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... ; Governance Ensure procurement and vendor oversight activities are aligned with FCA, LGPS pooling requirements, and internal policies. Contribute to audits, compliance ... procurement processes. About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ...

Company: LGPS Central (2 weeks ago)

... , regulation, and risk management Ensure reward structures and recommendations reflect FCA requirements and broader governance expectations. Support reward activity in line ... reward decisions About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ...

Company: LGPS Central (2 weeks ago)

... , trading and systems and controls. Key responsibilities include: • Advising on FCA Handbook and FSMA frameworks (including CASS, conduct, and prudential rules ... a leading FS Regulatory practice (advisory-focussed) • Strong knowledge of FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU ...

Company: Jameson Legal (2 weeks ago)

... take a lead employment law role within a well-regarded, FCA-regulated financial services business that has scaled rapidly. The role ... , including the Senior Managers & Certification Regime (SMCR) and the FCA's Code of Conduct. You'll also support international projects ...

Company: Danos Group (2 weeks ago)

... ensure we maintain the highest standards of compliance with the FCA Client Assets Sourcebook (CASS). As part of the first line ... , developing, and executing robust testing frameworks to ensure compliance with FCA CASS regulations Interpreting and implementing CASS regulations, proactively identifying and ...

Company: Revolut (2 weeks ago)

... UK and EU regulatory frameworks affecting asset management businesses, including FCA rules, MiFID, AIFMD and UCITS. Interpreting and implementing regulatory ... European financial services regulation affecting asset managers. Experience advising on FCA regulated activities and investment management products. Excellent technical skills combined ...

Company: Taylor Root (2 weeks ago)

... Asset Management to deliver effective operational strategies. Ensure compliance with FCA requirements, Consumer Duty, governance standards and operational controls. Lead, coach ... , end-of-contract processes and operational governance. Strong knowledge of FCA regulations, Consumer Duty and delivering fair customer outcomes. Organised, commercially ...

Company: BNP Paribas Personal Finance (2 weeks ago)

... as the accountable Senior Manager for the credit function under FCA regulations Manage senior leaders across credit risk, strategy, modelling, and ... of residual value risk and key market drivers Knowledge of FCA regulatory requirements and governance frameworks Proven leadership experience managing teams ...

Company: Harnham (2 weeks ago)

... overseas based compliance staff. Lead all compliance interactions with the FCA, including thematic requests, supervisory dialogues, and regulatory submissions. Responsible for ... , then please send your details to our MD, David Symes FCA, at (including a contact no) however please ...

(2 weeks ago)

... all clients. Adherence to the requirements laid out by the FCA in terms of compliance, customer risk and Treating Customers Fairly ... pre-employment vetting as outlined by the Financial Conduct Authority (FCA). This may include but not limited to adverse financial history ...

Company: Attivo (2 weeks ago)

... essential;- Regulatory know-how: Experience in an FCA regulated environment or a good understanding of FCA regulations;- TCF principles: A strong belief ...

Company: helloprima (2 weeks ago)

... providing challenge, leadership, and direction to ensure the firm meets FCA expectations under SYSC, Consumer Duty, Operational Resilience, and Outsourcing & ... , regulatory expectations, and client outcomes. Operational Resilience — Ensure compliance with FCA operational resilience rules, including impact tolerances, mapping, scenario testing, and ...

Company: Black Swan Group (2 weeks ago)

... function from the ground up and lead the journey toward FCA e-money authorisation. You will own policy creation, monitoring and ... for AML, sanctions and transaction monitoring, and engage with the FCA while reporting directly to the founders and Board. This is ...

Company: Harmonic Finance™ | Certified B Corp (2 weeks ago)

... : Email: new company A very modern, FCA regulated VC platform, giving investors the opportunity to access private ...

Company: Hays (2 weeks ago)

... revenue per customer.Partner with Compliance and Legal to navigate FCA regulatory requirements, Consumer Duty obligations and policy changes Represent the ...

Company: Plum Fintech (2 weeks ago)

... business on all aspects of employment law, including SMCR and FCA Code of Conduct issuesManaging legal support across the full employee ...

Company: Fry & Brown (2 weeks ago)

... :Familiar with insurance or banking regulatory requirements including PRA and FCA.Connect to your business - Strategy, Risk & Transactions AdvisoryIn an ...

Company: DELOITTE (2 weeks ago)

... of SEC rules and filings as a necessity, additionally to FCA. This is an excellent opportunity with a clear pathway for ...

Company: Hays (2 weeks ago)

... qualifications, or University degree (or similar) desirableExperience·       Working knowledge of FCA conduct/customer requirements·       Experience in insurance·       Experience in the Lloyd ...

Company: Arch Capital Group (2 weeks ago)

... Financial Services-related employment law and regulation, including SMCR, the FCA Code of Conduct, the remuneration code, investigations, whistleblowing, people change ...

Company: Grupo Santander (2 weeks ago)