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... activity, conversion rates and key performance indicators Ensure compliance with FCA regulations and company procedures Work with senior management to identify ... Strong understanding of automotive finance, F&I products and FCA compliance Highly organised with excellent communication and customer service skills ...

Company: Perfect Placement Job type: permanent (3 weeks ago)

... technical jargon and choice explained to line in line with FCA regulation * Research the Market Place for the best product for ... check that the documents are correct and abide by ML, FCA and Company process’ * Write, complete, and send suitability letter to ...

Company: Purely Recruitment Solutions Job type: permanent (3 weeks ago)

... internal requirements, relevant legislation and rules including HMRC & the FCA Financial Promotion rules Undertake, monitor and record anti-money laundering ... industry Good awareness of the UK regulatory environment, specifically the FCA Handbook Proficient in the use of MS Office and the ...

Company: Red Recruitment Job type: permanent (3 weeks ago)

... line with company KPIs. Ensure the team operates in full FCA compliance at all times. Work closely with the Sales Manager ... CV and a cover letter to apply. This is an FCA regulated position and is subject to Fit & Proper checks ...

Company: Dick Lovett Job type: permanent (3 weeks ago)

... , alongside knowledge of key regulatory bodies such as the ICO, FCA and PRA, is essential. The ability to translate complex governance ... controls, control objectives and assurance requirements aligned to UK GDPR, FCA and PRA expectations Define information and data governance policies and ...

Company: Nucleus Financial (3 weeks ago)

... Compliance Manual, policies, and monitoring programme. Ensure ongoing compliance with FCA regulations (including IPRU-INV and MIFIDPRU) and US regulatory requirements ... a buy-side legal or compliance role. Strong understanding of FCA and NFA/CFTC regulatory frameworks. Familiarity with MIFIDPRU/IPRU-INV ...

Company: tendersglobal (3 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citibank (Switzerland) AG (3 weeks ago)

... across the UK entity. The role requires substantial experience in FCA regulated financial services, overseeing financial, operational, and conduct risks. Responsibilities ... include managing outsourced risk functions, engaging with the FCA, and developing the enterprise risk management framework to align with ...

Company: capital.com (3 weeks ago)

... to all applicable regulations, including but not limited to the FCA’s Client Assets Sourcebook (CASS). What You’ll Do Support ... the group’s compliance with Financial Conduct Authority (FCA) CASS, Central Bank of Ireland (CBI) CAR, and MiFID II ...

Company: Citi (3 weeks ago)

... affecting UK clients are effectively managed, reported, and aligned with FCA requirements. The Head of Risk will oversee the risk management ... ideal candidate will have substantial experience in risk management within FCA regulated financial services, with deep knowledge of regulatory expectations. Benefits ...

Company: capital.com (3 weeks ago)

... to £36k, depending on experience Summary of the role A FCA regulated life & pensions service provider are seeking a dedicated ...

Company: Sanderson Recruitment Job type: permanent (3 weeks ago)

... . Ensure all products, documentation, and customer outcomes are aligned with FCA requirements Review, write and support with the production of policies ...

Company: Morgan Mckinley (Crawley) Job type: permanent (3 weeks ago)

... firms, including the Sanctions and Anti-Money Laundering Act 2018, FCA requirements, the Money Laundering Regulations, Proceeds of Crime Act, Criminal ...

Company: High Finance Limited Job type: permanent (3 weeks ago)

... handling – IAM/PAM governance, audit evidence, and regulatory expectations (PRA, FCA, ECB, EBA) – integration of IAM systems with directories, applications, and ...

Company: Intec Select Ltd Job type: permanent (3 weeks ago)

... . Manage vehicle stock turn, ageing stock and trade disposals. Maintain FCA compliance and operational governance standards. Lead recruitment, succession planning and ...

Company: Command Recruitment Job type: permanent (3 weeks ago)

... collections outcomes, reducing potential bad debt, and maintaining compliance with FCA requirements and company policies. Key responsibilities include overseeing collections and ...

Company: Connect Recruitment Job type: permanent (3 weeks ago)

... insurers Excellent communication and relationship-building skills Strong understanding of FCA regulations and compliance requirements Acturis experience would be highly advantageous ...

Company: CKB Recruitment Ltd Job type: permanent (3 weeks ago)

... clients and self generated business • Ensuring advice remains compliant with FCA standards • Managing your own workload in a flexible, home based ...

Company: Premier Jobs UK Job type: permanent (3 weeks ago)

... and insurance solutions to customers, with a thorough understanding of FCA compliance and regulations * Proven expertise in supervising and managing the ...

Company: Group 1 Automotive Job type: permanent (3 weeks ago)

... and insurance solutions to customers, with a thorough understanding of FCA compliance and regulations * Proven expertise in supervising and managing the ...

Company: Group 1 Automotive Job type: permanent (3 weeks ago)