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... client relationships, assessing their investment objectives, and ensuring compliance with FCA regulations. Ideal candidates will have a Level 7 Chartered Wealth ...

Company: Quilter Cheviot (1 day ago)

... , and conducting risk assessments. Applicants should have experience in an FCA regulated environment and possess strong knowledge of operational risk and ...

Company: Ultimate Banking Ltd (1 day ago)

... in risk, controls or financial crime operational roles within an FCA regulated environment is essential. Strong knowledge of non-financial risk ...

Company: Ultimate Banking Ltd (1 day ago)

... lead on business case preparation and review Profile High growth, FCA regulated FinTech scaleup experience Highly effective business partner with extensive ...

Company: Talentedge Exec (formerly Talentarc) (1 day ago)

... , controls, quality assurance or operational oversight teams. Strong understanding of FCA expectations relevant to customer operations, including Consumer Duty and complaint ...

Company: AJ Bell (1 day ago)

... to standards, Health & Safety, cash management, security, stock management, FCA compliance, refunds and discounts. What's in it for you ...

Company: Virgin Media O2 (1 day ago)

... . Qualifications & Skills 5+ years’ experience in a regulated PRA/FCA banking or financial services environment. Strong experience in liquidity risk ...

Company: Rothstein Recruitment (1 day ago)

... finance, providing tailored solutions to support business goals. As an FCA-regulated organization, H2H delivers reliable and clear support for businesses ...

Job type: internship (1 day ago)

... tax optimisation initiatives. Regulatory Reporting: Provide senior oversight of PRA, FCA, BoE returns, and Pillar 3 disclosures. Act as escalation point ...

Company: OakNorth (1 day ago)

... duty is essential Experience of interacting with UK regulators, particularly FCA, is preferred Experience of interacting and building relationships with c ...

Company: Capital One (Europe) Plc (1 day ago)

... major engineering projects. As part of the Fuel Cycle Area (FCA) team you will be: Providing oversight of complex, technical and ...

Company: Nuclearinst (1 day ago)

... . The ideal candidate will have senior finance experience in an FCA-regulated environment and a background as a qualified accountant from ...

Company: Harmonic Finance™ | Certified B Corp (1 day ago)

... , amendments, wind-ups, or ongoing fund advisory work Familiarity with FCA/regulatory rules and guidance relating to investment funds or asset ...

Company: NomosFIT (2 days ago)

... , showing curiosity and enthusiasm for continuous professional learning Grasp of FCA compliance requirements with a collaborative approach and genuine enthusiasm for ...

Company: Eames Consulting (2 days ago)

... and new ways of working. Ensure operations are compliant with FCA and wider applicable regulations, including Consumer Duty principles and internal ...

(2 days ago)

... /all of MiFID II, EMIR, PSD2, FSMA, CSDR and the FCA / PRA Handbook; Investment banking experience, ideally encompassing product knowledge, Experience ...

Company: Arbuthnot Yon (2 days ago)

... Accounts and Claims teams • Maintain knowledge of market procedures • Ensure FCA and company compliance Skills & Experience • Previous Lloyd’s / London ...

Company: HFG Insurance Recruitment (2 days ago)

... record (or aspiration) in developing junior talent, comprehensive grasp of FCA compliance framework, and drive to excel in organisations that reward ...

Company: Eames Consulting (2 days ago)

... (All Roles) Strong UK financial services background; familiar with DORA, FCA Operational Resilience, EU AI Act. Practical experience with AWS Bedrock ...

Company: Marks Sattin (1 day ago)

... technical knowledge across pensions and investments Experience operating within an FCA regulated environment Excellent written and verbal communication skills A genuine ...

Company: mbf (1 day ago)