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... business on all aspects of employment law, including SMCR and FCA Code of Conduct issuesManaging legal support across the full employee ...

Company: Fry & Brown (3 weeks ago)

... :Familiar with insurance or banking regulatory requirements including PRA and FCA.Connect to your business - Strategy, Risk & Transactions AdvisoryIn an ...

Company: DELOITTE (3 weeks ago)

... Financial Services-related employment law and regulation, including SMCR, the FCA Code of Conduct, the remuneration code, investigations, whistleblowing, people change ...

Company: Grupo Santander (3 weeks ago)

... . Experience designing and operating controls testing programmes. Strong knowledge of FCA requirements, Consumer Duty and conduct risk management. Excellent root cause ...

Company: Schroders (3 weeks ago)

... or financial advisory practice serving high-net-worth clients.•    An FCA-approved Level 4 RDR-compliant qualification in financial planning, or ...

Company: Schroders (3 weeks ago)

... with relevant regulatory frameworks, including but not limited to UK (FCA, PRA, and BoE rulemaking), European (MiCA, TATF), and global (GENIUS ...

Company: Goldman Sachs (3 weeks ago)

... platforms (e.g., Kyriba, Icap, Treasury)Understanding of regulatory frameworks (FCA, PRA, FIU regulations)Background in risk management and hedging strategiesExperience ...

Company: BVNK (3 weeks ago)

... investment products and investment firms across MiFID II, AIFMD, UCITS, FCA conduct rules, ESG regulations.The firm and team is going ...

Company: Chadwick Nott (3 weeks ago)

... , JVs, corporate restructuringsPortfolio transfersPRA/FCAAdvising insurers, brokers, MGAs, reinsurers, other FCA regulated companiesThe successful candidate will be an E&W ...

Company: Chadwick Nott (3 weeks ago)

... skills.Confident using CRM systems, reporting tools and working to FCA, GDPR and company standards.Compliance & ValuesAs a values-driven ...

Company: Vertu Motors (3 weeks ago)

... risks, mitigants and lending structures.Understanding of BASEL, PRA and FCA requirements and policy compliance.Strong Excel, spreadsheet and database skills ...

Company: cer Financial (3 weeks ago)

... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...

Company: Trust Payments (3 weeks ago)

... end client documentation, within the Client Excellence Model (CEM) framework, FCA and contract certainty requirementsLoading of data into the relevant WTW ...

Company: Willis Towers Watson (3 weeks ago)

... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...

Company: Trust Payments (3 weeks ago)

... 2 years in an advisory roleGood knowledge and understanding of FCA Money Laundering Section of the System & Controls Sourcebook (SYSC ...

Company: Armstrong Watson (3 weeks ago)

... our obligations in areas such as Data Protection, SRA and FCA regulation as well as protecting our clients and people. The ...

Company: TLT Solicitors (3 weeks ago)

... (HMRC), the National Crime Agency (NCA), the Financial Conduct Authority (FCA) and other domestic and international enforcement bodies. Job DescriptionAdvising individuals ...

Company: Michael Page International (3 weeks ago)

... quality level of advice in line with internal policies and FCA requirements. The Fi... JBLK1_UKTJ

Company: JJ Search Ltd (3 weeks ago)

... through Investors in People Platinum, regulation by RICS and the FCA, and multiple industry awards, including Property Manager of the Year ...

Company: Rendall & Rittner Job type: permanent (3 weeks ago)

... lender panel Delivering compliant, customer-focused advice in line with FCA requirements Building rapport quickly and managing a fast-paced pipeline ...

Company: We are PROPA Job type: permanent (3 weeks ago)