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... Ensure compliance with the company’s regulatory requirements under the FCA. Adhere to the operational risk framework for your role ... reflecting Company Values. At all times comply with the FCA’s Code of Conduct. Ensure that you are fully ... , care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Rex Technologies GmbH (2 months ago)

... lead regulatory strategy and the end-to-end FCA licence application process (Payments Institution) with their appointed ... rate basis. Key Requirements: Proven experience managing FCA licence applications for a Payments Institution or EMI ... (end-to-end). Strong knowledge of FCA regulatory frameworks, AML/CTF obligations, safeguarding, and ...

Company: Twenty84 (2 months ago)

... and supports robust, scalable, and compliant security operations aligned with FCA Consumer Duty and broader regulatory obligations. What you will do ... , compliance reporting, and validation of control effectiveness. Commit to the FCA Consumer Duty principle by ensuring we drive good customer outcomes ...

Company: Intrum (2 months ago)

... ) responsible for Compliance Advice and 2nd line Assurance for all FCA-regulated products (ETFs, ISAs, Pensions, etc.). Manage, oversee, and support ... a Retail Investments and/or Pensions environment with familiarity with FCA-regulated product distributions (ETFs, ISAs, Pensions, etc.). Experience working with ...

Company: Willow Resourcing Limited (2 months ago)

... Conduct assessments of existing and emerging industry regulation (e.g., FCA, ICO) and evaluate operational impacts Translate regulatory requirements into clear ... ; Professional Skills Strong knowledge of Operational Resilience, business continuity, and FCA regulatory obligations Good understanding of risk management frameworks, control design ...

Company: Homeprotect Home Insurance Job type: permanent (2 months ago)

... that aligns with long-term organisational goals and adhere to FCA regulations and guidelines; Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, as well as engagement with auditors ...

Company: WorldFirst (2 months ago)

... Implement MI and reporting frameworks suitable for future exit Oversee FCA regulatory responsibilities and governance Recruit and develop a lean, high ... Candidate Profile Senior leadership experience in UK insurance broking Strong FCA regulatory and operational knowledge P&L responsibility for a ...

Company: Barker Munro Recruitment (2 months ago)

... Drafting and maintaining compliance policies and procedures in line with FCA requirements Designing and delivering compliance training for staff at all ... within an insurance intermediary or insurer Strong knowledge of the FCA Handbook, particularly PRIN, SYSC, COCON, COND, FIT, TC, PROD, ICOBS ...

Company: Sellick Partnership Job type: contract (2 months ago)

... lasting impact About Our Client Fast-growing and highly entrepreneurial FCA regulated financial services/Fin Tech business with strong corporate backing ... (ACA/ACCA/CIMA) with senior finance leadership experience in an FCA regulated environment. Proven track record in financial systems implementation and ...

Company: Page Executive (2 months ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (2 months ago)

... the anticipated Car Finance Redress SchemeEnsure full compliance with SRA, FCA, and ICO regulatory requirementsSupport the COLP and COFA, guiding on ...

Company: Recruited UK Job type: permanent (2 months ago)

... , invoices, CDS declarations, Dangerous Goods Notes, and certified documents. Coordinate FCA/DAP shipments, container bookings, and airfreight wi Please click on ...

Company: Kathryn Hanks Recruitment Job type: permanent (2 months ago)

... experience in manual underwriting, along with a thorough understanding of FCA regulations. Join a supportive culture offering competitive benefits, including a ...

Company: Castle Trust Group Job type: permanent (2 months ago)

... global regulatory requirements (e.g., GDPR, DORA, KSA, UAE, MASA, FCA, CSSF, SEC, Central Bank of Ireland, data protection laws) Partner ...

Company: Apex Group Ltd Job type: permanent (2 months ago)

... Proven experience operating with delegated lending authority Strong understanding of FCA regulation across regulated and non‑regulated lending Experience presenting cases ...

Company: Castle Trust Group Job type: permanent (2 months ago)

... Proven experience operating with delegated lending authority Strong understanding of FCA regulation across regulated and non‑regulated lending Experience presenting cases ...

Company: Castle Trust Bank Job type: permanent (2 months ago)

... on regulatory matters including relating to EMIR, SEC/CFTC, PRA/FCA as they relate to derivatives and funding documentation as well ...

Company: LGBT Great Job type: permanent (2 months ago)

... treasury operations regulatory understanding, specifically around payments & banking, like FCA regulations, PSD2, PSR you will have a good level of ...

Company: Payments Recruitment Job type: permanent (2 months ago)

... delivery teams. Familiarity with financial services regulations (e.g., GDPR, FCA guidelines) and how they impact CRM architecture. Proficiency with DevOps ...

Company: Glocomms (2 months ago)

... IRB Development/Validation Experience and understanding of Financial Services and FCA Regulations Strong communications skills Send your CV to ...

Company: MERJE (2 months ago)