Job search

... after their 12-month non-compete is up, and who already has the FCA regulation. We are looking for a high-calibre, senior Insurance Broker candidate who ... and Qualifications : Must have your own premium book. Have finished 12-month non-compete agreement. FCA Qualified. Comprehensive experience as an Insurance Broker. ADZN1_UKTJ

Company: Quest Employment Job type: permanent (2 weeks ago)

... who have moved address Arrange mutually agreeable payment plans in accordance with FCA Rules and guidance Make suitable notes of any contact with customers on Vienna. Arranging the ... Awareness of the rules and regulations around Hire purchase and the requirements with FCA and FOS Good IT skills using Microsoft packages and internal systems ...

Company: Red Snapper Recruitment Limited Job type: permanent (2 weeks ago)

... to the Transformation Change Manager, you will be a change-maker with expertise in FCA regulated risk and compliance. You will play a critical role in the risk ... of changes to customer journey and changing risks as well as risk level • Understand FCA compliance and regulatory compliance. • Attend scrum sessions and provide stakeholder updates ...

Company: Ultimate Banking Job type: contract (2 weeks ago)

... electronically and talk to clients at the same time. * Proven background of working within FCA and process guidelines without detriment to the customers quality of service * Working ... work under tight deadlines and pressure. Experience: * Experience working in an FCA environment * Experience working in a call centre sales environment * Experience of ...

Company: Collab Talent Solutions Ltd Job type: permanent (2 weeks ago)

Are you an experienced Team Leader, with experience in an FCA environment looking for the next challenge? Our client is a successful and growing business, and ... monitoring KPIs Resource management MentoringSkills/qualifications: Must have led teams in an FCA environment Excellent communication skills Meticulous Strong team player  Great ...

Company: Meridian Business Support Job type: permanent (2 weeks ago)

... investigations and produce professional reports * Liaise with the Financial Conduct Authority (FCA) as MLRO * Provide guidance and advice on financial crime matters to all departments * ... the National Crime Agency * Maintain accurate records and submit the annual FCA financial crime submission * Stay updated on relevant rules and legislation, ...

Company: KONNECT PERSONNEL LTD Job type: permanent (2 weeks ago)

... leadership, regulatory oversight, and service transformation, ensuring our approach aligns with the FCA’s Consumer Duty principles while continuously improving the customer journey ... with leadership teams to implement and maintain high standards in line with FCA Consumer Duty obligations. * Service Innovation & Process Improvement: Identify ...

Company: Pearl Recruitment Job type: permanent (2 weeks ago)

... Where applicable, to adhere to Company processes with regard to FCA compliance and Treating Customers Fairly Where applicable, to ensure that GDPR, FCA, TCF and other regulatory requirements are met. Key Skills ...

Company: Vermelo RPO Job type: permanent (2 weeks ago)

... with UK and EU financial regulations, including MiFID II, MAR, SMCR, and FCA conduct rules. Relevant professional qualifications (e.g., CISI Investment Compliance ... Certificate, FCA Certifications) are desirable. Your Role Will Also Involve: Proactively reviewing highly ...

Company: Core Consultants (2 weeks ago)

... England, providing expert advice and guidance on the Financial Conduct Authority’s (FCA) regulation to member/partner brokers. You will be conducting health-check ... an audit, control or consultancy role. Experience in dealing with external parties. Excellent FCA rules and general insurance regulation knowledge. You will have strong oral and written ...

Company: Cryer Baker Recruitment Ltd. Job type: temporary (2 weeks ago)

... events while ensuring proper incident management procedures. Comply with all relevant FCA regulations and firm policies and procedures. What we would like from you: ... , or transferable experience in risk management, legal, audit, or governance. Familiarity with FCA regulations, including SYSC, SUP, COBS, MIFIDPRU, ICARA, governance structures, or ...

Company: SEI Investments Company (2 weeks ago)

... fundraising process. Carry out financial crime oversight. Carry out FCA functions and contact. Complete AML/KYC for new funds raised. Provide ... Compliance experience within the private markets or alternative investment space. Familiarity with FCA requirements and relevant regulators. Additional legal experience would be advantageous. Broader ...

Company: PER, Private Equity Recruitment (2 weeks ago)

... business. This role is focused on providing regulatory advice and guidance on FCA and Exchange rules, as well as internal policies, ensuring compliance across the ... Monitoring Activities: Conduct desk reviews and thematic reviews to ensure compliance with FCA and Exchange rules. Training: Develop and deliver Compliance training materials for the ...

Company: Barclay Simpson (2 weeks ago)

... events while ensuring proper incident management procedures. Comply with all relevant FCA regulations and firm policies and procedures. What we would like from you: ... , or transferable experience in risk management, legal, audit, or governance. Familiarity with FCA regulations, including SYSC, SUP, COBS, MIFIDPRU, ICARA, governance structures, or ...

Company: SEI Investments (Europe) Ltd. (2 weeks ago)

... abuse risks. Tracking best practice as set out in regulatory communications such as the FCA’s Market Watch and keeping abreast of industry concepts and events in order ... mitigate those risks. In-depth knowledge of UK and EU financial regulations including the FCA Handbook, MiFID, MAR, and other relevant regulatory frameworks. Direct experience using ...

Company: CBOE (2 weeks ago)

... expert guidance on complaints, resolving complex scenarios in line with company and FCA guidelines. Train and mentor claims assessors on complex scenarios, veterinary terminology ... and efficiency. Compliance & Quality Control: Ensure adherence to company, legal, and FCA policies, maintaining high standards of service and compliance. Conduct audits ...

Company: Napo Limited (2 weeks ago)

... maintain regulatory compliance in the UK. We're Looking For Experience working in a FCA regulated firm in a Compliance role. Working knowledge of UK financial service regulations ... (FSMA, FCA Handbook, PSRs and EMRs). Experience working in B2B lending, banking, payment services ...

Company: Capital on Tap (2 weeks ago)

... relevant external bodies on the full range of such issues: notably HMT, FCA, the relevant trade associations and consultants. The range of potential work is ... , the role involves engagement with senior representatives of the international banks, HMT, FCA, trade bodies and consultancies, requiring credibility and strong influencing skills. Key internal ...

Company: Bank of England (2 weeks ago)

... and ensure the Bank implements and adheres to the relevant Financial Conduct Authority (FCA), Information Commissioner Office (ICO), Serious Organised Crime Agency (SOCA ... account manager or client services role. Good knowledge and experience of FCA Regulations. Technical understanding of all practices and procedures relevant to onboarding new ...

Company: Additional Resources (2 weeks ago)

... and maintaining records in Workday to evidence achievement. Regulatory Responsibilities Abide by the FCA Conduct Rules and other applicable FCA rules and regulations. Abide by Barings rules and regulations. Complete ...

Company: Barings (2 weeks ago)