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... . Assist with compliance and file checking to ensure records meet FCA and internal standards. Communicate professionally with clients, providers, and colleagues ... pensions, investments, protection products, and financial planning administration. Knowledge of FCA and compliance requirements within a regulated environment. Excellent organisation skills ...

Company: Venn Wealth Management Limited Job type: permanent (2 weeks ago)

... or vulnerable customer interactions with empathy and in accordance with FCA requirements. Provide support on CCA remediation, voluntary disclosure bulk responses ... , and FOS complaint handling.Skills & Experience Knowledge of FCA Complaint Handling Rules (DISP) and relevant consumer protection laws. Experience ...

Company: Vibe Recruit Job type: contract (2 weeks ago)

... . About the Company You’ll be joining a well-established FCA-regulated insurance business with a strong reputation in the motor ... and escalated motor recovery claims through to settlement while maintaining FCA compliance and clear communication with all stakeholders. • Monitor team performance ...

Company: Fintelligent Search Job type: permanent (2 weeks ago)

... pro-active approach. You will ideally have worked within an FCA compliant environment before. This is a long-term contract role ... applications. Maintain accurate records of interactions, applications, and transactions within FCA guidelines Ensure all documentation is complete and adheres to legislative ...

Company: Marc Daniels Job type: contract (2 weeks ago)

... business expectations Providing compliant, client-specific advice in accordance with FCA regulations Maintaining, developing, and servicing existing and new client relationships ... calls and enquiries where appropriate About You Experience within an FCA-regulated environment (preferred) Proven background in a target-driven sales ...

Company: Usay Compare Job type: permanent (2 weeks ago)

... reporting data Compliance & Administration Ensure all activities comply with FCA regulations and company procedures Maintain accurate client records, files, and ... renewals Excellent negotiation and client relationship skills Strong understanding of FCA compliance and regulatory requirements Highly organised with strong attention to ...

Company: Recruited UK Job type: permanent (2 weeks ago)

... -of-life care. Here to help, whenever you need. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited (2 weeks ago)

... end-of-life care. Here to help, whenever you need. FCA Statement Please note that this role is subject to meeting ... regulatory requirements. As an FCA-regulated organisation, we are committed to upholding the highest standards ...

Company: Dignity Funerals Limited (2 weeks ago)

... hire and hire purchase products on behalf of its two FCA regulated companies, Handepay Ltd and Merchant Rentals Limited, respectively and ... Credit Act experience a material advantage. • Experience of working with FCA regulated business and a basic understanding of regulatory principles and ...

Company: Handepay Job type: permanent (2 weeks ago)

... communication and coaching skills Good knowledge of compliance (e.g. FCA, GDPR, Health & Safety) A passion for helping customers find ... communication and coaching skills Good knowledge of compliance (e.g. FCA, GDPR, Health & Safety) A passion for helping customers find ...

Company: Resourcing Group (2 weeks ago)

... to cloud adoption and AI governance – including financial services regulation (FCA, PRA, DORA), data protection (UK GDPR), and sector‑specific operational ... expectations around cloud adoption, AI governance, and operational resilience ‑ including FCA/PRA guidance, DORA, and UK GDPR across financial services and ...

Company: RadNet, Inc. (2 weeks ago)

... protection obligations, and breach notification processes, ensuring the bank meets FCA, PRA, PSR, and other applicable regulatory expectations. Operational Responsibilities Lead ... RULE 3: You must be open and cooperative with the FCA, the PRA and other regulators. CONDUCT RULE 4: You must ...

Company: iFAST Global Bank Ltd (2 weeks ago)

... , governance, and reporting integrity Regulatory Reporting & Governance Oversee PRA/FCA regulatory reporting submissions including COREP, FINREP, Pillar 3, liquidity and ... and prudential reporting Experience engaging with regulators including PRA and FCA Deep understanding of financial controls, liquidity, capital management, and regulatory ...

Company: Warner Scott Recruitment (2 weeks ago)

... regulation such as POCA and MLR. Comprehensive understanding of the FCA Handbook (COBS, SYSC and PROD), consumer duty, Senior Managers & ... monitoring plans, assurance work and management information requirements. Experience with FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...

Company: FTI Consulting (2 weeks ago)

... commercial conversations. Operate within a regulated environment. Move quickly inside FCA financial promotions and Consumer Duty obligations, working with Compliance as ... . Every email, post and notification sits inside Consumer Duty and FCA financial promotions rules. You'll find the creative space inside ...

Company: 慨正橡扯 (2 weeks ago)

... standards of integrity, professionalism, and ethical conduct in line with FCA expectations. All employees are expected to demonstrate behaviours that support ... and the integrity of the financial system. Adherence to the FCA’s Conduct Rules is not only a regulatory requirement but ...

Company: Raymond James UK (2 weeks ago)

... internally and externally. This also includes coordinating, implementing and embedding FCA changes (such as Non-Financial Misconduct) into practice. Other Demonstrating ... interacting with customers, your actions should align with upholding the FCA's Consumer Duty principles, thereby contributing to fair and beneficial ...

Company: Seven Investment Management (2 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citi (2 weeks ago)

... role. Key responsibilities of the Senior Consultant; Provide support with FCA applications across insurance, consumer credit and mortgage firms; Answer clients ... their regulatory framework and controls; Keep up to date with FCA and industry wide developments to assist clients; Review and analyse ...

Company: Coopman Search and Selection | B Corp™ (2 weeks ago)

... compliance into daily operations, support audits, and monitor regulatory changes (FCA, PRA, AML, GDPR) to ensure timely implementation. Culture & Training ... , Business Continuity, Outsourcing & Third‑Party Risk, Cybersecurity, Data Management, FCA/PRA rulebooks) and the ability to translate complex regulations into ...

(2 weeks ago)