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£35 - 40
Location: Stoke-on-Trent
... of OVO Home Services and Corgi Homeplan (subject o FCA approval). 100k Homes Covered - We cover over one ... scheme Regular team socials including Summer and Winter parties. FCA Code of Conduct At Hometree, we prioritise ethical ... and regulations set forth by the Financial Conduct Authority (FCA). We are committed to maintaining the highest standards of ...
Company: Hometree
(2 weeks ago)
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Location: Usay Compare, GL7 5XZ Cirencester
... all actions are accurately recorded in line with FCA and DPA requirements. Key responsibilities Client retention: ... to retain policies. Compliance: Work in line with FCA and DPA requirements. Communication: Provide clear, accurate advice ... and keeping clients onboard. Regulation aware Ideally with FCA‑regulated or target‑driven experience. Team player ...
Company: Usay Compare
Job type: permanent
(2 weeks ago)
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£115,000 - 130,000 - Annum
Location: M2, Manchester, Greater Manchester
... high‑quality client book within a trusted, FCA‑regulated environment. It is an ideal move ... , and client proposition. * Uphold the highest standards of FCA compliance, governance, and ethical conduct. Required Experience & ... 7 (or equivalent) with strong working knowledge of FCA regulatory expectations. * Proven track record managing discretionary ...
Company: Annular Group
Job type: permanent
(2 weeks ago)
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£130,000 - 140,000 - Annum
Location: London
... required changes. Act as key liaison with the FCA where appropriate. Support Training & Competence and ... financial planning sector and proven experience within an FCA-regulated environment. They will be comfortable operating at ... IFA or financial planning business. In-depth knowledge of FCA regulation, SMCR, Consumer Duty, AML, and financial ...
Company: Deerfoot Recruitment Solutions Limited
Job type: temporary
(2 weeks ago)
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£35,000 - 42,000 - Annum
Location: Leicestershire
... SUITABILITY REPORTS: Preparation of suitability reports that meet FCA requirements for a variety of clients ensuring effective documentation ... meet the requirements of the firm and the FCA. OTHER AREAS: To produce cash flow reports ... their application in financial planning. Knowledge of the FCA rules relating to Conduct of Business, Money Laundering ...
Company: Four Squared Recruitment Ltd
Job type: permanent
(2 weeks ago)
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£80 - 120
Location: Greater London, England
... is undertaken with diligence; Ensure adherence with the FCA's 11 principles of business. FCA Certification The role holder will be an ... FCA authorised employee, requiring certification by Monex for the client dealing ...
Company: Monex Europe Ltd
(2 weeks ago)
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£80 - 100
Location: Greater London
... product and operations. Maintaining our the relationship with the FCA, and keeping the business ahead of regulatory change through ... compliance and/or risk leadership role at a UK FCA-regulated firm (ideally one that is scaling or has ... rules that matter to us. Strong working knowledge of the FCA Handbook (COBS in particular), Consumer Duty, SMCR and ...
Company: Nova Wealth
(2 weeks ago)
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£90 - 115
Location: Greater London
... s Compliance & Financial Crime Framework in line with FCA, PRA, and international standards (e.g. FATF). Ensure ... and applicable laws. Act as primary liaison with regulators (FCA, PRA, NCA). Advise Senior Management on regulatory changes and ... , AML, and financial crime risk. Strong knowledge of FCA/PRA rules, AML/CTF, GDPR, and SMCR. Proven ...
Company: CER FINANCIAL LTD
(2 weeks ago)
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£80 - 120
Location: Greater London
... the payments ecosystem. Stay current with regulatory developments – FCA, PSR, PRA, Bank of England and European ... regulatory environment for payments, including PSR requirements, FCA expectations of payment service providers and open banking ... firms through regulatory reviews or engaging with the FCA, PSR or scheme operators directly. Familiarity with ...
Company: Grant Thornton
(2 weeks ago)
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£45,000 - 60,000 - Annum
Location: Wolverhampton
... portfolios and recommending strategic adjustments where appropriate Maintaining accurate FCA-compliant records and documentation Working collaboratively with paraplanning and administration ... aware with a client-centric approach Strong understanding of FCA compliance requirements Ability to explain complex financial matters clearly and ...
Company: Modus Talent
Job type: permanent
(2 weeks ago)
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£70,000 - 80,000 - Annum
Location: London
... in maintaining a strong compliance culture while ensuring adherence to FCA, PRA and wider regulatory requirements across UK Retail and Corporate ... financial services compliance function. You will possess strong knowledge of FCA and PRA regulations, governance, conduct risk, complaints handling, regulatory reporting ...
Company: hireful
Job type: permanent
(2 weeks ago)
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£28,000 - 60,000 - Annum
Location: TQ2, Kingskerswell, Devon
... leads, prospect customers and close deals while keeping customer satisfaction, FCA requirements and dealership admin as a top priority. The Role ... customer satisfaction high * Completing all sales admin accurately * Working within FCA and compliance requirements The Candidate: We are looking for an ...
Company: Automotive Talent Partners Ltd
Job type: permanent
(2 weeks ago)
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£28,000 - 60,000 - Annum
Location: PO14, Fleetland, Hampshire
... leads, prospect customers and close deals while keeping customer satisfaction, FCA requirements and dealership admin as a top priority. The Role ... customer satisfaction high * Completing all sales admin accurately * Working within FCA and compliance requirements The Candidate: We are looking for an ...
Company: Automotive Talent Partners Ltd
Job type: permanent
(2 weeks ago)
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£30,000 - 50,000 - Annum
Location: Mansfield, Nottinghamshire
... policy queries efficiently and professionally. * Ensure all activities comply with FCA regulations and company procedures. * Build and maintain strong relationships with ... attention to detail and strong organisational abilities. * Experience working within FCA-regulated environments. * Knowledge of systems such as Acturis, Open GI ...
Company: Pro-Found Recruitment Solutions
Job type: permanent
(2 weeks ago)
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£700 - Day
Location: London
... embedding controls, operating models and standards aligned to regulatory expectations (FCA / PRA). This role focuses on driving delivery across Data Resilience ... tracking, reporting, and structured analysis Exposure to operational resilience regulation (FCA / PRA) Experience with ServiceNow, Ins-Pi, or lineage tooling Knowledge ...
Company: Pontoon
Job type: contract
(2 weeks ago)
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£34,000 - 36,000 - Annum
Location: Milton Keynes, Buckinghamshire
... forms, and correspondence. Assess customer interactions to ensure compliance with FCA regulations, company policies, business rules, and customer outcome requirements. ... regulated environment. Strong knowledge of Consumer Duty, Vulnerable Customers, and FCA regulatory requirements. Excellent written and verbal communication skills. Ability to ...
Company: Hays Business Support
Job type: contract
(2 weeks ago)
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£26,250 - Annum
Location: Birmingham, West Midlands
... experience (Business 2 Consumer, B2C) AND * Experience working in an FCA regulated environment Our client is highly successful Mortgage Lender and ... successful applicant will come from a Collections Background, within an FCA regulated environment. We are specifically looking for ‘B2C’ experienced Collectors ...
Company: The Recruiters Room
Job type: permanent
(2 weeks ago)
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£20,000 - 50,000 - Annum
Location: Treforest
... finance and insurance (F&I) products in line with FCA regulations Ensure compliance in all F&I transactions and ... a strong sales executive within a franchise-approved dealership environment FCA accreditation is highly desirable In-depth knowledge of financial legislation ...
Company: Perfect Placement
Job type: permanent
(2 weeks ago)
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Location: Nottingham
... outside of group Compliance / CEM Ensure you maintain your SAF, FCA E-Learning training annually and achieve a minimum of 15 hours ... the integrity rules and all relevant rules/guidance relating to FCA Compliance Refer any F&I related complaint or commission ...
Company: Sytner
Job type: permanent
(2 weeks ago)
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£26,000 - 52,000 - Annum
Location: Enfield, Enfield, Greater London
... test drives. Introduce finance and insurance products in a clear, FCA?compliant way. Use Keyloop Showroom to manage enquiries, update CRM ... experience. Experience presenting finance and product options in line with FCA expectations, including structured discussions around vehicle price, part?exchange valuations ...
Company: Renault Retail Group UK Ltd
Job type: permanent
(2 weeks ago)
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