Total result: 1,021
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Location: Solihull
... Asset Management to deliver effective operational strategies. Ensure compliance with FCA requirements, Consumer Duty, governance standards and operational controls. Lead, coach ... , end-of-contract processes and operational governance. Strong knowledge of FCA regulations, Consumer Duty and delivering fair customer outcomes. Organised, commercially ...
Company: BNP Paribas Personal Finance
(2 weeks ago)
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Location: South East
... as the accountable Senior Manager for the credit function under FCA regulations Manage senior leaders across credit risk, strategy, modelling, and ... of residual value risk and key market drivers Knowledge of FCA regulatory requirements and governance frameworks Proven leadership experience managing teams ...
Company: Harnham
(2 weeks ago)
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£19,000 - 32,000
Location: Cheltenham
... all clients. Adherence to the requirements laid out by the FCA in terms of compliance, customer risk and Treating Customers Fairly ... pre-employment vetting as outlined by the Financial Conduct Authority (FCA). This may include but not limited to adverse financial history ...
Company: Attivo
(2 weeks ago)
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£28,000 - 36,000
Location: Greater London
... essential;- Regulatory know-how: Experience in an FCA regulated environment or a good understanding of FCA regulations;- TCF principles: A strong belief ...
Company: helloprima
(2 weeks ago)
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£150,000 - 210,000
Location: Greater London
... providing challenge, leadership, and direction to ensure the firm meets FCA expectations under SYSC, Consumer Duty, Operational Resilience, and Outsourcing & ... , regulatory expectations, and client outcomes. Operational Resilience — Ensure compliance with FCA operational resilience rules, including impact tolerances, mapping, scenario testing, and ...
Company: Black Swan Group
(2 weeks ago)
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£162,000 - 198,000
Location: Greater London
... function from the ground up and lead the journey toward FCA e-money authorisation. You will own policy creation, monitoring and ... for AML, sanctions and transaction monitoring, and engage with the FCA while reporting directly to the founders and Board. This is ...
Company: Harmonic Finance™ | Certified B Corp
(2 weeks ago)
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Location: London
... : Email: new company A very modern, FCA regulated VC platform, giving investors the opportunity to access private ...
Company: Hays
(2 weeks ago)
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Location: London
... revenue per customer.Partner with Compliance and Legal to navigate FCA regulatory requirements, Consumer Duty obligations and policy changes Represent the ...
Company: Plum Fintech
(2 weeks ago)
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Location: London
... business on all aspects of employment law, including SMCR and FCA Code of Conduct issuesManaging legal support across the full employee ...
Company: Fry & Brown
(2 weeks ago)
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Location: London
... :Familiar with insurance or banking regulatory requirements including PRA and FCA.Connect to your business - Strategy, Risk & Transactions AdvisoryIn an ...
Company: DELOITTE
(2 weeks ago)
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Location: London
... of SEC rules and filings as a necessity, additionally to FCA. This is an excellent opportunity with a clear pathway for ...
Company: Hays
(2 weeks ago)
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Location: London
... qualifications, or University degree (or similar) desirableExperience· Working knowledge of FCA conduct/customer requirements· Experience in insurance· Experience in the Lloyd ...
Company: Arch Capital Group
(2 weeks ago)
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Location: London
... Financial Services-related employment law and regulation, including SMCR, the FCA Code of Conduct, the remuneration code, investigations, whistleblowing, people change ...
Company: Grupo Santander
(2 weeks ago)
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Location: London
... . Experience designing and operating controls testing programmes. Strong knowledge of FCA requirements, Consumer Duty and conduct risk management. Excellent root cause ...
Company: Schroders
(2 weeks ago)
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Location: London
... or financial advisory practice serving high-net-worth clients.• An FCA-approved Level 4 RDR-compliant qualification in financial planning, or ...
Company: Schroders
(2 weeks ago)
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Location: London
... with relevant regulatory frameworks, including but not limited to UK (FCA, PRA, and BoE rulemaking), European (MiCA, TATF), and global (GENIUS ...
Company: Goldman Sachs
(2 weeks ago)
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Location: London
... platforms (e.g., Kyriba, Icap, Treasury)Understanding of regulatory frameworks (FCA, PRA, FIU regulations)Background in risk management and hedging strategiesExperience ...
Company: BVNK
(2 weeks ago)
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Location: London
... investment products and investment firms across MiFID II, AIFMD, UCITS, FCA conduct rules, ESG regulations.The firm and team is going ...
Company: Chadwick Nott
(2 weeks ago)
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Location: London
... , JVs, corporate restructuringsPortfolio transfersPRA/FCAAdvising insurers, brokers, MGAs, reinsurers, other FCA regulated companiesThe successful candidate will be an E&W ...
Company: Chadwick Nott
(2 weeks ago)
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Location: London
... partnership / bancassurance arrangements, drafting and negotiating distribution and outsourcing agreements, FCA and PRA regulatory issues, reinsurance agreements and insurance business transfers ...
Company: Hays
(2 weeks ago)
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