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... global regulatory requirements relating to third-party risk management, particularly FCA and Central Bank of Ireland (CBI) expectations.Experience designing and ...

Company: Northern Trust (1 month ago)

... onboarding and maintenance.Provide advice regarding applicable regulatory frameworks including FCA rules, AIFMD, MiFID II, GDPR, and MAS.Partner closely with ...

Company: Neuberger Berman (1 month ago)

... revenue per customer.Partner with Compliance and Legal to navigate FCA regulatory requirements, Consumer Duty obligations and policy changes Represent the ...

Company: Plum Fintech (1 month ago)

... business on all aspects of employment law, including SMCR and FCA Code of Conduct issuesManaging legal support across the full employee ...

Company: Fry & Brown (1 month ago)

... :Familiar with insurance or banking regulatory requirements including PRA and FCA.Connect to your business - Strategy, Risk & Transactions AdvisoryIn an ...

Company: DELOITTE (1 month ago)

... or financial advisory practice serving high-net-worth clients.•    An FCA-approved Level 4 RDR-compliant qualification in financial planning, or ...

Company: Schroders (4 weeks ago)

... with relevant regulatory frameworks, including but not limited to UK (FCA, PRA, and BoE rulemaking), European (MiCA, TATF), and global (GENIUS ...

Company: Goldman Sachs (4 weeks ago)

... governance requirements, including those applicable to a UK listed and FCA regulated business. You'll also play an active role in ...

Company: AJ Bell (4 weeks ago)

... platforms (e.g., Kyriba, Icap, Treasury)Understanding of regulatory frameworks (FCA, PRA, FIU regulations)Background in risk management and hedging strategiesExperience ...

Company: BVNK (4 weeks ago)

... the Institute and Faculty of Actuaries FIA (or equivalent being FCAS, FIAA) with extensive experience within a Lloyd’s/London Market ...

Company: SCOR Global Life (4 weeks ago)

... :Bring proven complaints-function leadership experience within financial services. Apply FCA DISP, Consumer Duty and Financial Ombudsman Service requirements confidently in ...

Company: Zopa (4 weeks ago)

... candidates from several backgrounds.Particularly relevant experience could include:The FCA or another UK financial-services regulator, ideally within supervision, enforcement ...

Company: Barclay Simpson Corporate Governance Recruitment (4 weeks ago)

... reporting risks.QualificationsProven experience in prudential regulatory reporting within an FCA-regulated (MIFIDPRU) investment firm or a PRA-regulated banking institution ...

Company: WISE (4 weeks ago)

... risks, mitigants and lending structures.Understanding of BASEL, PRA and FCA requirements and policy compliance.Strong Excel, spreadsheet and database skills ...

Company: cer Financial (1 month ago)

... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...

Company: Trust Payments (1 month ago)

... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...

Company: Trust Payments (1 month ago)

... 2 years in an advisory roleGood knowledge and understanding of FCA Money Laundering Section of the System & Controls Sourcebook (SYSC ...

Company: Armstrong Watson (1 month ago)

... ) Maintain high customer service standards Handle complaints in line with FCA guidelines Ensure renewals and documentation are processed accurately and on ...

Company: Aspire Jobs Limited Job type: permanent (1 month ago)

... lender panel Delivering compliant, customer-focused advice in line with FCA requirements Building rapport quickly and managing a fast-paced pipeline ...

Company: We are PROPA Job type: permanent (1 month ago)

... content of the customer database (adhering to the Company's FCA obligations). About you You may be an existing sales manager ...

Company: Listers (4 weeks ago)