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... Ensure the firm meets its obligations under the FCA Consumer Credit sourcebook (CONC) and similar obligations ... Maintain oversight of the firm's compliance with FCA Principles for Businesses, SYSC requirements Monitor regulatory developments ... is positioned to respond. Own relationships with the FCA and other regulators (e.g. Financial Ombudsman Service ...

Company: Experis (2 weeks ago)

... exposure whilst treating customers fairly in line with FCA requirements. Duties of the Credit Controller include: ... collection processes and procedures taking into account FCA compliance requirements. General lease administration of Own ... distinct advantage including working knowledge of the FCA regulatory environment. Minimum GCSE English and Maths ...

Company: Kennedy Pearce Consulting Job type: permanent (2 weeks ago)

... a case has been terminated using an understanding of FCA guidance Assessing and reviewing live caseloads to ensure ... and qualifications Must have a good understanding of the FCA Ideally held a similar position within the Motor Finance ... people with experience in Asset Recovery, familiar with FCA regulations and experience as a lender in recoveries or ...

Company: Fraser Recruitment Job type: permanent (2 weeks ago)

... Compliance Oversight and SMF17 MLRO functions, subject to FCA approval. Develop and oversee AML/CTF programmes, including ... banking or financial services. A solid understanding of FCA, PRA, AML/CTF, UK GDPR and SMCR ... experience and are capable of obtaining the necessary FCA approvals. Experience within Private Banking, Correspondent Banking ...

Company: ETRA Talent (2 weeks ago)

... Sanctions. Providing guidance to the business on JMLSG, FCA, UK Bribery Act, relevant Sanctions lists and any other ... MLRO with responses to requests for information from the FCA or Law Enforcement Agencies (Production Orders etc.) Ensuring ... the preparation of the Financial Crime Report to the FCA. Perform other additional tasks as required from time ...

Company: First Abu Dhabi Bank (FAB) (2 weeks ago)

... , and drafting compliance monitoring reports • Managing certain FCA application processes on behalf of clients, for example in ... alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. is preferable • An ... understanding of the UK regulatory landscape and the FCA Handbook • Excellent customer service ethos • Degree educated or ...

Company: Austin Andrew (2 weeks ago)

... based controls over sensitive and regulated information, support FCA expectations for secure client data, resilient services, ... need, customer protection, data protection law and FCA expectations for secure customer data. Develop governance reporting ... of UK GDPR, Data Protection Act 2018, FCA expectations for data security and operational resilience, ...

Company: Ardonagh Specialty (2 weeks ago)

... office in London. Our client is an established, FCA-regulated family office looking after high and ultra-high ... crime matters Serving as the lead contact for the FCA, regulatory bodies and government agencies Chairing the quarterly ... at that level and ready for approval Strong command of FCA requirements and financial crime frameworks (AML, KYC, SAR ...

Company: Coopman Search and Selection | B Corp™ (2 weeks ago)

... following: Compliance experience within financial services, with strong knowledge of FCA requirements relating to custody, client assets, clearing and settlement activities ... markets, wealth management and advisory businesses. Detailed knowledge of key FCA regulatory frameworks, including PRIN, SYSC, COBS, MAR, CASS, SUP, MiFID ...

Company: BNY (2 weeks ago)

... treated fairly and all work is completed in line with FCA, Consumer Duty and company processes. If you have the required ... rings or ghost broker activity. Provide excellent service while following FCA, Consumer Duty and Treating Customers Fairly requirements. About You; Strong ...

Company: MTrec Commercial Job type: permanent (2 weeks ago)

... , the role holder must adhere to the FCA’s Conduct Rules and the FCA’s Fitness and Propriety Requirements Customer Satisfaction Accountable ...

Company: FNZ (UK) LTD (2 weeks ago)

... is properly embedded across the business. A strong understanding of FCA regulation and Consumer Duty is important. You will need to ... change or transformation experience within financial services Strong knowledge of FCA regulation and Consumer Duty Experience delivering both business and technology ...

Company: Shillito Group Job type: permanent (2 weeks ago)

... , restoration strategies, and field coordination while ensuring compliance with SLAs, FCA guidelines, and GDPR. Key Responsibilities & Duties • End-to-End ... strong advantage). • Technical Knowledge: Strong grasp of insurance policy wordings, FCA compliance, insurer SLAs, and restoration best practices (such as PAS ...

Company: Senior Salmon Job type: contract (2 weeks ago)

... , our award winning Regulatory Reporting service line has been supporting FCA regulated firms for over 25 years. The team works with ... Doing Support the Regulatory Reporting team in delivering services to FCA regulated clients. Carry out all work in compliance with the ...

Company: Buzzacott LLP Job type: contract (2 weeks ago)

... & Requirements Mission Systems Engineering activities as part of the FCAS/GCAP programme. Core duties: Managing Agile planning, tasking and reporting ... ) delivering the Assessment Phase of the Future Combat Air System (FCAS) programme. The team uses an agile work planning process to ...

Company: Hackajob Ltd (2 weeks ago)

... internal requirements, relevant legislation and rules including HMRC & the FCA Financial Promotion rules Undertake, monitor and record anti-money laundering ... industry Good awareness of the UK regulatory environment, specifically the FCA Handbook Proficient in the use of MS Office and the ...

Company: Red Recruitment Job type: permanent (2 weeks ago)

... Governance frameworks. Monitor regulatory developments and assess the impact of FCA requirements across propositions and governance activities. Work collaboratively with stakeholders ... or Technical functions. * Strong knowledge of Consumer Duty, PROD4 and FCA regulatory requirements. * Experience conducting Product Reviews, Fair Value Assessments or ...

Company: Equiniti Job type: permanent (2 weeks ago)

... onboarding, induction, appraisals, training coordination, and offboarding processes. Support FCA compliance, anti-money laundering administration, and regulatory reporting requirements. ... , legal, accountancy, or consultancy environments. Working knowledge of FCA compliance and Anti-Money Laundering procedures. Experience managing external suppliers ...

Company: Office Angels Job type: temporary (2 weeks ago)

... team while establishing the operating model and culture. • Build FCA-compliant governance, operational processes and strategic relationships with insurers, underwriters ... scaling successful insurance propositions or businesses. • Strong knowledge of FCA regulation, UK insurance compliance and established relationships across insurers, underwriters ...

Company: Fintelligent Search Job type: permanent (2 weeks ago)

... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...

Company: Dignity Funerals Limited Job type: permanent (2 weeks ago)