Total result: 898
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Location: London
... Indemnity team, handling complex claims on behalf of SRA and FCA regulated professionals.The successful candidate will manage a varied caseload ... professional indemnity claims from inception to resolutionAct for SRA and FCA regulated professionalsAdvise on insurance law, contract law, and litigation strategyLiaise ...
Company: eNL Legal Recruitment
(1 week ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(1 week ago)
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Location: London
... and compliance efforts relevant to global financial services (e.g., FCA, FINRA, SEC, GDPR, MAS, DFS 500-series, and similar regional ... operational models.Familiarity with financial services regulatory frameworks (e.g., FCA, FFIEC, NYDFS 23 NYCRR 500, GDPR, MAS TRM, DORA) as ...
Company: Houlihan Lokey
(1 week ago)
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Location: London
... in line with LGT Wealth Planning’s procedure manual and FCA guidelines. Accurately record client information and documentation within Intelligent Office ... in line with LGT Wealth Planning’s procedure manual and FCA guidelines. Accurately record client information and documentation within ‘Intelligent Office ...
Company: LGT Bank
(1 week ago)
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Location: Reading, Berkshire
... forbearance solutions where appropriateOperate within Consumer Credit Act (CCA) and FCA guidelinesEnsure all actions adhere to internal policies and regulatory requirementsHandle ... finance products and collections processes.Familiarity with regulatory frameworks (CCA, FCA)Ability to manage high-volume workloads under pressureProficiency in MS ...
Company: M2 Professional Recruitment Services
(1 week ago)
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£170,000
Location: South East
... the Bank's Legal & Compliance function. Maintaining compliance with FCA and PRA regulations. Developing and enhancing compliance policies, procedures and ... as SMF16. Strong understanding of Wholesale Banking. Experience working with FCA and PRA regulatory frameworks. Knowledge of correspondent banking environments. Fluency ...
Company: Huxley Associates
Job type: permanent
(1 week ago)
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Location: Newcastle-upon-tyne, tyne and wear
... to streamline report delivery. - Ensure all client interactions strictly meet FCA regulations and Consumer Duty requirements. - Maintain professional competence and continuous ... and ethical business development capabilities (essential). - Thorough working knowledge of FCA compliance standards and Consumer Duty outcomes (essential). About the business ...
Company: Premier Jobs UK Limited
(1 week ago)
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£26,775 - 56,000 - Annum
Location: Newbury, West Berkshire
... and insurance products are presented appropriately and in accordance with FCA requirements. * Working closely with the sales team to maintain strong ... understanding of vehicle sales, finance products and the sales process. * FCA accreditation, or a willingness to complete the required accreditation. * The ...
Company: Pembrook Resourcing
Job type: permanent
(1 week ago)
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£20 - 22 - Hour
Location: GU9, Farnham, Surrey
... management. Compliance & Controls Ensure all income processes comply with FCA requirements and company procedures. Maintain audit trails and documentation relating ... of adviser charging, commissions, and recurring revenue models. * Knowledge of FCA-regulated environments. Personal Attributes * Highly organised and methodical. * Self-motivated ...
Company: Optima Recruitment
Job type: temporary
(1 week ago)
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£20 - 22 - Hour
Location: Farnham, Surrey
... robust audit trails and ensuring processes meet company procedures and FCA requirements Working closely with advisers, administrators, providers and the Finance ... , as would an understanding of adviser charging, commission structures and FCA-regulated environments. The ideal candidate will need to be comfortable ...
Company: Profiles Personnel
Job type: temporary
(1 week ago)
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£40,000 - Annum
Location: City of London
... escalations and complex cases through to resolution, in line with FCA complaints (DISP) rules Manage daily queues and workloads so service ... to work the queue alongside the team Working knowledge of FCA complaints handling and Consumer Duty Comfortable with data, KPIs and ...
Company: Vivo Talent
Job type: permanent
(1 week ago)
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£40,000 - 45,000 - Annum
Location: Potters Bar, Hertfordshire
... for clients. • Compliance and Regulation: Ensure all activities align with FCA regulations and company compliance standards. Stay informed of regulatory and ... insurance platforms and client management systems. o Strong understanding of FCA regulations and Consumer Duty obligations. • Desirable: o CII qualification or ...
Company: Cameron James Professional Recruitment
Job type: permanent
(1 week ago)
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£65,000 - 70,000 - Annum
Location: London
... . Ensure robust governance frameworks are strictly maintained in line with FCA regulatory obligations, collaborating closely with internal compliance teams to ensure ... understanding of governance, compliance monitoring, and oversight requirements within an FCA-regulated environment If you wish to apply for the position ...
Company: Cameron James Professional Recruitment
Job type: permanent
(1 week ago)
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£29,858
Location: London, England
... hardest times in their lives; find your Life's work. FCA Statement Dignity Funeral Directors is part of a group that includes ... FCA-regulated activities. Some roles may require additional training, screening or ...
Company: Dignity Funerals Limited
(1 week ago)
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Location: Manchester, England
... they need to make an informed decision, in line with FCA and internal requirements. Keep building your product knowledge and sales ... stay motivated in a busy sales environment. An understanding of FCA requirements, ideally gained within a regulated financial services environment. A ...
Company: Vitality Corporate Services Limited
(1 week ago)
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£120,000 - 180,000
Location: Greater London
... . Represent Airwallex’s Transaction Monitoring programme in regulatory examinations, including FCA, MAS, HKMA and AUSTRAC reviews, as well as partner-bank ... rules, typology standards and reporting expectations across key regulators, including FCA, FinCEN, MAS, HKMA and AUSTRAC. A proven track record of ...
Company: airwallex
(1 week ago)
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383.000 - 536.000
Location: Greater London
... practice course preferable but not mandatory FCA requirements Treat Customer Fairly/RCR Adhere to all FCA regulations including consumer duty. To highlight ...
Company: Titan Wealth Holdings Limited
(1 week ago)
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£120,000 - 180,000
Location: Greater London
... adhere to local regulatory standards across operating jurisdictions (e.g., FCA, MiFID II, regulatory promotion rules). Establish fast-track workflows for ... and managed by PayAlly Limited, authorised and regulated by the FCA (Reference No. 944721). Financial services involving transactions in national currencies ...
Company: Financialnarrative
(1 week ago)
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£180,000 - 320,000
Location: Greater London
... CEO、董事会与管理层的首席法律顾问，提出附带风险与回报权衡的多种方案，而非默认最保守立场。 制定并主导整体法律战略：集团实体架构、企业稳定币支付的牌照路线图，以及适合处置客户资金的金融科技业务的法律风险偏好。 主导牌照申请与持续监管沟通：统筹合规、风控、财务、技术等内部工作流及外部律所，覆盖英国 FCA 加密资产注册、ADGM FSRA（阿布扎比）、 ... 原文未列明雇佣类型（全职/合同等）、薪酬、股票或代币等合同信息。 招聘方声明此为高级任命，重视判断力与品性不亚于年资，并明确表示宁愿会见直觉契合但履历稍短的候选人，也不选履历更长却缺乏此类特质者。 加分项 直接领导过英国 FCA 监管授权流程属高度理想；具备 ADGM FSRA、欧盟 MiCA ...
Company: PromptCube
(1 week ago)
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£120,000 - 180,000
Location: Greater London
... capability through appropriate learning and development activity. Comply with applicable FCA, PRA and Lloyd’s regulatory requirements, including relevant Conduct Rules ... contract certainty. Knowledge of relevant legal and regulatory requirements, including FCA, PRA and Lloyd’s requirements where applicable. Professional qualification relevant ...
Company: Sompo International
Job type: contract
(1 week ago)
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