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... role is designed to ensure Appointed Representatives are, as per FCA guidelines, always 'Treating Customers Fairly' and delivering good customer outcomes ...

Company: Get Staffed Job type: permanent (3 weeks ago)

... and company standards. Ensure their Appointed Representatives are, as per FCA guidelines, always Treating Customers Fairly and delivering good customer outcomes ...

Company: Get Staffed Job type: permanent (3 weeks ago)

... referrals. * Monitor sales performance and produce regular reports. * Ensure all FCA and compliance requirements are met. * Perform Duty Manager responsibilities as ...

Company: Summit Recruiters Job type: permanent (3 weeks ago)

... investors, listed investment companies, and industry advisers. Possess understanding of FCA Listing Rules and some understanding of Prospectus Rules and the ...

Company: Jefferies (3 weeks ago)

... compliance professional with proven experience in regulated financial services, strong FCA/PRA knowledge, and the ability to oversee monitoring, governance and ...

Company: Coopman Search and Selection | B Corp™ (3 weeks ago)

... UK financial services sector and UK regulatory framework, including the FCA Handbook, associated guidance, approach to policy development, supervision and enforcement ...

Company: MERJE (3 weeks ago)

... as our primary regulatory voice, building strong relationships with the FCA, Lloyd’s and international regulators. Please provide clear, practical compliance ...

Company: Rokstone Underwriting (3 weeks ago)

... Main responsibilities include: Regulatory Interpretation & Horizon Scanning - interpreting PRA, FCA and wider regulatory requirements impacting reporting obligations, including Prudential returns ... looking for Strong understanding of UK prudential regulatory frameworks (PRA/FCA). Experience in regulatory reporting within a bank, building society ...

Company: Dudley Building Society Job type: permanent (1 month ago)

... outcomes, and that they are aligned to the FCA’s regulatory requirements. * Whilst this role ... line with internal lending policies, risk appetite, and FCA regulatory obligations. * Customer service - To assist within ... of both mortgage regulation and conduct requirements, including FCA requirements and customer outcome considerations. * A strong track ...

Company: Your Mortgage Recruiter Job type: permanent (1 month ago)

... firms, brokers and capital markets participants on FCA and SEC regulatory obligations, prudential frameworks and ... firms Provide senior regulatory advice covering FCA and SEC obligations Oversee compliance monitoring programmes ... a supervisory environment. Strong technical knowledge across FCA regulatory frameworks including MiFID, AIFMD, SMCR ...

Company: Cosegic (1 month ago)

... broad range of owner-managed businesses, including solicitor firms and FCA-regulated organisations, providing high-quality audit and advisory services. The ... : Statutory audits Solicitors' Accounts Rules (SRA) audits Client money audits FCA-regulated entities Owner-managed businesses across a range of sectors ...

Company: Robert Half Job type: permanent (1 month ago)

... ensuring all work is completed accurately and in line with FCA regulations. Account Handler Responsibilities Acting as the first point of ... documentation accurately Ensuring all work is completed in line with FCA regulations and internal compliance procedures Delivering exceptional customer service while ...

Company: NC Associates Job type: permanent (4 weeks ago)

... regulators, banking partners and key internal stakeholders. Ensure compliance with FCA requirements, anti-money laundering legislation and wider regulatory obligations. Produce ... operational efficiencies. Strong analytical and problem-solving abilities. Knowledge of FCA regulatory requirements and industry best practice. What's on Offer ...

Company: Adria Solutions Job type: permanent (4 weeks ago)

... , 1:1 meetings, and development sessions to support performance. Maintaining FCA compliance and ensuring all processes meet regulatory and company standards ... . Excellent coaching and mentoring skills. Strong understanding of sales processes (FCA experience desirable). Confident decision‑making and outstanding organisational skills. Ability ...

Company: Usay Compare Job type: permanent (4 weeks ago)

... , and financial reporting. Oversee regulatory and financial compliance by managing FCA requirements, including GABRIEL submissions, Appointed Representative compliance, CPD records, ... professional renewals, PII, and liaising with the FCA, compliance consultants, and external accountants. Lead governance activities by chairing ...

Company: Bennett and Game Recruitment LTD Job type: permanent (4 weeks ago)

... with customers, lenders, and business partners. Ensure full compliance with FCA regulations and dealership processes. Support and work alongside the sales ... communication, negotiation, and relationship-building skills. A thorough understanding of FCA compliance requirements. A customer-first approach with a passion for ...

Company: The Solution Automotive Limited Job type: permanent (1 month ago)

... that aligns with long-term organisational goals and adheres to FCA regulations and guidelines. Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, and engage with auditors and banking ...

Company: Ants (1 month ago)

... : Bristol or Salisbury Hybrid Working Summary of the role An FCA-regulated business is seeking a dedicated professional to join the ...

Company: Sanderson Recruitment (1 month ago)

... fair, compliant outcomes for clients and customers in line with FCA regulations and internal policies. Reporting to the Senior Operational Governance ...

Company: Alexander Mae (Bristol) Ltd (1 month ago)

... performance and profitability. * Monitor KPIs, forecasts, and departmental performance. * Ensure FCA compliance and dealership processes are adhered to. * Maximise finance, insurance ...

Company: Pembrook Resourcing Job type: permanent (1 month ago)