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... international brokerage in London. This senior leadership role involves managing FCA engagements, compliance oversight, and strengthening governance within a fast-paced ... environment. Candidates should have strong FCA knowledge, relevant experience in the brokerage sector, and effective stakeholder ...

Company: Barclay Simpson (2 weeks ago)

... , helping you save for a secure retirement. FCA Statement We’re regulated by the FCA, so some roles may be subject to ...

Company: The Crematorium and Memorial Group (2 weeks ago)

... is fundamental for ensuring robust oversight of controls, regulatory adherence (FCA, Bank of England (BoE)), and effective risk management.The individual ... and clearing houses including EMIR, MiFID, MAR, Benchmarks Regulation and FCA Recognition Requirements for Recognised Investment Exchanges (REC) is highly desirable ...

Company: London Metal Exchange Limited (2 weeks ago)

... to regulatory requirements, especially those of the Financial Conduct Authority (FCA). Duties and Responsibilities Key member of the Financial Crime Compliance ... investment and/or corporate banking products. Good understanding of the FCA regime, thematic reviews, enforcement actions and financial crime legislation, and ...

Company: Mizuho (2 weeks ago)

... risk-based compliance monitoring programme covering activities regulated by the FCA, PRA, and other relevant bodies, ensuring regulatory obligations are met ... at all levels. Sound understanding of regulatory environments (e.g. FCA, PRA) and governance frameworks. Proven ability to manage projects and ...

Company: Just Group plc (2 weeks ago)

... , and compensation aligned to performance. Supported by a fully regulated FCA, FINMA, and Consob framework, you’ll have the infrastructure, freedom ... and bespoke service. Why it stands apart Multi-jurisdictional platform FCA, FINMA & Consob regulated Luxembourg fund range, including a five ...

Company: James & Partners (2 weeks ago)

... a small team of market analysts, and full compliance with FCA Conduct Rules. Qualifications Actuarial or pricing qualification (or equivalent experience ... available via the jobs page of our website. As an FCA regulated business, we require successful applicants to clear our pre ...

Company: Animal Friends (2 weeks ago)

... internally and externally. This also includes coordinating, implementing and embedding FCA changes (such as Non-Financial Misconduct) into practice. Other Demonstrating ... interacting with customers, your actions should align with upholding the FCA's Consumer Duty principles, thereby contributing to fair and beneficial ...

Company: Seven Investment Management LLP (2 weeks ago)

... review your application. Regulatory and Inclusion Statements FCA Regulation Statement: We’re regulated by the FCA, so some roles may be subject ...

Company: Dignity Funerals Ltd (2 weeks ago)

... matters. Monitor and interpret relevant regulatory developments (e.g., DORA, FCA, PRA, GDPR) impacting third‑party risk management. Support the implementation ... . Strong knowledge of UK and EMEA regulatory frameworks (e.g., FCA, PRA, GDPR) as they pertain to vendor management. Experience with ...

Company: Cambridge Associates (2 weeks ago)

... Lloyd's Claims Minimum Standards, Lloyd's Principles, applicable PRA/FCA regulatory standards and Talbot claims policies. Ensure that Talbot’s ... meaningful strategic and commercial outcomes. Understanding of Lloyd's, PRA/FCA and market governance expectations. Demonstrated experience in highly regulated environments ...

Company: Talbot Underwriting (2 weeks ago)

... commercial conversations. Operate within a regulated environment. Move quickly inside FCA financial promotions and Consumer Duty obligations, working with Compliance as ... . Every email, post and notification sits inside Consumer Duty and FCA financial promotions rules. You'll find the creative space inside ...

Company: hackajob (2 weeks ago)

... talent Compliance, Regulation and Risk Management Ensure reward recommendations reflect FCA requirements and governance expectations Support reward activity in line with ... Vehicle Scheme About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ...

Company: LGPS Central (2 weeks ago)

... customer funds, ensuring compliance with UK regulatory requirements (e.g. FCA expectations), including reconciliation processes and controls Own regulatory reporting for ... working in high‑growth or scaling fintech environments Familiarity with FCA regulatory framework #J-18808-Ljbffr

Company: Bytedance (2 weeks ago)

... running autonomously inside regulated banks. RAG pipelines built to handle FCA documentation. LLM applications shipped to real customers, with real evals ... , latency, cost, model selection Bonus: fine-tuning experience, exposure to FCA-regulated environments, or shipped agentic systems Package: £95K–£120K, mostly ...

(2 weeks ago)

... , and ensure all activity is carried out in line with FCA and compliance standards, while consistently delivering a professional, consultative sales ...

Company: IPS Group Job type: permanent (3 weeks ago)

... ROLE The role supports the firms regulatory obligations under the FCAs Client Assets Sourcebook (CASS) by providing day-to-day oversight ...

Company: CMC Markets UK Plc Job type: permanent (3 weeks ago)

... commute time. Company Established in 2009 and regulated by the FCA, this multi-award-winning finance & credit company has a ...

Company: Profile 29 Job type: permanent (3 weeks ago)

... customer service, maintaining accurate records, and ensuring full compliance with FCA and Company standards, this role offers the chance to influence ...

Company: Omoda Jaecoo - Basingstoke Job type: permanent (3 weeks ago)

... hands-on role focused on delivering fair outcomes for customers, within FCA timescales, while keeping Treating Customers Fairly at the heart of ...

Company: Premia Solutions Job type: permanent (3 weeks ago)