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... onboarding and maintenance.Provide advice regarding applicable regulatory frameworks including FCA rules, AIFMD, MiFID II, GDPR, and MAS.Partner closely with ...

Company: Neuberger Berman (1 month ago)

... revenue per customer.Partner with Compliance and Legal to navigate FCA regulatory requirements, Consumer Duty obligations and policy changes Represent the ...

Company: Plum Fintech (1 month ago)

... risks, mitigants and lending structures.Understanding of BASEL, PRA and FCA requirements and policy compliance.Strong Excel, spreadsheet and database skills ...

Company: cer Financial (1 month ago)

... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...

Company: Trust Payments (1 month ago)

... to gather necessary financial data. Ensuring file processing aligns with FCA and Openwork network standards. Workflow Management: Logging cases and assisting ...

Company: Brook Street Job type: permanent (1 month ago)

... performance, ensuring timely, fair, and accurate claim decisions aligned with FCA regulations, legal regulatory change and internal standards. * Conduct regular quality ...

Company: Aioi Nissay Dowa Europe Job type: permanent (1 month ago)

... with senior stakeholders across a number of functions.• Responsible forquarterly FCA reportingOversee end-to-end finance operations for in-scope entities ...

Company: Taylor James Resourcing (1 month ago)

... senior stakeholders across a number of functions.• Responsible for quarterly FCA reportingOversee end-to-end finance operations for in-scope entities ...

Company: Taylor James Resourcing (1 month ago)

... looking for a Financial Controller with experience of working in FCA Regulated Broking/Trading environments.This role provides experienced accounting & ...

Company: Taylor James Resourcing (1 month ago)

... looking for a Financial Controller with experience of working in FCA Regulated Broking/Trading environments.This role provides experienced accounting & ...

Company: Taylor James Resourcing (1 month ago)

... business processes to provide the business with assurance on FCA regulated business areas.Ensure compliance requirements are adhered to. ... and mitigate risks.Liaise with the regulators (i.e FCA) or Lloyds in regards to queries or issues.Monitor ... filing of various returns to Lloyd's and the FCA as required.Attend external training events to enhance own ...

Company: The Recruiter Specialists (1 month ago)

... from regulators across EMEA but primarily from the FCA and Senior Manager Function applications and associated ... voice recordings, client documentation, etc. Liaising with the FCA / PRA to co-ordinate and arrange regulatory meetings, ... , and attend, related onsite meetings with the FCA.Support the firm’s governance arrangements, including contributing ...

Company: Goldman Sachs (1 month ago)

... , UK law, banking standards, and internal policies. Key Regulatory ResponsibilitiesHold FCA Senior Management Functions: SMF16 – Compliance Oversight SMF17 – Money Laundering Reporting ... . Develop and maintain compliance policies and monitoring programmes. Liaise with FCA, PRA, and other regulators. Investigate fraud, misconduct, and compliance ...

Company: cer Financial (1 month ago)

... Prudential Regulatory Authority (“PRA”);The Financial Conduct Authority (“FCA”);The Bermudan Monetary Authority (“BMA”); Guernsey Financial Services ... to Lloyd’s, the PRA and the FCA, as required.Reporting and Governance:Assisting with ... and non-secondees to undertake any remediation activities.FCA and Lloyd’s Returns:Overseeing the Lloyd’s ...

Company: Ascot Group (1 month ago)

... supporting regulator engagement (e.g., with the CBI, FCA, or an equivalent EU competent authority), including notifications, ... or the UK Cryptoasset Regime (i.e., FCA authorisation for regulated cryptoasset activities under the Financial ... Operational Resilience Act in the EU, or the FCA/PRA operational resilience regime in the UK)Outstanding ...

Company: kraken (1 month ago)

... clients on UK financial services regulation, including FCA and PRA rules and guidance.Providing regulatory support ... skilled person reviews.Liaising with regulators, including the FCA and PRA.Drafting and reviewing policies, procedures, and ... or a regulatory body.Good working knowledge of FCA Handbook, PRA Rulebook, and relevant legislation.Experience ...

Company: Thomson LRC (1 month ago)

... Manager will include:Monitor regulatory developments from PRA, FCA, EBA, and Basel and conduct horizon scanningTranslate ... materialsMaintain process documentation and support responses to PRA/FCA queries and remediation actionsEnsure ICAAP and ILAAP ... candidate will have: Strong knowledge of PRA, FCA, EBA frameworks including CRR/CRD, Basel III/IV ...

Company: cer Financial (1 month ago)

... timely submission of regulatory reports in accordance with PRA, FCA, and Basel III requirements.The ideal candidate will ... BT, EL, MLAR PRA110, and PRA104 to 108, to FCA, PRA / Bank of EnglandAssist in the preparation and validation ... ALMM, PRA110, FSA017, MLAR, BT and EL to FCA, PRA and Bank of England.Perform variance analysis and reconciliations ...

Company: Additional Resources (1 month ago)

... ) with a clear runway to profitability and an FCA-authorised product live in the UK and EU. Tier ... migration starts Q2).• Own regulatory financial reporting to the FCA.RequirementsESSENTIAL• ACA / ACCA qualified, 2–4 years ... developing a small team.DESIRABLE• Prior exposure to FCA reporting.• NetSuite implementation experience.• Advanced Excel / SQL ...

Company: Newstone Talent Solutions (1 month ago)

... ’s Compliance & Financial Crime Framework in line with FCA, PRA, and international standards (e.g. FATF).Ensure ... and applicable laws.Act as primary liaison with regulators (FCA, PRA, NCA).Advise Senior Management on regulatory changes and ... compliance, AML, and financial crime risk.Strong knowledge of FCA/PRA rules, AML/CTF, GDPR, and SMCR.Proven ...

Company: cer Financial (1 month ago)