Total result: 1,042
|
Location: Edinburgh, Midlothian
... outstanding requirements. Ensure all work is completed in line with FCA requirements and internal compliance procedures. Support and mentor more junior ...
Company: FindCore Careers
(6 days ago)
|
|
Location: London, South East England
... LMS - Keep the business compliant with UK employment law and FCA people requirements (conduct, fitness and propriety, regulatory references) - Oversee monthly ...
Company: Bruin Financial & Professional Services Careers
(6 days ago)
|
|
Location: London
... good understanding of insurance broking and commercial insurance Knowledge of FCA Client Money requirements Strong numerical, reconciliation and Excel skills Excellent ...
Company: High Finance (UK) Limited T/A HFG Careers
(6 days ago)
|
|
Location: Leicester, Leicestershire
... process contributions, investments, benefits and transfers whilst ensuring compliance with FCA, HMRC and TPR requirements You will provider oversight and supervision ...
Company: Switch Recruitment Careers
(6 days ago)
|
|
Location: Beverley, North Humberside
... and existing corporate clients. Working to the highest professional and FCA standards, you will contribute directly to the continued growth of ...
(6 days ago)
|
|
Location: Cheshire
... within agreed timescales. Maintain knowledge of financial services, legislation and FCA requirements. Work in line with Consumer Duty and regulatory standards ...
Company: Artemis Recruitment Consultants Ltd Careers
(6 days ago)
|
|
Location: Birmingham, West Midlands
... markets, competitors, and the wider financial industry Ensure compliance with FCA standards for CPD and market standards Meet targets and create ...
Company: FRP Group Careers
(6 days ago)
|
|
Location: Halifax, West Yorkshire
... or similar financial services environment. Strong knowledge and understanding of FCA rules, regulations and Codes of Conduct. Relevant compliance or financial ...
Company: Pavilion Recruitment Solutions Careers
Job type: temporary
(6 days ago)
|
|
Location: Newcastle Upon Tyne, Tyne and Wear
... , Python and Excel Familiarity with Risk concepts Familiarity with the FCA’s AIFMD Annex IV and SEC’s Form PF a ...
Company: Catalyst Careers
(6 days ago)
|
|
Location: Southampton, Hampshire
... a high degree of customer service awareness, Inc. TCF and FCA guidelines. Key Responsibilities Setting, achieving, and delivering against performance targets ...
Company: Knight Temple Recruitment Careers
(6 days ago)
|
|
Location: Loughton, Essex
... professional introducers (accountants, tax advisers, etc.) Ensure all advice meets FCA and regulatory standards About You Diploma qualified (Level 4 minimum ...
Company: mbf. Careers
(6 days ago)
|
|
Location: Harlow, Essex
... relationships with introducers and branch teams • Manage pipeline and ensure FCA-compliant advice Employed Package: • Basic salary up to £35,000 ...
Company: Cameron James Careers
(6 days ago)
|
|
Location: Halifax, West Yorkshire
... all advice and client activity is delivered in line with FCA regulations and internal procedures Maintaining accurate and detailed client records ...
Company: Pavilion Recruitment Solutions Careers
(6 days ago)
|
|
Location: Beverley, North Humberside
... to be entered meticulously on back office system for future FCA returns. Keep all parties, both client and Adviser, fully updated ...
Job type: temporary
(6 days ago)
|
|
Location: Liverpool, Merseyside
... its suitability obligations set out by the Financial Conduct Authority (FCA) in its regulations and Rathbones internal guidance. In accordance with ...
Company: Rathbones Group Plc
Job type: permanent
(6 days ago)
|
|
Location: Reading, Berkshire, Remote
... and paraplanning support to advisers Ensure all work complies with FCA regulations and internal procedures Log and manage paraplanning requests efficiently ...
Company: Reed Careers
(6 days ago)
|
|
Location: Glasgow, Lanarkshire
... delivery of compliant, high-quality financial advice Ensuring adherence to FCA regulations, company procedures, and best practice standards What We're ...
Company: Reed Careers
(6 days ago)
|
|
Location: Shrewsbury, Shropshire
... and managing advisor diaries Assisting with compliance requirements and ensuring FCA standards are met Supporting the end-to-end client journey ...
Company: Brevere Group Careers
(6 days ago)
|
|
£50,000 - £50,000
Location: London
... products within agreed target markets * Comply with the PRA and FCA rules for approved persons including the carrying out of those ...
Company: Robert Walters
Job type: permanent
(5 days ago)
|
|
Location: Stockton-on-Tees, Cleveland
... referrers e.g. accountants Maintain accurate records and comply with FCA regulations Benefits: Competitive salary of £50,000 (negotiable) Full time ...
Company: Recruit UK Careers
(5 days ago)
|
©2017 l3ehnam