Total result: 904
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Location: London
... high-profile client.Our client is a well-known global FCA-regulated trading firm. They focus on high frequency strategies and ...
Company: Quant Capital
(1 week ago)
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Location: London
... , risk reporting, management information and escalation processes.Strong understanding of FCA/PRA regulatory expectations for governance, risk management, controls and risk ...
Company: PA Consulting
(1 week ago)
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Location: London
... requirements and supervisory expectations from bodies such as the PRA, FCA, Central Bank of Ireland, Lloyd's, APRA and MAS, together ...
Company: Everest Re Group
(1 week ago)
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Location: London
... and procedures and culture in adhering to and promoting the FCA Consumer Duty with the organisation.
Company: Interactive Brokers
(1 week ago)
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Location: London
... compliance with Munich Re’s Code of Conduct and the FCA Conduct RulesEqual OpportunitiesAt Munich Re, Diversity, Equity, and Inclusion foster ...
Company: Munich Re
(1 week ago)
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Location: London
... security frameworks and regulatory requirements (ISO 27001, NIST, GDPR, SOC2, FCA). Conduct regular security risk assessments, penetration tests, and vulnerability management ...
Company: Nexus Jobs
(1 week ago)
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Location: London
... in Hong Kong, Philippines and Dubai, and some products are FCA-regulated. You'll work closely with sales, support, property management ...
Company: GetGround
(1 week ago)
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Location: London
... acting as a Money Laundering Reporting Officer/SMF17 for an FCA regulated firm.Educated to a degree level (or equivalent experience ...
Company: Nexus Jobs
(1 week ago)
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Location: London
... , business economics and acquisition or succession considerations.An understanding of FCA customer outcome requirements and how good customer outcomes can be ...
Company: Quilter
(1 week ago)
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Location: Leeds, West Yorkshire
... retail wealth management or financial advice businesses.Deep understanding of FCA regulatory requirements applicable to wealth management, financial advice and retail ...
Company: Lloyds Banking Group
(1 week ago)
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Location: London
... controlsExperience drafting and maintaining compliance policies and proceduresExperience operating under FCA and/or CBI supervisionExperience working within a global or multi ...
Company: Susquehanna International Group
(1 week ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules.Job DescriptionKey Responsibilities: Develop Integration ...
Company: Arbuthnot Latham
(1 week ago)
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Location: London
... candidates from several backgrounds.Particularly relevant experience could include:The FCA or another UK financial-services regulator, ideally within supervision, enforcement ...
Company: Barclay Simpson Corporate Governance Recruitment
(1 week ago)
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Location: London
... , corporate governance, statutory compliance and regulatory reporting (including Companies House, FCA, and HMRC requirements).Strong working knowledge of audit processes, tax ...
Company: TPF Recruitment
(1 week ago)
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Location: London
... and complies with UK regulatory expectations, including PRA Rulebook requirements, FCA Handbook obligations, and relevant supervisory statements for third-country branches ...
Company: People First Recruitment
(1 week ago)
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Location: London
... , and executed in a way that supports compliance with the FCA and PRA Conduct Rules and delivers positive outcomes for consumers ...
Company: Arbuthnot Latham
(1 week ago)
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Location: London
... . Build in the controls the Bank needs from the outset: FCA and Consumer Duty outcomes, accuracy of customer-facing interest, fee ...
Company: Shawbrook Bank
(1 week ago)
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Location: London
... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(1 week ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionKey Responsibilities:Lead and ...
Company: Arbuthnot Latham
(1 week ago)
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Location: London
... has been waiting for. Our client is a fast-growing, FCA-regulated EMI with global reach; this role exists now because ...
Company: Consortia
(1 week ago)
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