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... financial services group spanning three regulated businesses: an FCA-authorised broker‑dealer operating across prime brokerage and ... ‑in‑the‑loop controls Ensure AI deployments meet FCA, SEC, and relevant regulatory requirements across all ... infrastructure firms or AI‑native fintechs Familiarity with FCA, SEC, and/or MAS regulatory frameworks as ...

Company: AAA Global (1 week ago)

... , experts, and counsel Conduct legal research on FCA regulations, financial services law, and case law ... (training contract experience considered) Knowledge of FCA regulations and financial mis-selling principles Strong ... Solicitor, NQ Solicitor Jobs, Financial Services Litigation, FCA Claims, Consumer Claims, Dispute Resolution Solicitor, Legal ...

Company: qed legal (1 week ago)

I am working with a growing, FCA regulated business who are looking for an experienced ... Working closely with Compliance and QA teams to maintain FCA standards Using customer data and feedback to drive ... functions, strong leadership skills and a solid understanding of FCA regulations and Consumer Duty. Excellent benefits, progression opportunities and ...

Company: The ONE Group Ltd (1 week ago)

... for regulatory developments and ensures internal policies remain aligned with FCA requirements and industry standards. The successful candidate will act ... engagement activities. Key Responsibilities Regulatory Policy & Interpretation Monitor relevant FCA regulatory developments and conduct structured horizon scanning. Translate regulatory changes ...

Company: MNK International (1 week ago)

... financial services industry and, therefore, is regulated by the FCA (Financial Conduct Authority) and the PRA (Prudential Regulation ... You must be open and cooperative with the FCA, the PRA and other regulators. You must ... Understanding of insurance regulatory regime, including PRA Rulebook, FCA Handbook and Solvency II/UK Solvency desirable Skills ...

Company: Pension Corporation (1 week ago)

... company, founded in 2022 and authorised by the FCA as an Electronic Money Institution. We are building ... and working in a CMS the same week FCA‑regulated environment experience is a strong plus Nice ... , or multi‑currency account products specifically Familiarity with FCA financial promotions rules and compliant marketing in regulated environments ...

Company: Peratera (1 week ago)

... Monitoring London (on-site) Specialist Financial Services | FCA Regulated We’re partnering with a growing, highly ... initiatives and evolving compliance requirements Contribute to FCA reporting and regulatory submissions Track regulatory developments ... Experience in a compliance role within an FCA-regulated firm Exposure to compliance monitoring or ...

Company: fs talent (1 week ago)

... relevant regulators and external stakeholders (including the FCA where applicable). Develop, implement, and maintain ... regulatory and AML frameworks, including EMRs, PSD2, FCA Handbook, MLR 2017, and JMLSG guidance. ... submitting regulatory returns and compliance reporting (including FCA-related reporting where applicable). Excellent leadership skills ...

Company: BEPI - British Electronic Payments Institution (1 week ago)

... CRM entries Compliance & Professional Development * Ensure full compliance with FCA regulations, GDPR, and internal policies * Maintain technical competence and professional ... understanding of insurance and risk management solutions * Familiarity with regulated, FCA-authorised environments What’s on Offer * Competitive salary: £35,000 ...

Company: Greys Specialist Recruitment Job type: permanent (1 week ago)

We are recruiting for a FCA and PRA experienced Head of Regulatory Reporting to join a ... will be fully up to date and currently working within FCA and PRA compliance for a bank and experienced managing and ...

Company: LJ Recruitment Job type: permanent (1 week ago)

... care. Here to help, whenever you need. FCA Statement We're regulated by the FCA, so some roles may be subject to ...

Company: Dignity Funerals Limited (1 week ago)

... . Identify learning needs to support colleague development. Promote compliance with FCA regulations. Track learner development, and escalate progress to Team Leader ... ability to manage customer queries and complaints effectively. Awareness of FCA Conduct Rules Ability to identify skill gaps and recommend development ...

Company: Morgan Parkes Recruitment Job type: internship (1 week ago)

... -of-life care. Here to help, whenever you need. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited (1 week ago)

... meet key deadlines. Keep up to date with relevant legislation, FCA guidance, and evolving market developments. Provide support and guidance to ... task completion. Adhere to regulatory and corporate compliance standards, including FCA requirements and antimoney laundering obligations. Assist with audit processes and ...

Company: Netbox Recruitment Job type: permanent (1 week ago)

... -life care. Here to help whenever you need us. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited (1 week ago)

... client and internal stakeholder levels •    Strong knowledge of regulatory frameworks – FCA, Companies Act, HMRC, GDPR •    Excellent analytical and problem-management skills ... enhance client-facing awareness and behaviours •    Ensure full compliance with FCA, Companies Act and HMRC rules relating to share registration and ...

Company: MUFG Pension & Market Services Job type: permanent (1 week ago)

... -life care. Here to help whenever you need us. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited Job type: permanent (1 week ago)

... -of-life care. Here to help, whenever you need. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited (1 week ago)

... banking finance fluency. • Comprehensive understanding of UK banking regulation (PRA/FCA), the Senior Managers & Certification Regime, and Board governance frameworks ... and diligence • Be open and cooperative with the Bank, the FCA, the PRA and other regulators • Pay due regard to the ...

Company: UBL UK (United National Bank Limited) Job type: permanent (1 week ago)

... Ensure all onboarding activity is completed accurately in line with FCA requirements Maintain and update client records within the CRM system ... , investments and protection products Familiarity with CRM systems Understanding of FCA regulations and compliance requirements Financial Planning Processor, the benefits: Competitive ...

Company: Pure Human Resources Ltd (1 week ago)