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Location: Greater London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citi
(1 month ago)
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Location: Greater London
... role. Key responsibilities of the Senior Consultant; Provide support with FCA applications across insurance, consumer credit and mortgage firms; Answer clients ... their regulatory framework and controls; Keep up to date with FCA and industry wide developments to assist clients; Review and analyse ...
Company: Coopman Search and Selection | B Corp™
(1 month ago)
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Location: Greater London
... role. Key responsibilities of the Senior Consultant; Provide support with FCA applications across insurance, consumer credit and mortgage firms; Answer clients ... their regulatory framework and controls; Keep up to date with FCA and industry wide developments to assist clients; Review and analyse ...
Company: Coopman Search and Selection | B Corp™
(1 month ago)
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£100 - 150
Location: Greater London
... , governance, and reporting integrity Regulatory Reporting & Governance Oversee PRA/FCA regulatory reporting submissions including COREP, FINREP, Pillar 3, liquidity and ... and prudential reporting Experience engaging with regulators including PRA and FCA Deep understanding of financial controls, liquidity, capital management, and regulatory ...
Company: Warner Scott Recruitment
(1 month ago)
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£70 - 90
Location: Greater London
... , finance, or business administration. Thorough knowledge and comprehension of the FCA manual and recommended procedures for the sector. Hands‑on knowledge of ... a range of regulatory reporting methods. Working knowledge of the FCA. Excellent interpersonal and communication abilities. Excellent analytical abilities and attention ...
Company: Mandarin Recruitment
(1 month ago)
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£70 - 90
Location: Greater London
... committees. Act as a senior point of contact with the FCA on CASS matters, supporting regulatory engagement, reviews, and information requests ... , outsourcing arrangements, and operating model changes. Translate regulatory developments and FCA expectations into practical, business‑focused actions. Oversee the effectiveness of ...
Company: Northern Trust
(1 month ago)
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£80 - 120
Location: Greater London
... regulation such as POCA and MLR. Comprehensive understanding of the FCA Handbook (COBS, SYSC and PROD), consumer duty, Senior Managers & ... monitoring plans, assurance work and management information requirements. Experience with FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...
Company: FTI Consulting
(1 month ago)
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£80 - 120
Location: Greater London
... POCA and MLR. Comprehensive understanding of the requirements under the FCA Handbook (in particular, COBS, SYSC and PROD), consumer duty, Senior ... and management information requirements. Experience with or strong understanding of FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...
Company: FTI Consulting
(1 month ago)
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Location: GL4, Barnwood, Gloucestershire
... * Ensure change activities meet financial services regulatory requirements (e.g. FCA, PRA, ISO, SOC) * Support audits, compliance reviews, and risk assessments ...
Company: Claranet
Job type: permanent
(1 month ago)
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£38,000 - 41,000 - Annum
Location: NE12, Forest Hall, North Tyneside
... repair methodology. * Manage cases across the full claims lifecycle, ensuring FCA-aligned fairness and transparency. * Liaise with the Suppliers, repairers, customers ...
Company: Aioi Nissay Dowa Europe
Job type: permanent
(1 month ago)
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£30,000 - 55,000 - Annum
Location: Newbury, West Berkshire
... dealership. • Previous supervisory or team leadership responsibility. • Strong understanding of FCA compliance and sales processes. • Experience using dealership management systems and ...
Company: Pembrook Resourcing
Job type: permanent
(1 month ago)
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£45,000 - 65,000 - Annum
Location: Bristol, City of Bristol
... exceptional customer experience throughout the sales journey. * Maintain compliance with FCA regulations and company processes. * Analyse sales performance and implement strategies ...
Company: Pembrook Resourcing
Job type: permanent
(1 month ago)
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£26,000 - 30,000 - Annum
Location: Liverpool, Merseyside
... pension administration Strong understanding of pension legislation, HMRC rules, and FCA requirements Excellent organisational skills with the ability to manage multiple ...
Company: Search
Job type: permanent
(1 month ago)
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£30,000 - 45,000 - Annum
Location: Bristol
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
Job type: permanent
(1 month ago)
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... Compliance Manager to ensure systems and controls are compliant with FCA requirements. Carry out any other duties required by the Chief ...
Company: Vargo Group
(1 month ago)
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£100 - 150
Location: Greater London
... payments firms, including practical exposure to regulators such as the FCA, DNB, Bank of Lithuania, MAS, and FinCEN. Demonstrated experience preparing ...
Company: airwallex
(1 month ago)
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Location: Greater London
... each prospect pitch. Ensure full compliance with Aon Business Rules, FCA regulations, and all statutory requirements. What Makes This Role Different ...
Company: Stryker Corporation
(1 month ago)
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Location: Greater London
... Global Investments Compliance team. The role will also include the FCA SMF16 & 17 accountabilities for CLAM. What You'll Do ...
Company: CANADA LIFE
Job type: temporary
(1 month ago)
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Location: Manchester
... , including UK GDPR and Data Protection Act requirements. Knowledge of FCA security requirements. Experience supporting supplier assurance, third‑party risk management ...
Company: BYND
(1 month ago)
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Location: Greater London
... Global Investments Compliance team. The role will also include the FCA SMF16 & 17 accountabilities for CLAM. What You'll Do ...
Company: CANADA LIFE
(1 month ago)
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