Total result: 1,026
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: Bexhill, East Sussex
... – ensuring complaints are handled fairly, consistently and in line with FCA DISP requirements and Consumer Duty expectations, driving improvements in complaint ... through multiple management layers – with exceptional coaching capabilityStrong understanding of FCA complaint handling requirements and Consumer dutyTrack record of leading change ...
Company: Hastings Direct
(2 weeks ago)
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Location: Bexhill, East Sussex
... are handled fairly, consistently, and in line with internal procedures, FCA regulations, DISP rules, FOS guidelines and Consumer Duty principles. Act ... experience highly desirable) with a detailed understanding of complaint investigation, FCA complaint handling requirements and resolution processes. Previous leadership or coaching ...
Company: Hastings Direct
(2 weeks ago)
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Location: London
... team while establishing the operating model and culture. • Build FCA-compliant governance, operational processes and strategic relationships with insurers, underwriters ... scaling successful insurance propositions or businesses. • Strong knowledge of FCA regulation, UK insurance compliance and established relationships across insurers, underwriters ...
Company: Fintelligent
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... “beauty parades” and with investment consultants where appropriate.Adhere to FCA rules and principles, Amundi policies and procedures, and follow high ... independently, and drive opportunities through to close.Sound understanding of FCA requirements and experience working within a regulated environment.Strong team ...
Company: Amundi
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... controls as regulations evolveSupport the management of regulatory relationships, including FCA interactions and reportingTrack regulatory developments and translate them into clear ... environment. You bring:Experience in a compliance role within an FCA-regulated firm, ideally in fintech, payments, mortgages, or property financeGood ...
Company: GetGround
(2 weeks ago)
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Location: Bristol, Gloucestershire
... advising clients on complex financial regulation matters, including:Advising on FCA and PRA regulatory requirements, including authorisations, permissions and notificationsSupporting ... Associate Director with:Strong experience in Financial Services RegulationKnowledge of FCA/PRA regulatory frameworks and processesExperience advising on areas such ...
Company: Chadwick Nott
(2 weeks ago)
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Location: London
... intelligence units (FIUs) on financial crime matters, including OFAC, FinCEN, FCA, MAS, and othersLead and manage legal responses to regulatory inquiries ... bodies and law enforcement on financial crime matters (OFAC, FinCEN, FCA, DOJ, etc.)Experience managing voluntary self-disclosures, enforcement actions, and ...
Company: Binance
(2 weeks ago)
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Location: London
... requirements relevant to claims handling and Delegated Authorities oversight, including FCA and PRA expectations Supporting compliance with the Insurance Distribution Directive ... , Munich Re’s Code of Conduct, and the FCA Conduct Rules Satisfying all claims-related regulatory reporting requirements in ...
Company: Munich Re
(2 weeks ago)
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Location: London
... , not static decks.Ensure the framework meets the requirements of FCA PS21/3, PRA SS1/21, DORA, and equivalent EU expectations ... environment (payments, e-money, banking, or similar).Working knowledge of FCA PS21/3, PRA SS1/21, DORA, and the Bank of ...
Company: Teya Solutions
(2 weeks ago)
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Location: London
... accountants to prepare and review annual and quarterly accountsAssist with FCA reporting and produce monthly CMAR submissions- Produce cash flows, management ... reporting - Work closely with compliance consultants to ensure compliance of FCA permissions The Client is looking for the following personal skills ...
Company: Nexus Jobs
(2 weeks ago)
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Location: London
... , care and diligenceYou must be open and cooperative with the FCA, the PRA and other regulators.You must pay due regard ... the financial services industry and, therefore, is regulated by the FCA (Financial Conduct Authority) and the PRA (Prudential Regulation Authority). It ...
Company: Pension Insurance Corporation plc
(2 weeks ago)
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Location: London
... 'll manage a varied caseload involving claims against SRA and FCA regulated professionals, providing strategic, commercially focused legal advice from first ... claims involving SRA regulated law firms and solicitors, together with FCA regulated professionals.Investigating liability, indemnity, causation and quantum issues.Advising ...
Company: eNL Legal Recruitment
(2 weeks ago)
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Location: London
... standards of integrity, professionalism, and ethical conduct in line with FCA expectations. All employees are expected to demonstrate behaviours that support ... and the integrity of the financial system. Adherence to the FCA’s Conduct Rules is not only a regulatory requirement but ...
Company: Charles Stanley
(2 weeks ago)
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Location: London
... support business strategy, operational improvement and growth initiativesSupport and embed FCA-compliant processes, ensuring best practice across client servicing, documentation and ... clients and insurers, setting expectations and resolving issuesSolid understanding of FCA requirements and regulatory standards within a broking environmentHands-on, ...
Company: Idex Consulting
(2 weeks ago)
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Location: London
... professionalism. You will have a good knowledge and understanding of FCA regulation as well as DISP complaint handling rules and guidance ... .An onsite interview & assessment to evidence your knowledge of FCA regulations and DISP complaint handling rules/guidance. Life at LendableWinning ...
Company: Lendable
(2 weeks ago)
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