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... with introducers and clients Compliance Adherence: Operate in line with FCA, network, and appointed representative compliance standards Record Keeping: Maintain accurate ... Previous experience in mortgage, life, and protection advice Eligibility for FCA approval as a Registered Individual Strong understanding of compliance and ...

Company: AWD online (2 weeks ago)

... business performance and consistently high service standards in line with FCA regulation and Consumer Duty.. Duties of this role include: Provide ... required and maintaining accurate case notes Maintain full compliance with FCA rules, data protection, Treating Customers Fairly principles and Consumer Duty ...

Company: Honeycomb Jobs Limited (2 weeks ago)

... proceed. The role is focused on safeguarding of children and FCAs review applications, gather and analyse information from the police and ... need to consider referrals to other services to support families. FCAs may also attend private law First Hearings and give evidence ...

Company: Reed (2 weeks ago)

Job Description We have opportunities for agency FCAs at Cafcass covering the Work After First Hearing service in ... it is believed they are at risk of significant harm. FCAs are often referred to as ‘Children’s Guardians’ – they are ...

Company: Reed (2 weeks ago)

... 17. Comprehensive understanding of UK financial services regulatory framework, including FCA Handbook (particularly COBS, SYSC, PROD), FSMA, Consumer Duty, Senior Managers ... programs, policies, procedures, governance structures, and monitoring plans. Experience with FCA authorisation applications, FSMA section 165 requests, and section 166 skilled ...

Company: FTI Consulting, Inc (2 weeks ago)

... and audit compliance across all infrastructure domains, including GDPR and FCA-aligned controls. Skills & Experience Required Technical Expertise Deep experience ... appliances) Strong understanding of regulated financial services requirements (e.g., FCA, SMCR, GDPR, audit frameworks). Leadership & Management Proven experience leading ...

Company: Monex Europe Job type: permanent (2 weeks ago)

... Ensure that all corporate services operate in full compliance with FCA regulations, pensions legislation, employment law, and internal risk policies. Lead ... through strategic client engagement and solution design. Strong understanding of FCA compliance, risk frameworks, and financial product regulation. Commercial acumen and ...

Company: Titan Wealth Holdings Limited (2 weeks ago)

... consumer harm Ensure all product activity complies with relevant legislation, FCA rules, regulatory guidance and internal governance frameworks Ensure alignment with ... regulated savings and investments products Strong understanding of product governance, FCA rules and regulatory expectations Proven experience managing complex product portfolios ...

Company: AJ Bell Management Limited (2 weeks ago)

... SuperBike Factory. We are authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities and offer credit ...

Company: SuperBike Factory Job type: permanent (2 weeks ago)

... , QSR, SII, QF1/AF1, RRQ/A, US Reporting, Canadian Reporting, FCA/PRA reporting, statutory accounts, distribution files, taxation reporting, working closely ...

Company: High Finance Limited Job type: contract (2 weeks ago)

... communication and coaching skills Good knowledge of compliance (e.g. FCA, GDPR, Health & Safety) A passion for helping customers find ...

Company: 360 Resourcing Job type: permanent (2 weeks ago)

... , and delivery of consistently fair customer outcomes in line with FCA standards and Consumer Duty. About the Company This investment platform ...

Company: Manpower Job type: temporary (2 weeks ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (2 weeks ago)

... to support a FinTech leader operating under strict Regulatory Frameworks (FCA / PCI DSS). They are undertaking a strategic pivot to an ...

Company: Secure Recruitment Job type: contract (2 weeks ago)

... Analyse risk and make sound lending decisions Ensure compliance with FCA regulations and internal governance standards Liaise with brokers, BDMs, and ...

Company: Stride Recruitment (Bristol) Job type: permanent (2 weeks ago)

... will require : a high level of attention to detail; be FCA accredited: knowledge of finance and related systems; knowledge of insurance ...

Company: Omoda Jaecoo - Poole Job type: permanent (2 weeks ago)

... within a mortgage or financial services environment -Strong understanding of FCA regulations, compliance frameworks, and quality assurance processes -Confident conducting 1 ...

Company: Anderson Recruitment Job type: permanent (2 weeks ago)

... Key Individual for regulatory control functions, ensuring the business meets FCA regulatory standards and network requirements -Monitor and report on Advisor ...

Company: Anderson Recruitment Job type: permanent (2 weeks ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (2 weeks ago)

... commute time. Company Established in 2009 and regulated by the FCA, this multi-award-winning finance & credit company has a ...

Company: Profile 29 Job type: permanent (2 weeks ago)