duty principles and their practical application in service delivery. Highly articulate ...
(1 day ago)
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... Word and Excel. Educated to GCSE level or equivalent. Experience of working in an FCA (or similar) regulated environment. Experience of working in a similar role in the financial services ...
Company: Chamberlain Career management
(1 day ago)
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Location: Manchester
... and transforming a financial services business. Deep understanding of regulatory requirements (FCA) and experience operating at SMF level. Strong P&L ownership experience, with the ability ...
Company: Fintellect Recruitment
(1 day ago)
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Location: London
... capability. Ensure HR practices meet governance, compliance and regulatory requirements, including FCA standards. About You We are looking for a resilient and commercially focused HR professional ...
Company: Bruin
(1 day ago)
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... , NIST CSF, and CIS Controls; and awareness of regulations such as NIS2, DORA, or FCA and Bank of England standards. Understanding of how Generative AI will impact ...
Company: Stealth IT Consulting
(1 day ago)
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Location: London (city of london)
... with this policy. Key Competencies: Consumer Duty All staff must be aware of and understand the FCA’s requirements regarding Consumer Duty (CD) incorporated in the Bank’s Policy ...
Company: Wintermann Search
(1 day ago)
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