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Location: London
... professional introducers (accountants, tax advisers, etc.) Ensure all advice meets FCA and regulatory standards About You Diploma qualified CII (Level 4 ...
Company: mbf
(2 weeks ago)
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Location: Poole
... colleagues assisting in achievement of overall company objectives Adhere to FCA regulations and requirements. What’s on offer: Comparable and comprehensive ...
Company: Brown & Brown UK
(2 weeks ago)
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Location: Kilmarnock
... with the ability to operate hands-on Good working knowledge of FCA regulation and Consumer Duty expectations Experience embedding automation into journeys ...
Company: PRA Group (Nasdaq: PRAA)
(2 weeks ago)
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Location: Peterborough
... company’s objectives. Follow all company procedures Adhere to the FCA rules and guidelines. To treat your colleagues and the workplace ...
Company: Hippo Motor Group
(2 weeks ago)
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Location: Sunderland
... fair financial advice and services to our customers, adhering to FCA regulations You will ensure the dealerships is well presented, making ...
Company: Evans Halshaw
(2 weeks ago)
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Location: City of London
... minded with excellent analytical and stakeholder management skills. Experience navigating FCA regulatory requirements and Consumer Duty considerations. Ability to manage multiple ...
Company: Miryco Consultants Ltd
(2 weeks ago)
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Location: Halesowen
... , activities and best practice are delivered. Ensure you are meeting FCA regulatory requirements Able to build long standing relationships with insurers ...
Company: Brown & Brown UK
(2 weeks ago)
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Location: Chelmsford
... your career Desirable Experience in financial services, motor finance, or FCA‑regulated sales Strong organisation and attention to detail Pay & ...
Company: Oracle Car Finance
(2 weeks ago)
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Location: Cardiff
... colleagues assisting in achievement of overall company objectives Adhere to FCA regulations and requirements. What’s on offer: A negotiable basic ...
Company: Brown & Brown UK
(2 weeks ago)
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£150 - 200
Location: Greater London, Remote
... plans. What You’ll Do Ensure that our FCA regulated business activities are compliant with applicable rules and ... how to incorporate these into daily operations. Own the FCA Reg Data reporting schedule throughout the year. Provide ... and ideally ten year experience in Compliance in an FCA regulated environment, with thorough knowledge of AIFMD and SMCR ...
Company: Vctavern
(3 weeks ago)
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£150 - 200
Location: Greater London, England
(applicants must have treasury trading experience and be FCA certified to be considered) Duties: Ensuring that mandatory and designated ...
Company: Daiwa Capital Markets Europe Ltd
(3 weeks ago)
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£100 - 125
Location: Greater London, Hybrid
... and AML functions. The successful candidate will ensure adherence to FCA and AML requirements, maintaining a culture of compliance across all ...
Company: Hireroo
(3 weeks ago)
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£80 - 100
Location: Greater London
... to work in the London office and requires understanding of FCA regulations and compliance. The ideal candidate should have at least ...
Company: Mandarin Recruitment
(3 weeks ago)
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£100 - 125
Location: Greater London
... onboarding and KYC/AML procedures, ensuring adherence to FCA standards. Lead the rollout of new governance and ... complaints and ensure proper resolution in line with FCA guidelines. Maintain and update ICAAP documentation and ... In-depth understanding of UK regulatory frameworks, including FCA, AMLD, and SYSC principles. Strong technical knowledge of ...
Company: Hireroo
(3 weeks ago)
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£36/hour
Location: Norwich, Norfolk
... with Cafcass to recruit 2 Agency Family Court Advisers (FCA) on a temporary basis, supporting services across Essex and ... Norfolk/Suffolk. Key Details Role: Agency Family Court Adviser (FCA) Reference: NTX(phone number removed) Client: Cafcass Location: ... 37 hours per week The Role As an Agency FCA, you will work with children and families involved in ...
Company: Caritas Recruitment
Job type: permanent
(3 weeks ago)
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£150 - 200
Location: City Of London, England
... Business, London (Hybrid) A well-established, FCA-authorised payments institution operating at genuine scale with a ... own the safeguarding of customer funds in line with FCA EMI and PI rules — this isn't a ... regulated financial services or fintech environment Deep, working knowledge of FCA regulations — EMI, PI, or payments-regulated firm experience ...
Company: IO Associates
(3 weeks ago)
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£38,000 - 50,000 - Annum
Location: NE12, Forest Hall, North Tyneside
... business units. • Manage Claims Operational Resilience documentation, ensuring adherence to FCA standards and internal policy. Regulatory Compliance & Data Protection • Drive ... and Qualifications * Strong knowledge of UK financial services regulation, including FCA Handbook requirements, Consumer Duty, Operational Resilience, Conduct Risk and GDPR ...
Company: Aioi Nissay Dowa Europe
Job type: permanent
(3 weeks ago)
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£150 - 200
Location: Greater London, England
... risk, compliance and regulatory framework, including MiFID II, FCA requirements and internal governance standards. Work closely with the ... technology colleagues to realise these. Good working knowledge of FCA requirements and MiFID II best‑execution rules, with ... is subject to the Conduct Rules set by the FCA. This role is a certified position. We are ...
Company: Jupiter Asset Management
(3 weeks ago)
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£150 - 200
Location: Greater London, England
... risk, compliance and regulatory framework, including MiFID II, FCA requirements and internal governance standards. Work closely with the ... technology colleagues to realise these. Good working knowledge of FCA requirements and MiFID II best‑execution rules, with ... is subject to the Conduct Rules set by the FCA. This role is a certified position. We are ...
Company: Jupiter Asset Management
(3 weeks ago)
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£100 - 125
Location: City Of London
... in product development compliance within a UK FCA/PRA regulated environment. Responsible for embedding regulatory ... applying relevant internal guidelines impacting product development Embed FCA/PRA regulatory requirements, Consumer Duty obligations, ... Broader Compliance Support Provide general advice on FCA regulation, Consumer Duty, and conduct risk ...
Company: Avencia Talent Solutions
(3 weeks ago)
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