Total result: 693
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£50 - 70
Location: Greater London
... to regulatory requirements, especially those of the Financial Conduct Authority (FCA). Duties and Responsibilities Key member of the Financial Crime Compliance ... investment and/or corporate banking products. Good understanding of the FCA regime, thematic reviews, enforcement actions and financial crime legislation, and ...
Company: Mizuho
(1 month ago)
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£90 - 120
Location: Greater London
... is fundamental for ensuring robust oversight of controls, regulatory adherence (FCA, Bank of England (BoE)), and effective risk management. The individual ... and clearing houses including EMIR, MiFID, MAR, Benchmarks Regulation and FCA Recognition Requirements for Recognised Investment Exchanges (REC) is highly desirable ...
Company: London Metal Exchange
(1 month ago)
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£90 - 110
Location: Amesbury
... a small team of market analysts, and full compliance with FCA Conduct Rules. Qualifications Actuarial or pricing qualification (or equivalent experience ... available via the jobs page of our website. As an FCA regulated business, we require successful applicants to clear our pre ...
Company: Animal Friends
(1 month ago)
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£60 - 80
Location: Greater London
... internally and externally. This also includes coordinating, implementing and embedding FCA changes (such as Non-Financial Misconduct) into practice. Other Demonstrating ... interacting with customers, your actions should align with upholding the FCA's Consumer Duty principles, thereby contributing to fair and beneficial ...
Company: Seven Investment Management LLP
(1 month ago)
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£60 - 85
Location: Wolverhampton
... talent Compliance, Regulation and Risk Management Ensure reward recommendations reflect FCA requirements and governance expectations Support reward activity in line with ... Vehicle Scheme About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ...
Company: LGPS Central
(1 month ago)
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£40 - 60
Location: Gloucester
... and dealership performance Ensure all sales and transactions are fully FCA compliant Participate in closing deals, including underwriting part exchanges as ... Valid UK driving licence with minimal points Full knowledge of FCA compliance standards A proactive attitude with a focus on growth ...
Company: Perfect Placement
(1 month ago)
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£50 - 80
Location: Caddington
... Warfare and advanced sensing systems? At Leonardo, our EW and FCA programmes demand hardware that performs at the edge of what ... will do as a Hardware Engineer working on EW and FCA programmes Own and influence hardware designs across the full lifecycle ...
Company: Leonardo UK Ltd
(1 month ago)
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£120 - 150
Location: Greater London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup Inc.
(1 month ago)
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£35,000
Location: Basingstoke
... customer journey Monitoring enquiries, conversions and sales activity Ensuring strong FCA and dealership compliance standards Assisting management with reporting, forecasting and ...
Company: ACS Automotive Recruitment Consultancy Limited
Job type: permanent
(1 month ago)
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£80,000 - Annum
Location: City of London, Greater London
... relevant compliance experience gained within international banking * Good understanding of FCA/PRA regulatory requirements * Excellent communication skills both written and oral ...
Company: Prime Personnel UK
Job type: permanent
(1 month ago)
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£30,000 - 35,000 - Annum
Location: Manchester, Greater Manchester
... monthly KPIs input & output metrics and business revenue targets. FCA-regulated insurance experience. Diary management. Ensure the pipeline is managed ...
Company: The Portfolio Group
Job type: permanent
(1 month ago)
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£100 - 125
Location: Manchester, England
... internal policies. Deliver suitability letters and reports in line with FCA standards. Leadership & Support Provide strategic leadership to paraplanners, associate ...
Company: Schroders
(1 month ago)
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£100 - 125
Location: Greater London, England
... investigations and enforcement actions involving bodies such as the ICO, FCA, SRA and international regulators. Leading litigation and disputes arising from ...
Company: Clyde & Co
(1 month ago)
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£60 - 80
Location: Manchester, England
... ), regulations (e.g., NIS2) and financial regulations (e.g., DORA, FCA, Bank of England, etc.). * Have experience (or knowledge) in securing ...
Company: Capgemini
(1 month ago)
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£85 - 120
Location: Greater London
... . Manage regulatory engagement, including high‑quality responses to Depositary and FCA requests, data submissions and thematic visits. Produce clear compliance reporting ...
Company: The OpenWork Partnership
(1 month ago)
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£80 - 120
Location: City Of London, Remote
... and MLRO (UK) to ensure the firm's adherence to FCA regulations. The ideal candidate will have over five years of ...
Company: MERCURYO
(1 month ago)
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£90 - 120
Location: Greater London
... Services and a strong understanding of regulatory environments such as FCA and EMIR. #J-18808-Ljbffr
Company: London Metal Exchange
(1 month ago)
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£70 - 100
Location: Greater London
... regulatory compliance, develop the compliance framework, and ensure adherence to FCA regulations. The ideal candidate will have a minimum of 5 ...
Company: MERCURYO
(1 month ago)
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Location: Greater London
... each prospect pitch. Ensure full compliance with Aon Business Rules, FCA regulations, and all statutory requirements. What Makes This Role Different ...
Company: Aon
(1 month ago)
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£70 - 90
Location: Greater London
... and drive a culture of continuous improvement. You will ensure FCA compliance while optimizing processes to enhance customer experiences. This pivotal ...
Company: Lendable
(1 month ago)
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