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... plans. What You’ll Do Ensure that our FCA regulated business activities are compliant with applicable rules and ... how to incorporate these into daily operations. Own the FCA Reg Data reporting schedule throughout the year. Provide ... and ideally ten year experience in Compliance in an FCA regulated environment, with thorough knowledge of AIFMD and SMCR ...

Company: Vctavern (3 weeks ago)

(applicants must have treasury trading experience and be FCA certified to be considered) Duties: Ensuring that mandatory and designated ...

Company: Daiwa Capital Markets Europe Ltd (3 weeks ago)

... and AML functions. The successful candidate will ensure adherence to FCA and AML requirements, maintaining a culture of compliance across all ...

Company: Hireroo (3 weeks ago)

... to work in the London office and requires understanding of FCA regulations and compliance. The ideal candidate should have at least ...

Company: Mandarin Recruitment (3 weeks ago)

... onboarding and KYC/AML procedures, ensuring adherence to FCA standards. Lead the rollout of new governance and ... complaints and ensure proper resolution in line with FCA guidelines. Maintain and update ICAAP documentation and ... In-depth understanding of UK regulatory frameworks, including FCA, AMLD, and SYSC principles. Strong technical knowledge of ...

Company: Hireroo (3 weeks ago)

... with Cafcass to recruit 2 Agency Family Court Advisers (FCA) on a temporary basis, supporting services across Essex and ... Norfolk/Suffolk. Key Details Role: Agency Family Court Adviser (FCA) Reference: NTX(phone number removed) Client: Cafcass Location: ... 37 hours per week The Role As an Agency FCA, you will work with children and families involved in ...

Company: Caritas Recruitment Job type: permanent (3 weeks ago)

... Business, London (Hybrid) A well-established, FCA-authorised payments institution operating at genuine scale with a ... own the safeguarding of customer funds in line with FCA EMI and PI rules — this isn't a ... regulated financial services or fintech environment Deep, working knowledge of FCA regulations — EMI, PI, or payments-regulated firm experience ...

Company: IO Associates (3 weeks ago)

... business units. • Manage Claims Operational Resilience documentation, ensuring adherence to FCA standards and internal policy. Regulatory Compliance & Data Protection • Drive ... and Qualifications * Strong knowledge of UK financial services regulation, including FCA Handbook requirements, Consumer Duty, Operational Resilience, Conduct Risk and GDPR ...

Company: Aioi Nissay Dowa Europe Job type: permanent (3 weeks ago)

... risk, compliance and regulatory framework, including MiFID II, FCA requirements and internal governance standards. Work closely with the ... technology colleagues to realise these. Good working knowledge of FCA requirements and MiFID II best‑execution rules, with ... is subject to the Conduct Rules set by the FCA. This role is a certified position. We are ...

Company: Jupiter Asset Management (3 weeks ago)

... risk, compliance and regulatory framework, including MiFID II, FCA requirements and internal governance standards. Work closely with the ... technology colleagues to realise these. Good working knowledge of FCA requirements and MiFID II best‑execution rules, with ... is subject to the Conduct Rules set by the FCA. This role is a certified position. We are ...

Company: Jupiter Asset Management (3 weeks ago)

... in product development compliance within a UK FCA/PRA regulated environment. Responsible for embedding regulatory ... applying relevant internal guidelines impacting product development Embed FCA/PRA regulatory requirements, Consumer Duty obligations, ... Broader Compliance Support Provide general advice on FCA regulation, Consumer Duty, and conduct risk ...

Company: Avencia Talent Solutions (3 weeks ago)

... About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for eight local authority pension funds ... portfolio oversight within Active Equity markets, ideally in an FCA regulated environment, alongside: A proven track record of successfully ... Has, or can meet, the requirements of being an FCA approved person. What do we offer? We are proud ...

Company: Hollybank Trustees Ltd (3 weeks ago)

... About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for eight local authority pension funds ... portfolio oversight within Active Equity markets, ideally in an FCA regulated environment, alongside: A proven track record of successfully ... Has, or can meet, the requirements of being an FCA approved person. What do we offer? We are proud ...

Company: Hollybank Trustees Ltd (3 weeks ago)

... in product development compliance within a UK FCA/PRA regulated environment. Responsible for embedding regulatory ... applying relevant internal guidelines impacting product development Embed FCA/PRA regulatory requirements, Consumer Duty obligations, ... Broader Compliance Support Provide general advice on FCA regulation, Consumer Duty, and conduct risk ...

Company: Avencia Talent Solutions (3 weeks ago)

... deliver positive outcomes while ensuring compliance with company standards and FCA regulations. Responsibilities required for the role of Loan Servicing Manager ... management within Bridging & buy-to-let. Experience within an FCA-regulated environment. Strong customer-centric mindset and communication skills. Data ...

Company: Stellar Select Job type: permanent (3 weeks ago)

... people, processes, and systems in line with business strategy and FCA expectations. Key responsibilities You will have lead, motivate and manage ... You will work closely with the Compliance Manager to ensure FCA and compliance requirements are consistently met and embedded within the ...

Company: Service Service Job type: permanent (3 weeks ago)

... are compliant with current regulations and company standards, adhering to FCA guidelines. * Administration Support: Collaborate with the administration team to manage ... such as cash flow modelling software. * Regulatory Knowledge: Familiarity with FCA regulations and the compliance requirements for financial planning. * Communication: Excellent ...

Company: Clark James recruitment Job type: permanent (3 weeks ago)

... regulatory and statutory reporting, ensuring full compliance with PRA and FCA requirements and coordinating external and internal audits Monitor liquidity and ... technical accounting knowledge, including IFRS and UK regulatory frameworks (PRA / FCA), alongside experience of statutory and regulatory reporting Mandarin speakerWhat you ...

Company: Hays Financial Market Job type: permanent (3 weeks ago)

... , 1:1 meetings, and development sessions to support performance. Maintaining FCA compliance and ensuring all processes meet regulatory and company standards ... . Excellent coaching and mentoring skills. Strong understanding of sales processes (FCA experience desirable). Confident decision‑making and outstanding organisational skills. Ability ...

Company: Usay Compare Job type: permanent (3 weeks ago)

... . Assist with compliance and file checking to ensure records meet FCA and internal standards. Communicate professionally with clients, providers, and colleagues ... pensions, investments, protection products, and financial planning administration. Knowledge of FCA and compliance requirements within a regulated environment. Excellent organisation skills ...

Company: Venn Wealth Management Limited Job type: permanent (3 weeks ago)