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... risks, regulatory change, MI, complaints and FCA publicationsMaintain a monitoring universe covering PRIN and the ... and the Board, and present it at committeesSupport FCA supervisory engagement, information requests and skilled person ( ... forDemonstrable compliance monitoring experience within a UK FCA regulated firm, including designing, owning and ...

Company: Lendable (3 weeks ago)

... grow.Regulatory Insight & Horizon MonitoringMonitor regulatory developments across FCA regulation relevant jurisdictions and sectors.Translate regulatory developments into ... communication, and organisational skills.Qualifications & ExperienceExperience within an FCA-regulated environment.Degree or equivalent experience in law, finance, risk ...

Company: Radius Payment Solutions (3 weeks ago)

... to new and evolving UK laws and FCA rulesDevelop policies, processes and provide advice in ... and industry best practices in the UK (specifically FCA-regulated environments)Data proficiency - ability to work with ... Qualifications:Experience dealing with the Financial Conduct Authority (FCA) and handling escalations to the Financial Ombudsman Service ...

Company: airwallex (3 weeks ago)

... notifying customers of all relevant information complying with FCA and company requirements. Planning and processing all ... own teammates workloads. Adhere to both company and FCA guidelines and regulations. Qualifications / Skills Required: At ... . Ideally had an exposure to working towards FCA regulations and guidelines. If this sounds like ...

Company: Aspire Recruitment Job type: permanent (3 weeks ago)

... operates in accordance with UK regulatory standards, especially FCA requirements.- Protect consumers through transparent, fair, and ... Serve as the primary contact with the FCA and relevant UK bodies.- Interpret regulatory changes ... Deep understanding of UK regulatory frameworks, including FCA rules and consumer duty requirements.- Experience in ...

Company: Triwill Group (3 weeks ago)

... Ensure timely and accurate regulatory reporting to the FCA and maintain an open, transparent and constructive ... timely agreement of remedial actions.Provide advice on FCA, HMRC and relevant UK legislative and regulatory ... understanding of UK financial services regulation, including FCA requirements and relevant legislation.Good understanding of financial ...

Company: SS&C Technologies (3 weeks ago)

... and Cboe Europe B.V, engaging directly with the FCA, AFM and ESMA as required.Travel requirement: approximately 20 ... exchange, or other regulated financial services firm operating under FCA and/or AFM/ESMA oversight.   A strong working knowledge ... (including MiFID II/MiFIR, EMIR and DORA), the FCA Handbook (in particular MAR, SYSC and SUP) and ...

Company: Cboe Exchange (3 weeks ago)

... entity, authorised by the Financial Conduct Authority (FCA), the UK financial services regulator,  to undertake ... investment regulation and customer-outcome expectations, including FCA-regulated platform environments and Consumer Duty considerations. ... diligenceMust be open and cooperative with the FCA and other regulatorsMust pay due regard to ...

Company: Wipro (3 weeks ago)

... of Appointed Representatives (ARs) in line with FCA expectations, Consumer Duty and the Group’s risk ... network or similar oversight model Strong understanding of FCA regulatory expectations, including AR oversight and Consumer ... teams Operates at all times in accordance with FCA requirements, company policies and regulatory standards Streamline ...

Company: BDO LLP Job type: permanent (3 weeks ago)

... lead and coordinate Ageas UK's relationship with the FCA and PRA. This is a high-profile role ... * Leading and coordinating Ageas UK's engagement with the FCA and PRA. * Developing and delivering a proactive regulatory engagement ... of the UK regulatory landscape and the role of the FCA and PRA. * Experience managing regulatory requests, submissions, ...

Company: Ageas Insurance Ltd Job type: permanent (3 weeks ago)

... a case has been terminated using an understanding of FCA guidance Assessing and reviewing live caseloads to ensure ... and qualifications Must have a good understanding of the FCA Ideally held a similar position within the Motor Finance ... people with experience in Asset Recovery, familiar with FCA regulations and experience as a lender in recoveries or ...

Company: Fraser Recruitment Job type: permanent (3 weeks ago)

High-Growth FCA-Regulated Payments Business, London (Hybrid) The Role As CFO, you' ... 'll own the safeguarding of customer funds in line with FCA EMI and PI rules - this isn't a tick-box ... regulated financial services or fintech environment Deep, working knowledge of FCA regulations - EMI, PI, or payments-regulated firm experience strongly preferred ...

Company: IO Associates (3 weeks ago)

... programme addresses the regulatory expectations of all relevant regulators: FCA (UK), CySEC (Cyprus), ASIC (Australia), SCB ( ... broker, or investment firm - ideally including FCA-regulated and CySEC-regulated entities. Strong working knowledge ... of FCA requirements for investment firms (MIFIDPRU, SYSC, ...

Company: capital.com (3 weeks ago)

... , trading and systems and controls.Key responsibilities include:Advising on FCA Handbook and FSMA frameworks (including CASS, conduct, and prudential rules ... a leading FS Regulatory practice (advisory-focussed)Strong knowledge of FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU ...

Company: Jameson Legal (3 weeks ago)

... the UK are managed in line with regulatory requirements, including FCA and PRA (meeting Operational Resilience and upcoming Third-Party Oversight ... sectorStrong knowledge of regulatory requirements related to TPRM such as FCA/PRA guidance, Operational Resilience, GDPRExcellent organizational, analytical, and communication skills ...

Company: Sompo International (3 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (3 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (3 weeks ago)

... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities:Primary relationship management ... of high quality commercial clientsFulfil the responsibilities required under the FCA’s Senior Manager and Certification Regimes, and Conduct Rules – the ...

Company: Arbuthnot Latham (3 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (3 weeks ago)

... .Strong knowledge of regulatory requirements across Lloyd’s, PRA and FCA, including Solvency II, Solvency UK, Conduct and Consumer Duty, as ... , including managing effective relationships with regulators such as the PRA, FCA, Lloyd’s, DFSA, MAS and APRA.Exceptional drafting skills and ...

Company: MS Amlin (3 weeks ago)