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Location: London
... global regulatory requirements relating to third-party risk management, particularly FCA and Central Bank of Ireland (CBI) expectations.Experience designing and ...
Company: Northern Trust
(2 weeks ago)
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Location: London
... financingDeep understanding of key regulatory frameworks and expectations (e.g. FCA, FATF, OFAC, EU sanctions regimes)Proven ability to interpret complex ...
Company: Liquidnet
(2 weeks ago)
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Location: London
... .Understand regulated financial services and how privacy obligations interact with FCA and PRA expectations.Comfortably influence senior executives and handle challenging ...
Company: Zopa
(2 weeks ago)
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Location: London
... onboarding and maintenance.Provide advice regarding applicable regulatory frameworks including FCA rules, AIFMD, MiFID II, GDPR, and MAS.Partner closely with ...
Company: Neuberger Berman
(2 weeks ago)
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Location: London
... : Email: new company A very modern, FCA regulated VC platform, giving investors the opportunity to access private ...
Company: Hays
(2 weeks ago)
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Location: London
... revenue per customer.Partner with Compliance and Legal to navigate FCA regulatory requirements, Consumer Duty obligations and policy changes Represent the ...
Company: Plum Fintech
(2 weeks ago)
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Location: London
... business on all aspects of employment law, including SMCR and FCA Code of Conduct issuesManaging legal support across the full employee ...
Company: Fry & Brown
(2 weeks ago)
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Location: London
... :Familiar with insurance or banking regulatory requirements including PRA and FCA.Connect to your business - Strategy, Risk & Transactions AdvisoryIn an ...
Company: DELOITTE
(2 weeks ago)
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Location: London
... of SEC rules and filings as a necessity, additionally to FCA. This is an excellent opportunity with a clear pathway for ...
Company: Hays
(2 weeks ago)
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Location: London
... qualifications, or University degree (or similar) desirableExperience· Working knowledge of FCA conduct/customer requirements· Experience in insurance· Experience in the Lloyd ...
Company: Arch Capital Group
(2 weeks ago)
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Location: London
... Financial Services-related employment law and regulation, including SMCR, the FCA Code of Conduct, the remuneration code, investigations, whistleblowing, people change ...
Company: Grupo Santander
(2 weeks ago)
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Location: London
... . Experience designing and operating controls testing programmes. Strong knowledge of FCA requirements, Consumer Duty and conduct risk management. Excellent root cause ...
Company: Schroders
(2 weeks ago)
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Location: London
... or financial advisory practice serving high-net-worth clients.• An FCA-approved Level 4 RDR-compliant qualification in financial planning, or ...
Company: Schroders
(2 weeks ago)
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Location: London
... with relevant regulatory frameworks, including but not limited to UK (FCA, PRA, and BoE rulemaking), European (MiCA, TATF), and global (GENIUS ...
Company: Goldman Sachs
(2 weeks ago)
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Location: London
... platforms (e.g., Kyriba, Icap, Treasury)Understanding of regulatory frameworks (FCA, PRA, FIU regulations)Background in risk management and hedging strategiesExperience ...
Company: BVNK
(2 weeks ago)
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Location: London
... investment products and investment firms across MiFID II, AIFMD, UCITS, FCA conduct rules, ESG regulations.The firm and team is going ...
Company: Chadwick Nott
(2 weeks ago)
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Location: London
... , JVs, corporate restructuringsPortfolio transfersPRA/FCAAdvising insurers, brokers, MGAs, reinsurers, other FCA regulated companiesThe successful candidate will be an E&W ...
Company: Chadwick Nott
(2 weeks ago)
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Location: London
... the Institute and Faculty of Actuaries FIA (or equivalent being FCAS, FIAA) with extensive experience within a Lloyd’s/London Market ...
Company: SCOR Global Life
(2 weeks ago)
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Location: London
... partnership / bancassurance arrangements, drafting and negotiating distribution and outsourcing agreements, FCA and PRA regulatory issues, reinsurance agreements and insurance business transfers ...
Company: Hays
(2 weeks ago)
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Location: London
... ability to defend control design and enhancement plans to PRA, FCA, DORA, MAS, HKMA, APRA and internal/external audit. Experience operating ...
Company: State Street Bank
(2 weeks ago)
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