Job search

... . Experience designing and operating controls testing programmes. Strong knowledge of FCA requirements, Consumer Duty and conduct risk management. Excellent root cause ...

Company: Schroders (2 weeks ago)

... or financial advisory practice serving high-net-worth clients.•    An FCA-approved Level 4 RDR-compliant qualification in financial planning, or ...

Company: Schroders (2 weeks ago)

... with relevant regulatory frameworks, including but not limited to UK (FCA, PRA, and BoE rulemaking), European (MiCA, TATF), and global (GENIUS ...

Company: Goldman Sachs (2 weeks ago)

... platforms (e.g., Kyriba, Icap, Treasury)Understanding of regulatory frameworks (FCA, PRA, FIU regulations)Background in risk management and hedging strategiesExperience ...

Company: BVNK (2 weeks ago)

... investment products and investment firms across MiFID II, AIFMD, UCITS, FCA conduct rules, ESG regulations.The firm and team is going ...

Company: Chadwick Nott (2 weeks ago)

... , JVs, corporate restructuringsPortfolio transfersPRA/FCAAdvising insurers, brokers, MGAs, reinsurers, other FCA regulated companiesThe successful candidate will be an E&W ...

Company: Chadwick Nott (2 weeks ago)

... the Institute and Faculty of Actuaries FIA (or equivalent being FCAS, FIAA) with extensive experience within a Lloyd’s/London Market ...

Company: SCOR Global Life (2 weeks ago)

... partnership / bancassurance arrangements, drafting and negotiating distribution and outsourcing agreements, FCA and PRA regulatory issues, reinsurance agreements and insurance business transfers ...

Company: Hays (2 weeks ago)

... :Bring proven complaints-function leadership experience within financial services. Apply FCA DISP, Consumer Duty and Financial Ombudsman Service requirements confidently in ...

Company: Zopa (2 weeks ago)

... candidates from several backgrounds.Particularly relevant experience could include:The FCA or another UK financial-services regulator, ideally within supervision, enforcement ...

Company: Barclay Simpson Corporate Governance Recruitment (2 weeks ago)

... reporting risks.QualificationsProven experience in prudential regulatory reporting within an FCA-regulated (MIFIDPRU) investment firm or a PRA-regulated banking institution ...

Company: WISE (2 weeks ago)

... policies, procedures and technical guidance.Ensuring guidance remains aligned with FCA requirements and good industry practice.Providing technical input into complex ...

Company: Idex Consulting (2 weeks ago)

... is Wipro UK entity, authorised by the Financial Conduct Authority (FCA), the UK financial services regulator,  to undertake regulated activities on ...

Company: Wipro (2 weeks ago)

... achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities:The development of ...

Company: Arbuthnot Latham (2 weeks ago)

... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 weeks ago)

... businesses (e.g. MIFID II/MiFIR, EMIR, UMR, SFTR, CSDR, FCA CASS, AIFMD, MAR etc.,);Strong analytical and risk management skills ...

Company: JP Morgan Chase (2 weeks ago)

... an insurer or reinsurer, ideally within the London marketStrong, hands-on FCA regulatory reporting experienceSomeone comfortable getting into the detail and managing ...

Company: Idex Consulting (2 weeks ago)

... regulatory requirements such as DORA, NIS2, EBA Guidelines on Outsourcing, FCA/PRA regulations, or equivalent frameworks.Experience in financial services, payments ...

Company: SWIFT (2 weeks ago)

... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...

Company: Trust Payments (2 weeks ago)

... 2 years in an advisory roleGood knowledge and understanding of FCA Money Laundering Section of the System & Controls Sourcebook (SYSC ...

Company: Armstrong Watson (2 weeks ago)