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... and submitting income flash reports Assisting with statutory accounts Preparing FCA returns (RMAR) Getting involved in wider finance projects and process ... + years’ experience in a management accounts role Exposure to an FCA/PRA regulated environment SOX knowledge would be a bonus, but ...

Company: Pure Resourcing Solutions Limited Job type: permanent (1 month ago)

... international brokerage in London. This senior leadership role involves managing FCA engagements, compliance oversight, and strengthening governance within a fast-paced ... environment. Candidates should have strong FCA knowledge, relevant experience in the brokerage sector, and effective stakeholder ...

Company: Barclay Simpson (1 month ago)

... and procedures in line with evolving regulatory requirements, including the FCA Handbook and Consumer Duty expectations. Championing customer outcomes, including oversight ... at SMF16 (Compliance Oversight) level. In‑depth knowledge of the FCA Handbook, including conduct, consumer credit, and prudential expectations relevant to ...

Company: Kroo Bank (1 month ago)

... to regulatory requirements, especially those of the Financial Conduct Authority (FCA). Duties and Responsibilities Key member of the Financial Crime Compliance ... investment and/or corporate banking products. Good understanding of the FCA regime, thematic reviews, enforcement actions and financial crime legislation, and ...

Company: Mizuho (1 month ago)

... is fundamental for ensuring robust oversight of controls, regulatory adherence (FCA, Bank of England (BoE)), and effective risk management. The individual ... and clearing houses including EMIR, MiFID, MAR, Benchmarks Regulation and FCA Recognition Requirements for Recognised Investment Exchanges (REC) is highly desirable ...

Company: London Metal Exchange (1 month ago)

... a small team of market analysts, and full compliance with FCA Conduct Rules. Qualifications Actuarial or pricing qualification (or equivalent experience ... available via the jobs page of our website. As an FCA regulated business, we require successful applicants to clear our pre ...

Company: Animal Friends (1 month ago)

... internally and externally. This also includes coordinating, implementing and embedding FCA changes (such as Non-Financial Misconduct) into practice. Other Demonstrating ... interacting with customers, your actions should align with upholding the FCA's Consumer Duty principles, thereby contributing to fair and beneficial ...

Company: Seven Investment Management LLP (1 month ago)

... talent Compliance, Regulation and Risk Management Ensure reward recommendations reflect FCA requirements and governance expectations Support reward activity in line with ... Vehicle Scheme About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ...

Company: LGPS Central (1 month ago)

... and dealership performance Ensure all sales and transactions are fully FCA compliant Participate in closing deals, including underwriting part exchanges as ... Valid UK driving licence with minimal points Full knowledge of FCA compliance standards A proactive attitude with a focus on growth ...

Company: Perfect Placement (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... , Compliance, and Consumer leadership teams Ensure pricing decisions align with FCA guidance and governance processes Skills & Experience Experience within Pricing ...

Company: Datatech Analytics Job type: permanent (1 month ago)

... our AWS Bedrock-based agents meet the highest standards of FCA Operational Resilience, DORA, and EU AI Act (Art. 15) compliance ...

Company: Randstad Digital Job type: contract (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... relevant compliance experience gained within international banking * Good understanding of FCA/PRA regulatory requirements * Excellent communication skills both written and oral ...

Company: Prime Personnel UK Job type: permanent (1 month ago)

... monthly KPIs input & output metrics and business revenue targets. FCA-regulated insurance experience. Diary management. Ensure the pipeline is managed ...

Company: The Portfolio Group Job type: permanent (1 month ago)

... customer journey Monitoring enquiries, conversions and sales activity Ensuring strong FCA and dealership compliance standards Assisting management with reporting, forecasting and ...

Company: ACS Automotive Recruitment Consultancy Limited Job type: permanent (1 month ago)

... internal policies. Deliver suitability letters and reports in line with FCA standards. Leadership & Support Provide strategic leadership to paraplanners, associate ...

Company: Schroders (1 month ago)