Job search

... cover in place Maintaining accurate records and ensuring compliance with FCA regulations Supporting Account Executives where required About You: Previous experience ...

Company: Time Recruitment Solutions Ltd Job type: permanent (4 weeks ago)

... working knowledge of SIPP products, HMRC pension tax legislation, and FCA regulatory requirements * Demonstrable experience handling complex cases including transfers, benefit ...

Company: Amour Recruitment Job type: permanent (4 weeks ago)

... repair methodology. * Manage cases across the full claims lifecycle, ensuring FCA-aligned fairness and transparency. * Liaise with the Suppliers, repairers, customers ...

Company: Aioi Nissay Dowa Europe Job type: permanent (4 weeks ago)

... ; Improvement Support group‑wide projects and operational initiatives Assist with FCA and ad‑hoc regulatory reporting requirements Identify and escalate risk ...

Company: Office Angels Job type: permanent (4 weeks ago)

... ), regulations (e.g., NIS2) and financial regulations (e.g., DORA, FCA, Bank of England, etc.). * Have experience (or knowledge) in securing ...

Company: Capgemini (1 month ago)

... Framework Responsibilities QNB UK is regulated by the PRA and FCA as well as the Qatar Central Bank. This will be ...

Company: QNB Group (1 month ago)

... expectations around cloud adoption, AI governance, and operational resilience – including FCA/PRA guidance, DORA, and UK GDPR across financial services and ...

Company: World Wide Technology (1 month ago)

... service quality. You will manage the sales process and ensure FCA compliance. The ideal candidate has a strong automotive background and ...

Company: Lookers (1 month ago)

... oversee compliance activities, provide strategic advice, and ensure alignment with FCA regulations. The ideal candidate will possess extensive compliance experience, particularly ...

Company: Limelight Health (1 month ago)

... each prospect pitch. Ensure full compliance with Aon Business Rules, FCA regulations, and all statutory requirements. What Makes This Role Different ...

Company: Stryker Corporation (1 month ago)

... function and holding SMF16/17 responsibilities Managing FCA engagement and regulatory communications Strengthening governance, ... seeking an experienced compliance professional with strong FCA credibility and brokerage sector expertise. Key ... ‑dealer or trading platform environment Strong FCA relationship management experience Ability to operate ...

Company: Barclay Simpson (1 month ago)

... fulfilling the SMF16 function under SMCR, with FCA approval required Owning and evolving the compliance monitoring ... Acting as the primary liaison with the FCA and relevant regulatory bodies Overseeing SMCR obligations ... Experience Required Proven senior compliance experience within an FCA‑regulated firm, ideally with exposure to financial advice ...

Company: Coopman Search and Selection | B Corp™ (1 month ago)

... a high-performance environment that balances rigorous FCA regulatory compliance with the innovative, technology-driven ... growth and customer demand, ensuring full adherence to FCA regulations. Proactively identify, monitor, and control ... financial services sector. Deep, practical knowledge of FCA regulatory requirements and DISP rules. Proven ability ...

Company: Lendable (1 month ago)

... while meeting operational targets * Ensuring all interactions are compliant with FCA requirements, internal policies, and regulatory standards About You You’ll ... You’ll work to the highest standards, ensuring compliance with: * FCA regulations * Data Protection (DPA) * Anti‑Money Laundering * SAF, ECCD, Code ...

Company: Quality Personnel Job type: temporary (1 month ago)

... and submitting income flash reports Assisting with statutory accounts Preparing FCA returns (RMAR) Getting involved in wider finance projects and process ... + years’ experience in a management accounts role Exposure to an FCA/PRA regulated environment SOX knowledge would be a bonus, but ...

Company: Pure Resourcing Solutions Limited Job type: permanent (1 month ago)

... international brokerage in London. This senior leadership role involves managing FCA engagements, compliance oversight, and strengthening governance within a fast-paced ... environment. Candidates should have strong FCA knowledge, relevant experience in the brokerage sector, and effective stakeholder ...

Company: Barclay Simpson (1 month ago)

... and procedures in line with evolving regulatory requirements, including the FCA Handbook and Consumer Duty expectations. Championing customer outcomes, including oversight ... at SMF16 (Compliance Oversight) level. In‑depth knowledge of the FCA Handbook, including conduct, consumer credit, and prudential expectations relevant to ...

Company: Kroo Bank (1 month ago)

... to regulatory requirements, especially those of the Financial Conduct Authority (FCA). Duties and Responsibilities Key member of the Financial Crime Compliance ... investment and/or corporate banking products. Good understanding of the FCA regime, thematic reviews, enforcement actions and financial crime legislation, and ...

Company: Mizuho (1 month ago)

... is fundamental for ensuring robust oversight of controls, regulatory adherence (FCA, Bank of England (BoE)), and effective risk management. The individual ... and clearing houses including EMIR, MiFID, MAR, Benchmarks Regulation and FCA Recognition Requirements for Recognised Investment Exchanges (REC) is highly desirable ...

Company: London Metal Exchange (1 month ago)

... a small team of market analysts, and full compliance with FCA Conduct Rules. Qualifications Actuarial or pricing qualification (or equivalent experience ... available via the jobs page of our website. As an FCA regulated business, we require successful applicants to clear our pre ...

Company: Animal Friends (1 month ago)