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... , 1:1 meetings, and development sessions to support performance. Maintaining FCA compliance and ensuring all processes meet regulatory and company standards ... . Excellent coaching and mentoring skills. Strong understanding of sales processes (FCA experience desirable). Confident decision‑making and outstanding organisational skills. Ability ...

Company: Usay Compare Job type: permanent (1 week ago)

... to gather necessary financial data. Ensuring file processing aligns with FCA and Openwork network standards. Workflow Management: Logging cases and assisting ... to gather necessary financial data. Ensuring file processing aligns with FCA and Openwork network standards. Workflow Management: Logging cases and assisting ...

Company: Brook Street Job type: permanent (1 week ago)

... care. Here to help, whenever you need. FCA Statement We're regulated by the FCA, so some roles may be subject to ...

Company: Dignity Funerals Limited Job type: permanent (1 week ago)

... -life care. Here to help whenever you need us. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited (1 week ago)

... . Assist with compliance and file checking to ensure records meet FCA and internal standards. Communicate professionally with clients, providers, and colleagues ... pensions, investments, protection products, and financial planning administration. Knowledge of FCA and compliance requirements within a regulated environment. Excellent organisation skills ...

Company: Venn Wealth Management Limited Job type: permanent (1 week ago)

... or vulnerable customer interactions with empathy and in accordance with FCA requirements. Provide support on CCA remediation, voluntary disclosure bulk responses ... , and FOS complaint handling. Skills & Experience Knowledge of FCA Complaint Handling Rules (DISP) and relevant consumer protection laws. Experience ...

Company: VIBE RECRUIT LIMITED Job type: contract (1 week ago)

... . About the Company You’ll be joining a well-established FCA-regulated insurance business with a strong reputation in the motor ... and escalated motor recovery claims through to settlement while maintaining FCA compliance and clear communication with all stakeholders. • Monitor team performance ...

Company: Fintelligent Search Job type: permanent (1 week ago)

... pro-active approach. You will ideally have worked within an FCA compliant environment before. This is a long-term contract role ... applications. Maintain accurate records of interactions, applications, and transactions within FCA guidelines Ensure all documentation is complete and adheres to legislative ...

Company: Marc Daniels Job type: contract (1 week ago)

... business expectations Providing compliant, client-specific advice in accordance with FCA regulations Maintaining, developing, and servicing existing and new client relationships ... calls and enquiries where appropriate About You Experience within an FCA-regulated environment (preferred) Proven background in a target-driven sales ...

Company: Usay Compare Job type: permanent (1 week ago)

... -of-life care. Here to help, whenever you need. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited (1 week ago)

... to cloud adoption and AI governance – including financial services regulation (FCA, PRA, DORA), data protection (UK GDPR), and sector‑specific operational ... expectations around cloud adoption, AI governance, and operational resilience ‑ including FCA/PRA guidance, DORA, and UK GDPR across financial services and ...

Company: RadNet, Inc. (1 week ago)

... audit methodologies, working practices, and reporting standards remain aligned with FCA expectations, IIA standards, and broader industry best practice. Identify emerging ... services business. You understand the UK regulatory environment deeply, including FCA requirements across MIFIDPRU, SYSC, COBS, Consumer Duty, AML/CTF, and ...

Company: capital.com (1 week ago)

... protection obligations, and breach notification processes, ensuring the bank meets FCA, PRA, PSR, and other applicable regulatory expectations. Operational Responsibilities Lead ... RULE 3: You must be open and cooperative with the FCA, the PRA and other regulators. CONDUCT RULE 4: You must ...

Company: iFAST Global Bank Ltd (1 week ago)

... framework aligns with local and international regulatory requirements (e.g. FCA, PRA, CSDR, EMIR). Expertise: Provide subject matter expertise on capital ... , delivery models, and regulatory considerations and regulatory requirements (e.g. FCA, PRA, CSDR) in post-trade outsourcing. Demonstrated experience steering or ...

Company: Projective Group (1 week ago)

... POCA and MLR. Comprehensive understanding of the requirements under the FCA Handbook (in particular, COBS, SYSC and PROD), consumer duty, Senior ... and management information requirements. Experience with or strong understanding of FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...

Company: FTI Consulting (1 week ago)

... standards. Oversee financial controls, governance, and reporting integrity. Oversee PRA/FCA regulatory reporting submissions including COREP, FINREP, Pillar 3, liquidity and ... and prudential reporting. Experience engaging with regulators including PRA and FCA. Deep understanding of financial controls, liquidity, capital management, and regulatory ...

Company: Jobs via eFinancialCareers (1 week ago)

... , governance, and reporting integrity Regulatory Reporting & Governance Oversee PRA/FCA regulatory reporting submissions including COREP, FINREP, Pillar 3, liquidity and ... and prudential reporting Experience engaging with regulators including PRA and FCA Deep understanding of financial controls, liquidity, capital management, and regulatory ...

Company: Warner Scott Recruitment (1 week ago)

... in response to evolving regulatory requirements Maintain deep expertise in FCA regulation relevant to the asset management sector Business Development and ... within asset management or financial services Strong working knowledge of FCA regulation and UK regulatory frameworks Demonstrated ability to lead client ...

Company: Optima Partners (1 week ago)

... dealing, conflicts of Interest reviews, attestations; Ensuring staff adhere to FCA Handbook and LME and ICE Rule Books, by advising and ... years' experience working in a Compliance role; Solid understanding of FCA Handbook, Financial Crime regulations and a broad range of wholesale ...

Company: BOCI (1 week ago)

... directly relevant to the bank’s obligations under DORA, PRA/FCA supervisory expectations, NIS2 and emerging AI Act requirements. You’ll ... ‑jurisdictional regulated environment Evidence strong engagement with regulators including PRA, FCA, ECB, NYDFS and MAS on infrastructure security matters Lead major ...

Company: hackajob (1 week ago)