Total result: 503
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£200 +
Location: London
... currently hold both the SMF 16 & SMF 17 FCA Control functions, or have held them in the last ... “Generalist Compliance” experience either gained from a UK “FCA Registered” Banking background gained from a reputable Bank (and ... . Strong understanding of different Compliance Regulations such as: FCA handbook – you must have a strong understanding and ...
Company: Martis Search
(3 months ago)
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£200 +
Location: London
... &P checks and maintenance of the FCA directory for all certified staff. Also support with FCA SMF applications, where required. Support the ... and knowledge of all relevant regulatory rules, in particular, MIFID, FCA COLL, PROD and Consumer Duty rules. Detailed understanding of Investment ...
Company: Progeny
(3 months ago)
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£30,000 - Annum
Location: GL20, Bredons Hardwick, Worcestershire
... the business, collaborating with other business areas. * Maintain compliance with FCA, PRA and regulatory standards, always acting with integrity and professionalism ...
Company: i2i recruitment
Job type: permanent
(3 months ago)
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