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... highly specialised central support to Enforcement & Market Oversight and the wider FCA? The Team/Department The Enforcement Intelligence & Specialist Services Directorate (EISS ... Good interpersonal skills with the ability to influence and persuade stakeholders. About the FCA The FCA regulates the conduct of nearly 45,000 firms in the UK to ensure our ...

Company: Financial Conduct Authority (1 month ago)

... OA) function, assisting the team to become a true OA function within Leonardo for FCAS but also wider OA requirements within the business. Provide operational strategic guidance to ... and oversight of ISANKE technology/functionality development for FCAS, to assure the development of a 6th generation ISANKE system that ...

Company: Leonardo UK Ltd (1 month ago)

... requirements. What You’ll Do: Prepare and submit necessary regulatory reports and returns (FCA MIFIDPRU 9) to ensure accuracy and compliance with relevant regulatory rules. Ensure ... public disclosure. Function as a primary point of contact with the FCA and manage all regulatory examination engagements, audits, and inquiries. Assist with ongoing ...

Company: Tbwa Chiat/Day Inc (1 month ago)

... documentation. Provide support for regulatory and compliance requirements, ensuring adherence to FCA and PRA rules. Coordinate and collaborate with other departments on issues needing ... information. Knowledge and understanding of: Underwriting Principles. Legal Principles. FCA and Lloyd’s rules and regulations including contract certainty issues ...

Company: Munich Re (1 month ago)

... are organised and updated, and easily accessible Compliance with FCA and company procedures Assist the team in complying with FCA and internal compliance procedures, ensuring all client files ... detail Sufficient understanding of the needs of Financial Services teams, FCA rules and compliances in order to effectively carry out the role Relevant ...

Company: Artemis Recruitment Consultants Ltd (1 month ago)

... ’s portfolio includes LMAX Exchange (institutional FX exchange and FCA regulated MTF), LMAX Global (FCA and CySec regulated brokers) and LMAX Digital (GFSC regulated institutional ...

Company: LMAX Group (1 month ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety ...

Company: Citi (1 month ago)

... framework, ensuring that our products and services meet the stringent requirements of the FCA, including Consumer Duty obligations? This is your chance to advance ... maintain a strong product governance framework, ensuring full compliance with FCA regulations and Consumer Duty requirements. Oversee Product Reviews: Coordinate and oversee periodic ...

Company: Hurst Point Group (1 month ago)

... is in place. Maintain a robust control environment to ensure both FCA and CQC regulatory compliance. Key Skills / Qualifications needed for this role: Senior ... large, global matrix organisation. Experience operating within a regulated environment (FCA). Customer obsession: energy and passion to deliver excellent service to internal and external ...

Company: BUPA (1 month ago)

... set out above, the role will also become responsible for: Ensure compliance with FCA PROD 4 requirements Satisfying all regulatory reporting requirements in collaboration with the reporting function ... Ensuring compliance with Munich Re’s Code of Conduct and the FCA Conduct Rules At Munich Re, Diversity, Equity, and Inclusion foster innovation ...

Company: Munich Re (1 month ago)

... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety ...

Company: Citigroup Inc. (1 month ago)

... in similar roles is essential; Regulatory know-how: Experience in an FCA regulated environment or a good understanding of FCA regulations; TCF principles: A strong belief in Treating ...

Company: Prima Assicurazioni (1 month ago)

... peacebuilding, security and/or justice sector reform; preventing violent extremism, governance in FCAS). Experience and/or the skills and understanding of conflict contexts to be able to ... managing programmes, conducting short or long-term project office roles in FCAS, and/or research roles for FCDO C&S projects and fluency in FCDO requirements ...

Company: RPMGlobal (1 month ago)

... documents from clients, as required by the lenders. * Ensuring all work meets the required FCA compliance standards. * You will use relevant industry software to aid you ...

Company: Your Mortgage Recruiter Job type: permanent (1 month ago)

... communicator with the ability to build relationships with customers and colleagues, being compassionate and considerate. Knowledge of FCA and Consumer Duty guidelinesBy applying you will be registered as a candidate with Marc Daniels ...

Company: Marc Daniels Job type: contract (1 month ago)

... with the Area Manager and colleagues. * Complete all documentation required by the Company. * Act in accordance with the FCA Code of Conduct for Company Representatives. * Work to a programme agreed with the Area ...

Company: Clark James recruitment Job type: permanent (1 month ago)

... writing skills Background in governance or oversight role Familiarity with regulatory frameworks (e.g. FCA, Solvency II, governing delegated authorities) Good organisational skills with a high ...

Company: Munich Re (1 month ago)

... Degree and have experience within Financial Services. Proven regulatory experience and knowledge, in particular around the FCA Handbook (COBS, SYSC, PROD and DISP in particular). Experience gained working within a ...

Company: Kroll (1 month ago)

... , software. Additional Role Details This role is subject to the Conduct Rules set by the FCA. Don't meet every requirement? At Jupiter we are dedicated to building a diverse ...

Company: Jupiter Fund Management (1 month ago)

... Responsibilities: Change Be the Operational lead for all Regulatory projects and initiatives, including the upcoming ESMA and FCA changes to Transaction Reporting Accountable for requirements raised and their subsequent prioritisation Participation ...

Company: London Stock Exchange Group (1 month ago)