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... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (1 week ago)

... compliance with Munich Re’s Code of Conduct and the FCA Conduct RulesBenefits:You will be rewarded with a great compensation ...

Company: Munich Re (1 week ago)

... (IOC, Global Operations Diploma Desirable) A detailed understanding of the FCA handbook is essential. A deep understanding of Operational process is ...

Company: Computershare (1 week ago)

... –5 years' experience working within the Compliance team of an FCA-regulated business. Experience within alternative investments would be particularly advantageous ...

Company: Leonid Group (1 week ago)

... compliance with Munich Re’s Code of Conduct and the FCA Conduct RulesBenefits:You will be rewarded with a great compensation ...

Company: Munich Re (1 week ago)

... compliance with Munich Re’s Code of Conduct and the FCA Conduct RulesBenefits:You will be rewarded with a great compensation ...

Company: Munich Re (1 week ago)

... ) – (i.e. Excel, Outlook, TLM and InvestOne)§  Knowledge of the FCA regulations pertaining to Unit Trusts, Mutual Funds, OEICs and all ...

Company: Northern Trust (1 week ago)

... compliance with Munich Re’s Code of Conduct and the FCA Conduct RulesBenefits:You will be rewarded with a great compensation ...

Company: Munich Re (1 week ago)

... including the code of conduct, which incorporates the PRA and FCA Conduct. Undertake training on Beazley policies and procedures as delivered ...

Company: Beazley (1 week ago)

... DSSStrong understanding of data protection and regulatory requirements including GDPR, FCA, ICO and PRA expectationsExperience assessing and managing supplier security risksExperience ...

Company: VITALITY (1 week ago)

... responsibilities will include:· Prepare regulatory, statutory and tax returns for FCA, PRA, BOE, EBA and HMRC.· Produce monthly management accounts, reports ...

Company: cer Financial (1 week ago)

... ’ balance sheets, and counting. We’re licensed in the UK (FCA), Europe (DNB), and New York (NYDFS), with over 260 amazing ...

Company: Vitesse (1 week ago)

... our Finance team on our regulated entities, prepare and produce FCA Remuneration data submissions for companies in Singapore, UK, Dubai and ...

Company: Taylor James Resourcing (1 week ago)

... services environmentStrong knowledge of UK Operational Resilience regulatory requirements, including FCA, PRA and Bank of England expectationsExperience facilitating or supporting IBS ...

Company: Hays (1 week ago)

... individual with a strong pensions advisory background gained within an FCA-regulated employee benefits consultancy, corporate advisory or financial advisory environment ...

Company: Hays (1 week ago)

... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...

Company: Trust Payments (1 week ago)

... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...

Company: Trust Payments (1 week ago)

... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...

Company: Trust Payments (1 week ago)

... , fact-finds, and delivering regulated financial advice. • Experience working within FCA-regulated environments and meeting compliance requirements.If you're looking ...

Company: Fintelligent (1 week ago)

... Liaison team delivers service in a compliant manner, consistent with FCA “treating customer fairly” guidelines as required, statutes and regulations. • Establish ...

Company: Clear IT Recruitment (1 week ago)