Total result: 675
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Location: London
... :Bring proven complaints-function leadership experience within financial services. Apply FCA DISP, Consumer Duty and Financial Ombudsman Service requirements confidently in ...
Company: Zopa
(1 month ago)
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Location: London
... reporting risks.QualificationsProven experience in prudential regulatory reporting within an FCA-regulated (MIFIDPRU) investment firm or a PRA-regulated banking institution ...
Company: WISE
(1 month ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities:The development of ...
Company: Arbuthnot Latham
(1 month ago)
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Location: London
... businesses (e.g. MIFID II/MiFIR, EMIR, UMR, SFTR, CSDR, FCA CASS, AIFMD, MAR etc.,);Strong analytical and risk management skills ...
Company: JP Morgan Chase
(1 month ago)
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Location: London
... an insurer or reinsurer, ideally within the London marketStrong, hands-on FCA regulatory reporting experienceSomeone comfortable getting into the detail and managing ...
Company: Idex Consulting
(1 month ago)
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Location: Kendal, Cumbria
... 2 years in an advisory roleGood knowledge and understanding of FCA Money Laundering Section of the System & Controls Sourcebook (SYSC ...
Company: Armstrong Watson
(1 month ago)
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£34,999
Location: Manchester
... and final response letters Ensure all complaints are handled within FCA DISP timeframes Ways of Working Own and manage a personal ...
Company: CarFinance 247
Job type: permanent
(1 month ago)
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£50,250
Location: Worcester
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
Job type: permanent
(1 month ago)
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£35,000
Location: London, England
... the right cover for clients Keeping accurate records and maintaining FCA compliance throughout Contributing to a collaborative, ambitious team with strong ...
Company: Get Recruited (UK) Ltd
(1 month ago)
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£30,000 - 40,000 - Annum
Location: MK9, Milton Keynes, Buckinghamshire
... , retention and growth Ensuring everything is delivered in line with FCA and internal compliance requirements Who are we looking for? You ...
Company: Quality Personnel
Job type: permanent
(1 month ago)
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... (PRA), Bank of England, Financial Conduct Authority (FCA) and other relevant regulatory authorities, as applicable. Maintain ... engagement with the PRA, Bank of England, FCA, external auditors and other relevant stakeholders. Provide ... knowledge of PRA, Bank of England and FCA regulatory requirements relevant to banking. Demonstrable hands-on ...
Company: Antal International Network
(1 month ago)
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Location: London
... all positions are open to people with disabilities.ExperienceFIA (or FCAS) with a couple years of Pricing experience in P& ... EducationFIA (Fellow of the Institute and Faculty of Actuaries) or FCAS (Fellow of the Casualty Actuarial Society)Degree in Mathematics, Actuarial ...
Company: SCOR Global Life
(1 month ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionKey Responsibilities:Security Operations ... 3rd-party risk management.Understanding of ISO 27001, NIST CSF, FCA/PRA expectations and operational resilience requirements.Strong stakeholder management, communication ...
Company: Arbuthnot Latham
(1 month ago)
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Location: London
... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules. Job Description Key Responsibilities: Lead ... laws and regulatory frameworks, such as GDPR, Data Protection Act, FCA/PRA regulation. Promote better use and management of data and ...
Company: Arbuthnot Latham
(1 month ago)
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Location: London
... payment arrangements Advise on regulatory perimeter issues, including interaction with FCA guidance, EU MiCA framework, and cross-border considerations Support product ... hybrid brokerage/wealth propositions Support engagement with regulators (e.g. FCA) and regulatory change initiatives 4. Wealth Management Products & ServicesAdvise ...
Company: CMC Markets
(1 month ago)
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Location: London
... and corporate access opportunities. Risk and regulatory responsibilities Adhere to FCA regulatory requirements and internal policies. Demonstrate sound judgement in all ... Degree educated or able to demonstrate equivalent professional experience. Relevant FCA regulatory qualifications, where required. A strong understanding of market conduct ...
Company: Investec
(1 month ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(1 month ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(1 month ago)
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Location: London
... in a compliance advisory contextGeneral compliance knowledge and familiarity with FCA regulations, MiFID and AIFM requirementsExcellent analytical, communication and stakeholder ... in a compliance advisory contextGeneral compliance knowledge and familiarity with FCA regulations, MiFID and AIFM requirementsExcellent analytical, communication and ...
Company: Goldman Sachs
(1 month ago)
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Location: Reading, Berkshire
... maximise business opportunities.Ensure all advice and processes remain fully FCA compliant throughout the advice process.What we are looking for ... or in a similar role.CeMAP qualification.Good knowledge of FCA compliance requirements.Strong ability to convert leads and build trusted ...
Company: Additional Resources
(1 month ago)
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