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... , particularly consumer credit, consumer duty and the FCA handbook * Act as the first point of ... when required * Ensure you are regularly updating your FCA handbook knowledge and regulatory requirements Key Experience: * ... years’ experience in Compliance within an FCA environment * Solid knowledge of FCA regulations and requirements * Solid understanding ...

Company: James Frank Associates Job type: permanent (1 week ago)

Employee Benefits Adviser - FCA Regulated This is an FCA-regulated advisory role. Applicants must have experience providing regulated employee ...

Company: The Administration Hub Limited (1 week ago)

... in UK investment firms, leadership skills, and direct experience with FCA regulations. Offering a hybrid work environment, this position also emphasizes ...

Company: Upvest (1 week ago)

... an equal opportunity to contribute and thrive within our community. FCA Certification Regime & Conduct Rules L&C is ... breaches of the Conduct Rules will be reported to the FCA annually. Should you apply for a Certified role in ... and diligence You must be open and cooperative with the FCA, the PRA and other regulators You must pay due regard ...

Company: London & Country Mortgages (1 week ago)

... as the primary point of contact for the FCA and other regulatory bodies Lead regulatory engagement, ... reviews, and supervisory interactions Ensure ongoing compliance with FCA requirements, including SMCR, Consumer Duty and financial promotions ... (or equivalent senior compliance role) within an FCA‑regulated firm Deep knowledge of UK financial services ...

Company: The Digital Recruitment Company (1 week ago)

... decisions Ensure accurate, timely reporting to the FCA and relevant authorities Deliver financial insights to ... leadership and the board Maintain compliance with FCA regulations and accounting standards Identify financial risks ... or senior finance leadership role Strong knowledge of FCA regulations and regulated financial environments Experience from ...

Company: MERJE (1 week ago)

... and Onboarding frameworks. The role ensures robust FCA compliance, effective AR/network oversight, and strong ... the T&C framework in line with FCA expectations: competence standards, supervision, coaching, CPD ... capability (essential) Compliance leadership experience within an FCA‑regulated UK mortgage intermediary/network (AR oversight experience ...

Company: OneDome (1 week ago)

... , and non-misleading manner, in full accordance with FCA regulatory standards. Employees in this role do not provide ... and must include appropriate risk disclosure in line with FCA requirements. Relationship management. Build and maintain professional client ... and compliance requirements as set out by the FCA The training period also serves as a mutual ...

Company: Fortrade Job type: permanent (1 week ago)

... and non-misleading manner, in full accordance with FCA regulatory standards. Employees in this role do not provide ... and must include appropriate risk disclosure in line with FCA requirements. Relationship management. Build and maintain professional ... and compliance requirements as set out by the FCA * The training period also serves as a mutual ...

Company: Fortrade Job type: permanent (1 week ago)

... robust compliance and AML function that aligns with FCA standards and supports our ambitious product roadmap, ... our pension products meet all specific tax and FCA requirements from day one. Oversee Financial Crime prevention ... wealth/investments landscape, with a deep understanding of FCA rules (COBS, Consumer Duty). Significant experience with ...

Company: Upvest (1 week ago)

... authorisation process with the Financial Conduct Authority (FCA); Define and execute the company’s strategic ... payments); Deep knowledge of UK regulatory environment (FCA, EMI frameworks, AML/KYC requirements); Experience engaging ... leadership, and stakeholder management skills; Ability to meet FCA “fit & proper” requirements for senior management ...

Company: HHHub.eu (Taupai, UAB) (1 week ago)

... handled fairly, efficiently, and in line with FCA and DISP requirements. Acting as a key escalation ... and professionalism Compliance & FCA Standards • Ensuring all processes align with FCA expectations and internal controls • ... claims management and complaints handling • Solid understanding of FCA regulation and the DISP framework • Highly organised, ...

Company: Turtl. Agency (1 week ago)

... ensuring all complaints are handled in line with FCA DISP rules and Consumer Duty requirements, while ... investigate, and resolve customer complaints in line with FCA DISP rules Analyse complex customer journeys across investment ... handling complaints within financial services Strong understanding of FCA DISP rules and Consumer Duty Excellent written ...

Company: Plus One Recruitment Job type: contract (1 week ago)

... FP logs on a monthly basis Assisting in changes to FCA register (assisting in submitting CF1 Applications and making changes to ... in Financial Services Compliance/Risk roles - able to navigate FCA handbooks, review FCA communications Ability to review/draft compliance policies/processes Must ...

Company: Massenhove Recruitment Limited Job type: permanent (1 week ago)

Agency Social Worker - Cafcass - Slough/Reading/Oxford FCA Social Worker - Slough/Reading/Oxford (1 Vacancy ... UK. Caritas Recruitment is supporting Cafcass with one remaining FCA vacancy within the Public & Private Law Team ... in the selection process. Overview of Duties: The FCA role requires completing safeguarding enquiries, meeting with children ...

Company: Caritas Recruitment Job type: contract (1 week ago)

... and contract-based income Strong regulatory frameworks including AQS and FCA oversight Heightened scrutiny on governance, safeguarding and data protection Integrated ... services. Oversee performance across regulated advice functions. Ensure compliance with FCA permissions, AQS accreditation and internal quality standards. Maintain effective supervision ...

Company: ST ANDREW'S COMMUNITY NETWORK (1 week ago)

... Licensing Oversee the process of obtaining the necessary FCA licences and regulatory approvals required to operate in ... and compliance teams to ensure ongoing adherence to FCA requirements and industry standards. Insurer Partnerships & ... high‑growth technology companies. Experience working in an FCA‑approved entity is a plus. Highly analytical, ...

Company: Bjak (1 week ago)

... of Northern LGPS as it builds its FCA authorised investment management company. About Northern LGPS ... development. This phase focuses on establishing an FCA authorised investment management company with a dedicated senior ... operational and governance frameworks for a newly authorised FCA regulated entity Oversee financial planning, reporting, capital ...

Company: Hoffmann Reed (1 week ago)

... of Northern LGPS as it builds its FCA authorised investment management company. About Northern LGPS ... development. This phase focuses on establishing an FCA authorised investment management company with a dedicated senior ... operational and governance frameworks for a newly authorised FCA regulated entity Oversee financial planning, reporting, capital ...

Company: Hoffmann Reed (1 week ago)

... within risk appetite and meets all PRA and FCA requirements. Operating as a true second-line function ... primary point of contact for the PRA and FCA, including submissions, notifications and supervisory engagement Advise ... general insurance Strong working knowledge of PRA and FCA regulation, Solvency and governance requirements Proven experience ...

Company: The Portfolio Group (1 week ago)