Total result: 1,542
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£60 - 80
Location: Bournemouth
... able to comply with UK client asset rules set by the Financial Conduct Authority (FCA). Job responsibilities Oversee and manage the CASS Resolution Pack (CASS RP) reoccurring testing ...
Company: JPMorgan Chase & Co.
(3 days ago)
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£100 - 125
Location: London
... to continue to develop knowledge of any pricing related matters. Knowledge and understanding of FCA regulations and Lloyd's standards. Knowledge and understanding of the underlying principles of ...
Company: ENGINEERINGUK
(3 days ago)
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£150 - 200
Location: City of Edinburgh
... of ISAE3402 compliance in a service organization. Sound working knowledge of FCA rules and their application to real estate investment management. Proven track record ...
Company: CBRE
(3 days ago)
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£125 - 150
Location: London, Hybrid
... in the annual CASS audits, liaising with auditors and regulatory bodies as needed. Prepare and submit the monthly FCA CMAR return and other regulatory financial returns in a timely manner. Liaise with finance ...
Company: Compliance Recruitment Solutions
(3 days ago)
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£100 - 125
Location: London
... . Comprehensive knowledge of the UK Financial Services Regulatory Framework, including PRA Rulebook, FCA Handbook and relevant sourcebooks. Familiarity with trade finance systems including Credit-related ...
Company: People First
(3 days ago)
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£100 - 125
Location: London
... processes, reporting tools, and adviser communication. Governance & Conduct Ensure all activities align with FCA Consumer Duty principles, ensuring fair treatment and positive outcomes for advisers and clients ...
Company: Seven Investment Management LLP
Job type: contract
(3 days ago)
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£100 - 125
Location: London
... in a way that is consistent with achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules. Job Description Key Responsibilities: Work closely with colleagues across ...
Company: Arbuthnot Latham
(3 days ago)
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£125 - 150
Location: Bolton
... through others and coaching and developing direct reports and staff in wider risk roles. Knowledge of FCA/PRA requirements and expectations, including conduct and operational risks involved in product and pricing ...
Company: AXA UK
(3 days ago)
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£80 - 100
Location: Bristol
... you bring to the role? Relevant professional qualification (IOC). Have a strong understanding of the FCA rules. Experience of CASS and Conduct Compliance. Sound knowledge of operational ...
Company: Computershare
(3 days ago)
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£80 - 100
Location: Greater London
... financing (TF). Excellent knowledge of Money Laundering and Terrorist Finance regulation and FCA regulatory obligations, including Joint Money Laundering Steering Group (JMLSG) guidance ...
Company: Asset Finance International Limited
(3 days ago)
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£80 - 100
Location: London
... and requirements imposed on individuals performing their role at Miller, such as Lloyd’s byelaws and FCA rules. Promote the Miller brand and values to enhance Miller’s reputation in the market ...
Company: MILLER INSURANCE LLC
(3 days ago)
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£100 - 125
Location: London
... , preferably in investments and financial advice Good understanding of risk and regulation, particularly FCA. Strong attention to detail, and the ability to see the bigger picture. Strong planning, analytical ...
Company: Quilter
(3 days ago)
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£60 - 80
Location: Ipswich
... charity and Not-for-Profit accounts, Pension scheme accounts ABTA/ATOL return audits and FCA Client Money audits. The team's client portfolio includes business clients ...
Company: ziprecruiter
(3 days ago)
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£100 - 125
Location: London
... , and Delegation Ensure completeness and accuracy reporting responsibilities through EMIR TR Reconciliations and FCA reconciliations Use Kaizen, Novatus, and internal KPIs to identify issues and monitor the accuracy ...
Company: Robert Walters UK
(3 days ago)
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£125 - 150
Location: London
... or equivalent). Additional Role Details This role is subject to the Conduct Rules set by the FCA. Don't meet every requirement? At Jupiter we are dedicated to building a diverse ...
Company: ziprecruiter
(3 days ago)
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£80 - 100
Location: Croydon
... Bring: 10+ years of experience in Travel claims or banking environment. Exposure to the FCA or management of regulated activities. AC II certification. Strong knowledge in quality ...
Company: Allianz
(3 days ago)
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£100 - 125
Location: Doncaster
... do. Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations. You will ensure the dealership is well presented, making sure ...
Company: Stratstone
(3 days ago)
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£100 - 125
Location: London
... Asset Management LLP. UCapital Asset Management is authorized and regulated by the FCA – Financial Conduct Authority – with registration number 477155. UCapital Asset Management LLP ...
Company: Aleph Finance Group.
(3 days ago)
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£125 - 150
Location: City of Edinburgh
... understanding of the investment platform/wealth management space. strong grasp of FCA regulation (including MIFPRU, capital/liquidity requirements and CASS). proven experience with UK GAAP ...
Company: Seccl Technology Limited
(3 days ago)
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£125 - 150
Location: Greater London
... experience in IFRS9 or IRB Development/Validation Experience and understanding of Financial Services and FCA Regulations Strong communications skills Send your CV to ...
Company: MERJE
(3 days ago)
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