Total result: 918
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Location: London
... controlsExperience drafting and maintaining compliance policies and proceduresExperience operating under FCA and/or CBI supervisionExperience working within a global or multi ...
Company: Susquehanna International Group
(1 week ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules.Job DescriptionKey Responsibilities: Develop Integration ...
Company: Arbuthnot Latham
(1 week ago)
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Location: London
... candidates from several backgrounds.Particularly relevant experience could include:The FCA or another UK financial-services regulator, ideally within supervision, enforcement ...
Company: Barclay Simpson Corporate Governance Recruitment
(1 week ago)
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Location: London
... , corporate governance, statutory compliance and regulatory reporting (including Companies House, FCA, and HMRC requirements).Strong working knowledge of audit processes, tax ...
Company: TPF Recruitment
(1 week ago)
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Location: London
... and complies with UK regulatory expectations, including PRA Rulebook requirements, FCA Handbook obligations, and relevant supervisory statements for third-country branches ...
Company: People First Recruitment
(1 week ago)
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Location: London
... , and executed in a way that supports compliance with the FCA and PRA Conduct Rules and delivers positive outcomes for consumers ...
Company: Arbuthnot Latham
(1 week ago)
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Location: London
... . Build in the controls the Bank needs from the outset: FCA and Consumer Duty outcomes, accuracy of customer-facing interest, fee ...
Company: Shawbrook Bank
(1 week ago)
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Location: London
... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(1 week ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionKey Responsibilities:Lead and ...
Company: Arbuthnot Latham
(1 week ago)
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Location: London
... has been waiting for. Our client is a fast-growing, FCA-regulated EMI with global reach; this role exists now because ...
Company: Consortia
(1 week ago)
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Location: London
... and constructive relationshipsBroad and deep knowledge and use of the FCA Handbook – Principles, Rules and Guidelines, including CASS rulesAbility to undertake ...
Company: Marsh & McLennan Companies
(1 week ago)
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Location: London
... UK holidays when requiredCertified Person under SM&CR (formerly FCA Controlled function 30) or equivalent an advantage - not essentialYour Future ...
Company: ADM
(1 week ago)
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Location: London
... to set guardrails that let us move quickly in an FCA-regulated business.Run the team: Lead our AI Enablement team ...
Company: Capital on Tap
(1 week ago)
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Location: London
... & Technology InsuranceKnowledge of principles and practice of reinsuranceKnowledge of FCA, PRA and Lloyd’s of London including applicable compliance requirementsBackground ...
Company: AXIS Capital
(1 week ago)
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Location: London
... capital markets obligations.Provide legal advice on dealings with the FCA, AIM, SFO and other corporate regulators;Support ongoing compliance with ...
Company: YouGov
(1 week ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionKey Responsibilities:Define and ...
Company: Arbuthnot Latham
(1 week ago)
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Location: London
... , Trading, Broking, Capital Markets or Market Infrastructure businesses.Knowledge of FCA and other relevant regulatory frameworks applicable to wholesale financial markets ...
Company: Liquidnet
(1 week ago)
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Location: London
... relationships with business leaders Broad and deep knowledge of the FCA Handbook – Principles, Rules and Guidelines Commercial awareness and focus on ...
Company: Marsh & McLennan Companies
(1 week ago)
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Location: London
... practical suitability assessment or monitoring.Strong working knowledge of applicable FCA suitability and Conduct of Business requirements for discretionary, advisory and ...
Company: LGT Bank
(1 week ago)
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Location: London
... and procedures and culture in adhering to and promoting the FCA Consumer Duty with the organisation.
Company: Interactive Brokers
(1 week ago)
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