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... generous parental leave policies **Regulatory Requirements (SMCR & FCA) **This role is considered Certified under the Senior ... colleague your details will be published on the FCA’s Financial Services Register This role has been ... a certification employee, directly or indirectly, is an FCA-specified significant-harm function.(2) A function in ( ...

Company: Lloyds Bank plc (1 week ago)

... certified colleague your details will be published on the FCA’s Financial Services RegisterThis role has been identified as ... under SYSC 27.8.13R as defined in the FCA Handbook(1) The function of managing or supervising a ... certification employee, directly or indirectly, is an FCA-specified significant-harm function.(2) A function in (1) ...

Company: Lloyds Bank plc (1 week ago)

... UK regulated products Hands‑on experience maintaining regulatory authorisations, managing FCA reporting obligations, and supporting ongoing regulatory compliance requirements Experience ... working directly with the FCA during regulatory reviews, examinations, investigations, or other supervisory ...

Company: Gofractional (1 week ago)

... through third-party suppliers, ensuring alignment with FCA frameworks and driving service improvements Providing hands-on technical ... ITSCM, change management) to ensure compliance with FCA architecture and support risk mitigation for DAPG Supporting out ... attend university. Benefits of working at the FCA 25 days holiday per year plus bank holidays ...

Company: Women in Data® (1 week ago)

... Regulatory guidance – Provide expert interpretation of FCA regulations, ensuring the business remains compliant and ... as the primary point of contact for the FCA, coordinating regulatory interactions and ensuring successful outcomes ... within financial services/insurance Extensive knowledge of FCA Conduct Regulation and compliance best practices, across ...

Company: The Emerald Group (1 week ago)

... looking for at least 2 years experience working in an FCA regulated environment , with some experience as an auditor or ... service they advise on and sell. Always Comply with the FCAs (and other applicable regulators) principles, commitments and codes of ... 3. You must be open and cooperative with the FCA, the PRA and other regulators 4. You must pay ...

Company: Emponics (1 week ago)

... customer outcome Monitor regulatory developments (e.g. FCA publications, thematic reviews, enforcement activity) and assess ... . Support regulatory reporting and submissions, including FCA returns and SUP 15 notifications. Prepare and ... insurance broker is essential. Strong understanding of FCA regulatory requirements, including consumer duty, conduct ...

Company: Superscript (1 week ago)

... of civil recovery procedures, County Court processes, and FCA regulatory requirements, ensuring all recovery activity is compliant ... accounts in line with company policies and FCA regulations Conduct outbound and inbound contact with ... documentation using internal systems Ensure full compliance with FCA Consumer Credit Sourcebook (CONC), GDPR, and ...

Company: Red Recruitment Job type: permanent (1 week ago)

... exiting the Appointed Representative (AR) model firms undergoing FCA/PRA authorisation Our work sits at the intersection of ... management We typically engage firms before or during: FCA/PRA applications first compliance hires (SMF16, MLRO) ... regulatory pressure translates into hiring decisions the broader FCA/PRA regulatory context If you do not have ...

(1 week ago)

... experience strategies aligned with business objectives and FCA requirements Continuously review and optimise customer journeys ... to drive ongoing improvements Ensure full compliance with FCA regulations, including Consumer Duty and Treating Customers ... outcomes Oversee complaint handling in line with FCA DISP rules and internal SLAs Implement and ...

Company: Michael Page Job type: permanent (1 week ago)

... all actions are accurately recorded in line with FCA and DPA requirements. Key responsibilities Client retention: ... to retain policies. Compliance: Work in line with FCA and DPA requirements. Communication: Provide clear, accurate advice ... and keeping clients onboard. Regulation aware Ideally with FCA-regulated or target-driven experience. Team player ...

Company: Usay Compare Job type: permanent (1 week ago)

... the standards set by the Financial Conduct Authority (FCA) and the firm’s internal Compliance procedures. ... attention to detail and a sound understanding of FCA requirements and best practice in financial advice. What ... defined standard, ensuring all recommendations and documentation meet FCA and company requirements. Deliver clear, constructive, and ...

Company: Radiant Financial Job type: permanent (1 week ago)

... testing Providing advisory support to the business on FCA rules and internal policies Assisting with financial crime ... years' experience in a Compliance role within an FCA-regulated firm Experience in a Broker/Dealer, investment ... firm, or trading environment preferred Strong understanding of: FCA regulations (e.g. SYSC, COBS) General compliance ...

Company: Michael Page Job type: contract (1 week ago)

... Company Secretary to our Insurance and Financial Services FCA regulated entities within the Saga Group. (Saga ... Conduct Risk Team on regulatory matters (i.e. FCA) and ensuring that corporate governance processes and procedures ... Programme Good knowledge of UK Companies Act 2006, FCA Disclosure and Transparency Rules and other relevant legislation ...

Company: Saga Group Job type: permanent (1 week ago)

... relevant regulators and external stakeholders (including the FCA where applicable). Develop, implement, and maintain ... regulatory and AML frameworks, including EMRs, PSD2, FCA Handbook, MLR 2017, and JMLSG guidance. ... submitting regulatory returns and compliance reporting (including FCA-related reporting where applicable). Excellent leadership skills ...

Company: BEPI - British Electronic Payments Institution (1 week ago)

... financial services group spanning three regulated businesses: an FCA-authorised broker‑dealer operating across prime brokerage and ... ‑in‑the‑loop controls Ensure AI deployments meet FCA, SEC, and relevant regulatory requirements across all ... infrastructure firms or AI‑native fintechs Familiarity with FCA, SEC, and/or MAS regulatory frameworks as ...

Company: AAA Global (1 week ago)

... , experts, and counsel Conduct legal research on FCA regulations, financial services law, and case law ... (training contract experience considered) Knowledge of FCA regulations and financial mis-selling principles Strong ... Solicitor, NQ Solicitor Jobs, Financial Services Litigation, FCA Claims, Consumer Claims, Dispute Resolution Solicitor, Legal ...

Company: qed legal (1 week ago)

... for regulatory developments and ensures internal policies remain aligned with FCA requirements and industry standards. The successful candidate will act ... engagement activities. Key Responsibilities Regulatory Policy & Interpretation Monitor relevant FCA regulatory developments and conduct structured horizon scanning. Translate regulatory changes ...

Company: MNK International (1 week ago)

... financial services industry and, therefore, is regulated by the FCA (Financial Conduct Authority) and the PRA (Prudential Regulation ... You must be open and cooperative with the FCA, the PRA and other regulators. You must ... Understanding of insurance regulatory regime, including PRA Rulebook, FCA Handbook and Solvency II/UK Solvency desirable Skills ...

Company: Pension Corporation (1 week ago)

I am working with a growing, FCA regulated business who are looking for an experienced ... Working closely with Compliance and QA teams to maintain FCA standards Using customer data and feedback to drive ... functions, strong leadership skills and a solid understanding of FCA regulations and Consumer Duty. Excellent benefits, progression opportunities and ...

Company: The ONE Group Ltd (1 week ago)