Total result: 580
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£150 - 200
Location: Greater London
... M&A from inception to close, FCA authorised individual (or willing to obtain FCA Authorised status) ideally with background of the ...
Company: PwC UK
(1 month ago)
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£150 - 200
Location: City Of London, England
... . Regulatory & Compliance Oversee compliance with relevant regulatory frameworks, including FCA considerations, AML, data protection, and Companies House obligations. Support regulatory ...
Company: Talent Flow Partners
(1 month ago)
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£150 - 200
Location: Manchester
... Managing customer accounts and spend Working to high standards of FCA regulations 1+ years of telesales experience (ideally in B2B, although ...
Company: Capital on Tap
(1 month ago)
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£150 - 200
Location: London
... delivery of statutory accounts for the Group and subsidiaries (including FCA-regulated entities) under IFRS. Act as the primary contact for ...
Company: Phipps Cameron
(1 month ago)
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£150 - 200
Location: London
... statutory accounts preparation (outsourced, with review responsibility) Ensure compliance with FCA and other regulatory requirements Drive continuous improvement across reporting, processes ...
Company: Finatal
(1 month ago)
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£150 - 200
Location: Glasgow
... deliver exceptional outcomes for Advisers and their underlying clients. Meet FCA qualification and WME internal requirements for authorisation to create and ...
Company: RBC Brewin Dolphin
(1 month ago)
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£150 - 200
Location: Greater London
... risks. The role is critical in meeting the SCA/CySEC/FCA regulatory expectations and ensuring the company operates within its defined ...
Company: capital.com
(1 month ago)
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£150 - 200
Location: London
... former regulators or government employees (e.g. the UK’s FCA or equivalent EU member state authorities) are also highly encouraged ...
Company: Capstone
(1 month ago)
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£150 - 200
Location: Greater London
... including Mortgages and Corporate Financial Planning. Ensuring robust compliance with FCA regulations, the Training & Competency framework, and all internal policies ...
Company: IDEX CONSULTING LTD
(1 month ago)
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£150 - 200
Location: Greater London
... analysing trends and building appropriate response plans Knowledge of the FCA risk requirements for financial services business Solid understanding of the ...
Company: Dojo
(1 month ago)
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£26,000 - 29,000 - Annum
Location: LE12, Quorndon, Leicestershire
... and ensuring smooth and timely completion * Ensuring processes followed and FCA standards are met * Ensuring compliance requirements are adhered to * Preparing ...
Company: North Oak Recruitment
Job type: permanent
(1 month ago)
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£27,300 - Annum
Location: Leeds, West Yorkshire
... in a professional and consultative manner. · Experience working in an FCA-regulated business and understanding regulatory requirements is also advantageous. ESSENTIAL ...
Company: Interactive Investor
Job type: permanent
(2 months ago)
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£107,124 - 158,761 - Annum
Location: OX2, Marston, Oxfordshire
... . - Familiarity with UK or EU insurance supervisory frameworks (e.g., FCA, PRA, EIOPA regulations). - Prior in-house counsel experience in a multinational ...
Company: Aioi Nissay Dowa Europe
Job type: permanent
(2 months ago)
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£40,000 - 60,000 - Annum
Location: Heathcote, Warwickshire
... a Financial Services or Wealth Management environment. Solid understanding of FCA regulations and compliance requirements. Frontline sales experience with expertise in ...
Company: Plus One Recruitment
Job type: permanent
(2 months ago)
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£26,000 - 35,000 - Annum
Location: Wokingham, Berkshire
... and new submissions on iO. Adhere to internal processes and FCA compliance (AML, GDPR), ensuring confidentiality at all times. Contribute to ... Microsoft Office (intermediate Excel). Understanding of Financial Adviser needs and FCA requirements
Company: Mulberry Recruitment
Job type: permanent
(2 months ago)
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£150 - 200
Location: City of Edinburgh, Scotland
... team, including one other senior lawyer. Work closely with the FCA and related regulatory matters. Qualifications Minimum 10 years PQE (or ... with relevant experience). Strong track record of working with the FCA on authorized funds matters. Ability to hit the ground running ...
Company: Barclay Simpson
(2 months ago)
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£35,000 - 45,000 - Annum
Location: Maidenhead, Royal Borough of Windsor and Maidenhead
... team members consistently competent and effective within their roles, meeting FCA compliance standards * Assisting the team with any other duties, as ...
Company: Your Mortgage Recruiter
Job type: permanent
(2 months ago)
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£150 - 200
Location: City Of London, England
... pitches Strong focus on growing the client base and revenue FCA or CFA approved status desired Strong communication and interpersonal skills ...
Company: Aon
(2 months ago)
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£150 - 200
Location: Greater London, England
... role is subject to the Conduct Rules set by the FCA.Our high-conviction investment approach is fundamental to the way ...
Company: Jupiter Asset Mgmt
(2 months ago)
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£28,000 - 35,000 - Annum
Location: Stanmore, Greater London
... required by the lenders. * Ensuring all work meets the required FCA compliance standards. * You will work within a dynamic, growing business ...
Company: Your Mortgage Recruiter
Job type: permanent
(2 months ago)
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