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... delivering fair outcomes for customers, within internal SLA's and FCA timescales, while keeping Treating Customers Fairly at the heart ... Outcome. All employees must adhere to Tier 1 of the FCA Conduct Rules below : 1. You must act with integrity. ... . 3. You must be open and cooperative with the FCA and other regulators. 4. You must pay due regard ...

Company: Premia Solutions Limited (2 weeks ago)

... a case has been terminated using an understanding of FCA guidance Assessing and reviewing live caseloads to ensure ... and qualifications Must have a good understanding of the FCA Ideally held a similar position within the Motor Finance ... people with experience in Asset Recovery, familiar with FCA regulations and experience as a lender in recoveries or ...

Company: Fraser Recruitment Job type: permanent (2 weeks ago)

... tech with robust compliance, we operate in an FCA-regulated space. Our standard OTE is £80k, ... Achieve your targets and revenue objectives in a fully FCA-compliant manner. Why Our Manchester Office Works: This ... Compliance Edge: Direct, verifiable experience working within an FCA-regulated insurance or financial services environment. The Data Mindset ...

Company: The Portfolio Group Job type: permanent (2 weeks ago)

... and Cboe Europe B.V, engaging directly with the FCA, AFM and ESMA as required. Travel requirement: approximately ... exchange, or other regulated financial services firm operating under FCA and/or AFM/ESMA oversight. A strong working knowledge ... regulation (including MiFID II/MiFIR, EMIR and DORA), the FCA Handbook (in particular MAR, SYSC and SUP) and ...

Company: Cedar Cares, Inc (2 weeks ago)

... s regulatory requirements at all times, complying with the FCA regulations and guidelines. Operate as a role model for ... knowledge of the risk and compliance requirements associated with this FCA Certification (preferred – but can be achieved in the ... care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Marex (2 weeks ago)

... on MiCA (Markets in Crypto-Assets Regulation), UK FCA requirements, and licensing strategies across multiple jurisdictions. Corporate ... for crypto innovation, with the Financial Conduct Authority (FCA) actively developing a sandbox for digital assets. Meanwhile ... . Mention your familiarity with MiCA or the FCA's approach to digital assets if you have ...

(2 weeks ago)

... Advise on regulatory perimeter issues, including interaction with FCA guidance, EU MiCA framework, and cross-border ... brokers and wealth platforms, including: MiFID II FCA Rules EMIR Support regulatory analysis relating to ... propositions Support engagement with regulators (e.g. FCA) and regulatory change initiatives Wealth Management Products & ...

Company: CMC Markets (2 weeks ago)

... perimeter - PCI DSS, DORA, Bank of Lithuania and FCA rules - that rises every year. Working at staff / ... map PCI DSS, DORA, and Bank of Lithuania and FCA requirements into practical, automated security controls and engineering guardrails ... have worked under PCI DSS and a financial regulator (FCA, Bank of Lithuania, CSSF, or equivalent) and know ...

Company: Vinted group. (2 weeks ago)

... and other financial services regulations such as the FCA Consumer Duty, UK MiFID 2, the UK ... financial services regulatory knowledge, including pension regulations, the FCA Consumer Duty, UK MiFID 2, CCI, Individual ... Attorney queries and supporting bereavement matters. Familiarity with FCA Handbook Rules including the safeguarding of client assets ...

Company: Testing Site - JPMC (2 weeks ago)

... Ensuring compliance with the company’s regulatory requirements under the FCA, NFA, AMF, AFM, MAS. Adhere to the operational risk ... reflecting Company Values. At all times complying with the FCA’s Code of Conduct To ensure that you are fully ... skill, care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Marex (2 weeks ago)

... the Bank's Legal & Compliance function. Maintaining compliance with FCA and PRA regulations. Developing and enhancing compliance policies, procedures and ... as SMF16. Strong understanding of Wholesale Banking. Experience working with FCA and PRA regulatory frameworks. Knowledge of correspondent banking environments. Fluency ...

Company: Huxley Associates (2 weeks ago)

... hardest times in their lives; find your Life's work. FCA Statement Dignity Funeral Directors is part of a group that includes ... FCA-regulated activities. Some roles may require additional training, screening or ...

Company: Dignity Funerals Limited (2 weeks ago)

... to streamline report delivery. - Ensure all client interactions strictly meet FCA regulations and Consumer Duty requirements. - Maintain professional competence and continuous ... and ethical business development capabilities (essential). - Thorough working knowledge of FCA compliance standards and Consumer Duty outcomes (essential). About the business ...

Company: Premier Jobs UK Limited (2 weeks ago)

... and insurance products are presented appropriately and in accordance with FCA requirements. * Working closely with the sales team to maintain strong ... understanding of vehicle sales, finance products and the sales process. * FCA accreditation, or a willingness to complete the required accreditation. * The ...

Company: Pembrook Resourcing Job type: permanent (2 weeks ago)

... management. Compliance & Controls Ensure all income processes comply with FCA requirements and company procedures. Maintain audit trails and documentation relating ... of adviser charging, commissions, and recurring revenue models. * Knowledge of FCA-regulated environments. Personal Attributes * Highly organised and methodical. * Self-motivated ...

Company: Optima Recruitment Job type: temporary (2 weeks ago)

... robust audit trails and ensuring processes meet company procedures and FCA requirements Working closely with advisers, administrators, providers and the Finance ... , as would an understanding of adviser charging, commission structures and FCA-regulated environments. The ideal candidate will need to be comfortable ...

Company: Profiles Personnel Job type: temporary (2 weeks ago)

... escalations and complex cases through to resolution, in line with FCA complaints (DISP) rules Manage daily queues and workloads so service ... to work the queue alongside the team Working knowledge of FCA complaints handling and Consumer Duty Comfortable with data, KPIs and ...

Company: Vivo Talent Job type: permanent (2 weeks ago)

... for clients. • Compliance and Regulation: Ensure all activities align with FCA regulations and company compliance standards. Stay informed of regulatory and ... insurance platforms and client management systems. o Strong understanding of FCA regulations and Consumer Duty obligations. • Desirable: o CII qualification or ...

Company: Cameron James Professional Recruitment Job type: permanent (2 weeks ago)

... . Ensure robust governance frameworks are strictly maintained in line with FCA regulatory obligations, collaborating closely with internal compliance teams to ensure ... understanding of governance, compliance monitoring, and oversight requirements within an FCA-regulated environment If you wish to apply for the position ...

Company: Cameron James Professional Recruitment Job type: permanent (2 weeks ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant.About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (2 weeks ago)