Total result: 606
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£55,000 - 60,000 - Annum
Location: Shipley, West Yorkshire, BD17 7DB
... team objectives. • Ensure all activity is conducted in line with FCA regulations and internal compliance procedures. DAY-TO-DAY • Managing your ...
Company: Lawes Group Recruitment
Job type: permanent
(3 weeks ago)
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£35,000 - 40,000 - Annum
Location: Manchester
... platforms such as Sprout Social, Hootsuite or similar. Understanding of FCA regulations or working within a regulated environment. What's on ...
Company: Adria Solutions Ltd
Job type: permanent
(3 weeks ago)
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£30,000 - 37,500 - Annum
Location: WA5, Great Sankey, Warrington
... cases * Maintain accurate records and ensure all advice complies with FCA and company standards * Build and maintain strong client relationships through ...
Company: Aimee Willow Connex Ltd
Job type: permanent
(3 weeks ago)
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£30,000 - 33,000 - Annum
Location: Farnham, Surrey
... client meetings Ensuring all administration is completed in line with FCA and compliance requirementsThe ideal Pension & Investment Administrator will need ...
Company: Profiles Personnel
Job type: permanent
(3 weeks ago)
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£55,000 - Annum
Location: Nuneaton
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
Job type: permanent
(3 weeks ago)
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£53,650 - Annum
Location: Leamington Spa
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
Job type: permanent
(3 weeks ago)
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£90,000 - 150,000
Location: Greater London
... investors, listed investment companies, and industry advisers. Possess understanding of FCA Listing Rules and some understanding of Prospectus Rules and the ...
Company: Jefferies
(3 weeks ago)
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£90,000 - 150,000
Location: Greater London
... compliance professional with proven experience in regulated financial services, strong FCA/PRA knowledge, and the ability to oversee monitoring, governance and ...
Company: Coopman Search and Selection | B Corp™
(3 weeks ago)
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£70,000 - 110,000
Location: Greater London
... UK financial services sector and UK regulatory framework, including the FCA Handbook, associated guidance, approach to policy development, supervision and enforcement ...
Company: MERJE
(3 weeks ago)
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£120,000 - 180,000
Location: Greater London
... as our primary regulatory voice, building strong relationships with the FCA, Lloyd’s and international regulators. Please provide clear, practical compliance ...
Company: Rokstone Underwriting
(3 weeks ago)
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£180,000 - 220,000
Location: Greater London
... the bank's strategic objectives. The role demands deep PRA/FCA understanding, strong change management, and the ability to influence Board ...
Company: Embedded Shishya
(3 weeks ago)
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£80,000 - 110,000
Location: City Of London
... processes In-depth knowledge of regulatory regime, including PRA and FCA aims/goals with respect to the supervision of prudential and ...
Company: Legal & General - Sandbox
Job type: temporary
(3 weeks ago)
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£50,000 - 70,000
Location: Swindon
... -driven environment. Excellent communication, organisation and negotiation skills. Knowledge of FCA-regulated environments would be beneficial. Passion for delivering outstanding service ...
Company: Openwork Limited
(3 weeks ago)
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£100,000 - 120,000
Location: Greater London
... a minimum of 10 years’ experience in Financial Services, hold FCA approval for SMF16/17 (or demonstrate strong profile to attain ...
Company: Martis Search
(3 weeks ago)
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£90,000 - 150,000
Location: Birmingham
... controls, audits and governance across the business. The role requires FCA expertise and a proven track record in IFA/wealth management ...
Company: Clayton Davies
(3 weeks ago)
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£35,000 - £40,000/annum
Location: Shoreham-by-Sea, West Sussex
... operating within agreed processes, regulatory requirements and FCA expectations, while maintaining a strong focus on ... activities meet internal criteria, regulatory expectations and FCA requirements. Ensure customer documentation is accurate, complete ... up to date with UK insurance regulations, FCA guidance and industry expectations. About You You ...
Company: Pertemps Crawley Perms
Job type: permanent
(4 weeks ago)
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£120,000 - 180,000
Location: Greater London
... firms, brokers and capital markets participants on FCA and SEC regulatory obligations, prudential frameworks and ... firms Provide senior regulatory advice covering FCA and SEC obligations Oversee compliance monitoring programmes ... a supervisory environment. Strong technical knowledge across FCA regulatory frameworks including MiFID, AIFMD, SMCR ...
Company: Cosegic
(1 month ago)
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£50,000
Location: Hoddesdon, Hertfordshire
... broad range of owner-managed businesses, including solicitor firms and FCA-regulated organisations, providing high-quality audit and advisory services. The ... : Statutory audits Solicitors' Accounts Rules (SRA) audits Client money audits FCA-regulated entities Owner-managed businesses across a range of sectors ...
Company: Robert Half
Job type: permanent
(1 month ago)
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£100,000
Location: Greater Manchester
... regulators, banking partners and key internal stakeholders. Ensure compliance with FCA requirements, anti-money laundering legislation and wider regulatory obligations. Produce ... operational efficiencies. Strong analytical and problem-solving abilities. Knowledge of FCA regulatory requirements and industry best practice. What's on Offer ...
Company: Adria Solutions
Job type: permanent
(1 month ago)
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£70,000
Location: Guildford
... finance, insurance, warranty and value-added product sales while maintaining FCA compliance Support the sales team in closing deals and delivering ... Strong understanding of automotive finance and insurance products Knowledge of FCA regulations and compliance requirements Excellent leadership, communication and coaching skills ...
Company: Octane Recruitment
Job type: permanent
(4 weeks ago)
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