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... ability to engage effectively with EU and UK regulators (ESMA, FCA) Strong knowledge of regulations governing market infrastructure transaction reporting (EMIR ...

Company: The Depository Trust & Clearing Corporation (DTCC) Job type: permanent (2 months ago)

... , and excellent communication skills. This position requires accountability under the FCA’s SM&CR, focusing on user experience and technological ...

Company: Ascot Lloyd group Job type: permanent (2 months ago)

... a senior level. * You will ensure all work complies with FCA regulations and company standards. * You will support the training and ...

Company: Service Service Job type: permanent (2 months ago)

... admin, adviser support, client services, operations, etc.). Strong knowledge of FCA regulatory frameworks, treating customers fairly (TCF) and financial‑services operational ...

Company: We Are Zenith Job type: permanent (2 months ago)

... certification(s) for applicable area of work (e.g., ACA/FCA, ACCA/FCCA). Demonstrated management, analytical, organizational, interpersonal, project management, communication ...

Company: Baker Tilly US (2 months ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: PowerToFly Job type: permanent (2 months ago)

... . Regulatory Watch: Monitor the evolving landscape of Carbon/Financial regulation (FCA, VCM, Article 6) to ensure our business model remains compliant ...

Company: CUR8 Job type: permanent (2 months ago)

... System: Aladdin – investigating potential breaches. Conduct regulatory disclosures for takeovers (FCA, Takeover Panel) and large shareholdings (SEC) Interpret, code and test ...

Company: Royal London Job type: permanent (2 months ago)