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... effectively Working knowledge of the UK regulatory framework: SS2/21, FCA operational resilience expectations, DORA, EBA Outsourcing Guidelines, and UK GDPR ...

Company: LT Harper Recruitment Group (3 days ago)

... - Completing and submitting the Society’s Regulatory Returns for the FCA, PRA, Bank of England and HMRC, working collaboratively within the ...

(3 days ago)

... enterprise risk frameworks Strong knowledge of regulatory frameworks (e.g., FCA, MiFID II, etc.). Due to the high volume of applications ...

Company: Clayton Davies (3 days ago)

... will be weighted on the investigations side working with the FCA. You should be E&W qualified and have at ...

Company: Hydrogen Group (3 days ago)

... the compliance function, acting as the primary contact for the FCA, and leading the compliance program day-to-day. Ideal candidates ... in senior compliance roles within trading markets, strong knowledge of FCA regulations, and demonstrable ability to build compliance frameworks. A hands-on ...

Company: Coopman Search and Selection | B Corp™ (1 week ago)

Job Description We have opportunities for agency FCAs at Cafcass covering Coventry, Warwickshire & Northamptonshire, - for the Work ... it is believed they are at risk of significant harm. FCAs are often referred to as ‘Children’s Guardians’ – they are ...

Company: Reed (1 week ago)

... oversee the application for a financial payments license with the FCA. This role requires strong C-suite credentials and experience in ...

Company: RUSSAM GMS (1 week ago)

... looking for at least 2 years experience working in an FCA regulated environment , with some experience as an auditor or ... they advise on and sell. • Always Comply with the FCA’s (and other applicable regulators) principles, commitments and codes ... diligence 3. You must be open and cooperative with the FCA, the PRA and other regulators 4. You must pay ...

Company: Emponics Job type: permanent (1 week ago)

... arising from inadequate client assets arrangements across FCA regulated firms. The team leads on strengthening ... skills, enabling delivery through others across the FCA and with external partners, supporting crisis preparedness ... and resolution scenarios. The FCA is committed to achieving greater diversity across all ...

Company: Financial Conduct Authority (1 week ago)

... generous parental leave policies **Regulatory Requirements (SMCR & FCA) **This role is considered Certified under the Senior ... colleague your details will be published on the FCA’s Financial Services Register This role has been ... a certification employee, directly or indirectly, is an FCA-specified significant-harm function.(2) A function in ( ...

Company: Lloyds Bank plc (1 week ago)

... certified colleague your details will be published on the FCA’s Financial Services RegisterThis role has been identified as ... under SYSC 27.8.13R as defined in the FCA Handbook(1) The function of managing or supervising a ... certification employee, directly or indirectly, is an FCA-specified significant-harm function.(2) A function in (1) ...

Company: Lloyds Bank plc (1 week ago)

... looking for at least 2 years experience working in an FCA regulated environment , with some experience as an auditor or ... service they advise on and sell. Always Comply with the FCAs (and other applicable regulators) principles, commitments and codes of ... 3. You must be open and cooperative with the FCA, the PRA and other regulators 4. You must pay ...

Company: Emponics (1 week ago)

... individuals for advertising campaigns.To understand how the FCA collects and processes personal data please refer to ... and Innovation ****Department: AI Product Delivery ****About the FCA and team **We regulate financial services firms in the ... continue to oversee/coordinate AI activity across the FCA), the department will partner with business leads to ...

Company: PSR Limited (1 week ago)

... exiting the Appointed Representative (AR) model firms undergoing FCA/PRA authorisation Our work sits at the intersection of ... management We typically engage firms before or during: FCA/PRA applications first compliance hires (SMF16, MLRO) ... regulatory pressure translates into hiring decisions the broader FCA/PRA regulatory context If you do not have ...

(1 week ago)

... insurance, and add-on products in line with FCA requirements Customer Experience * Deliver a professional, friendly ... dealership sales processes and manufacturer brand standards * Ensure FCA, Consumer Duty, and data protection compliance * Complete ... * Target-driven with a consultative approach * FCA accreditation (or willingness to complete) * Full UK ...

Company: Pembrook Resourcing Job type: permanent (1 week ago)

... experience strategies aligned with business objectives and FCA requirements Continuously review and optimise customer journeys ... to drive ongoing improvements Ensure full compliance with FCA regulations, including Consumer Duty and Treating Customers ... outcomes Oversee complaint handling in line with FCA DISP rules and internal SLAs Implement and ...

Company: Michael Page Job type: permanent (1 week ago)

... all actions are accurately recorded in line with FCA and DPA requirements. Key responsibilities Client retention: ... to retain policies. Compliance: Work in line with FCA and DPA requirements. Communication: Provide clear, accurate advice ... and keeping clients onboard. Regulation aware Ideally with FCA-regulated or target-driven experience. Team player ...

Company: Usay Compare Job type: permanent (1 week ago)

... the standards set by the Financial Conduct Authority (FCA) and the firm’s internal Compliance procedures. ... attention to detail and a sound understanding of FCA requirements and best practice in financial advice. What ... defined standard, ensuring all recommendations and documentation meet FCA and company requirements. Deliver clear, constructive, and ...

Company: Radiant Financial Job type: permanent (1 week ago)

... Company Secretary to our Insurance and Financial Services FCA regulated entities within the Saga Group. (Saga ... Conduct Risk Team on regulatory matters (i.e. FCA) and ensuring that corporate governance processes and procedures ... Programme Good knowledge of UK Companies Act 2006, FCA Disclosure and Transparency Rules and other relevant legislation ...

Company: Saga Group Job type: permanent (1 week ago)

... and deploying Salesforce solutions while ensuring alignment with FCA development standards and Salesforce best practices. This is ... designs are scalable, secure, and compliant with FCA standards. Be hands-on in development across Apex, ... team, ensuring adherence to Salesforce best practices and FCA development standards. Review Apex, LWC, and ...

Company: Cpl Life Sciences (1 week ago)