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Location: Cardiff
... financial services (motor finance experience desirable). • A strong understanding of FCA and FOS regulatory frameworks, including Consumer Duty, DISP, Treating Customers ...
Company: Stellantis Financial Services UK, Germany and Austria
(6 days ago)
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Location: London
... / expat mortgages (highly desirable) CeMAP qualified – highly desired Knowledge of FCA compliance, KYC, AML processes Confident using CRM systems, lender portals ...
Company: Pure Resourcing Limited
(6 days ago)
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Location: England
... the team. • Ad hoc tasks as required• Comply with the FCA’s conduct (and senior conduct) and Consumer Duty rules and ...
Company: The Actuary Group
(6 days ago)
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... stakeholders Strong presentation, negotiation and relationship-building skills Understanding of FCA regulation and compliant client delivery If this role isn’t ...
Company: Capio Recruitment
(5 days ago)
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Location: City Of London
... . Governance & Compliance Ensure compliance with Lloyd’s Minimum Standards, FCA requirements, and internal risk frameworks. Oversee due diligence, audits, and ...
Company: HFG Insurance Recruitment
(5 days ago)
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Location: Leeds
... for: Experience in the insurance or legal sectors Familiarity with FCA Conduct Rules or regulatory standards in underwriting A desire to ...
Company: The Graduate Project
Job type: internship
(5 days ago)
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Location: Guildford
... information. Other Obligations Maintain competent adviser status in line with FCA requirements. Complete all mandatory and regulatory training within required timeframes ...
Company: Pavilion Recruitment Solutions
(5 days ago)
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Location: Greater London
... as required Risk Management & Compliance · Operate in line with FCA regulatory requirements and internal compliance policies · Maintain accurate and complete ...
(5 days ago)
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Location: London
... . Regulatory Awareness: An understanding of the regulatory landscape (e.g., FCA requirements) would be advantageous in contextualising material. What's on ...
Company: Brown & Brown UK
(5 days ago)
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Location: London
... market experience and a solid understanding of Lloyd’s and FCA regulatory requirements. Key Responsibilities: Conduct compliance monitoring reviews including sanctions ...
Company: IDEX CONSULTING LTD
(4 days ago)
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Location: London
... ; Testing / Compliance Assurance experience in the UK Strong experience of FCA regulatory oversight within exchanges, clearing houses, investment banking, or broader ...
Company: Black Swan Group
(4 days ago)
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Location: Bury
... include: Purchasing administration Fleet administration Operational co-ordination Logistics support FCA regulated backgrounds Automotive or leasing sectors Benefits: Heavily discounted staff ...
Company: The Curve Group
(4 days ago)
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Location: City of London
... ’s of London syndicates Deep understanding of UK regulatory expectations (FCA / PRA operational resilience requirements) Experience defining: Important Business Services (IBS ...
Company: Albany Beck
(4 days ago)
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Location: Leeds
... stakeholders. Knowledge of UK employment law and regulatory frameworks (including FCA/SMCR) and their application to reward and conduct. Experience working ...
Company: Border to Coast Pensions Partnership
(4 days ago)
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Location: England
... to the UK reporting methodologies, e.g. UK GAAP, IFRS, FCA Returns Assist in completing due diligence in advance of transactions ...
Company: KPMG
(4 days ago)
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Location: London
... to conduct risk, product governance, or customer outcomes Understanding of FCA requirements (e.g. Consumer Duty / PROD) This is an excellent ...
Company: IPS Group
(4 days ago)
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Location: City of London
... , and stakeholders across the bank Keeping pace with the evolving FCA and PRA regulatory landscape Managing one direct report and working ...
Company: JSS
(4 days ago)
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Location: Bristol
... to HMRC is accurate. Perform due diligence in line with FCA guidelines as set out in the Pension Tax Manual. Where ...
Company: Hartley Pensions Limited
(4 days ago)
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Location: City Of Bristol
... , compliance, and professional development. Oversee regulatory and governance standards, including FCA compliance, file reviews, and adviser supervision. Deliver regional revenue and ...
Company: IDEX CONSULTING LTD
(4 days ago)
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Location: London
... : Legal and compliance regulatory advice Drafting documentation supporting new products FCA handbook advice Work with business teams supporting new products and ...
Company: Danebury Associates
(4 days ago)
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