Total result: 1,008
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Location: London
... to ensure alignmentProactively investigate regulatory updates from ESMA and the FCA and escalate impacts where requiredSupport regulatory reporting requirements by working ... and equities trading environmentsGood awareness of regulatory requirements (e.g. FCA, ESMA), including their impact on reference data and corporate actionsGood ...
Company: London Stock Exchange Group
(2 weeks ago)
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Location: London
... responsibilities and adhering to the requirements of undertaking in an FCA/PRA regulatory environment Ensuring compliance with Insurance Distribution DirectiveSatisfying all ... compliance with Munich Re’s Code of Conduct and the FCA’s Conduct RulesThis role is in scope of IDDAdditional Personal ...
Company: Munich Re
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... to deliver scalable, compliant banking experiences.Ensure regulatory compliance across FCA/PRA guidelines for business accounts.Define and track KPIs (activation ... flows, payment rails).Solid knowledge of UK/EU regulatory frameworks (FCA, PRA, EBA guidelines, safeguarding, deposits, interest accrual, payments operations).Exceptional ...
Company: Teya Solutions
(2 weeks ago)
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Location: Liverpool, Merseyside
... services and consumer credit law (e.g., Consumer Credit Act, FCA Handbook, Consumer Duty), payment services, data protection, and broader financial ... a focus on fair customer outcomes.Manage engagement with the FCA and other regulators, including notifications, information requests and supervisory interactions ...
Company: The Very Group
(2 weeks ago)
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Location: London
... coordination of any regulatory mandated incident notifications during incidents (DORA, FCA, MAS etc), including engagement with business, compliance, legal and technology ... a related discipline. Good understanding of operational resilience regulations including FCA, DORA, CBI, MAS or equivalent frameworks and working in a ...
Company: Willis Towers Watson
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: Bexhill, East Sussex
... – ensuring complaints are handled fairly, consistently and in line with FCA DISP requirements and Consumer Duty expectations, driving improvements in complaint ... through multiple management layers – with exceptional coaching capabilityStrong understanding of FCA complaint handling requirements and Consumer dutyTrack record of leading change ...
Company: Hastings Direct
(2 weeks ago)
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Location: Bexhill, East Sussex
... are handled fairly, consistently, and in line with internal procedures, FCA regulations, DISP rules, FOS guidelines and Consumer Duty principles. Act ... experience highly desirable) with a detailed understanding of complaint investigation, FCA complaint handling requirements and resolution processes. Previous leadership or coaching ...
Company: Hastings Direct
(2 weeks ago)
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Location: London
... team while establishing the operating model and culture. • Build FCA-compliant governance, operational processes and strategic relationships with insurers, underwriters ... scaling successful insurance propositions or businesses. • Strong knowledge of FCA regulation, UK insurance compliance and established relationships across insurers, underwriters ...
Company: Fintelligent
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... “beauty parades” and with investment consultants where appropriate.Adhere to FCA rules and principles, Amundi policies and procedures, and follow high ... independently, and drive opportunities through to close.Sound understanding of FCA requirements and experience working within a regulated environment.Strong team ...
Company: Amundi
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(2 weeks ago)
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Location: London
... controls as regulations evolveSupport the management of regulatory relationships, including FCA interactions and reportingTrack regulatory developments and translate them into clear ... environment. You bring:Experience in a compliance role within an FCA-regulated firm, ideally in fintech, payments, mortgages, or property financeGood ...
Company: GetGround
(2 weeks ago)
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Location: Bristol, Gloucestershire
... advising clients on complex financial regulation matters, including:Advising on FCA and PRA regulatory requirements, including authorisations, permissions and notificationsSupporting ... Associate Director with:Strong experience in Financial Services RegulationKnowledge of FCA/PRA regulatory frameworks and processesExperience advising on areas such ...
Company: Chadwick Nott
(2 weeks ago)
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Location: London
... intelligence units (FIUs) on financial crime matters, including OFAC, FinCEN, FCA, MAS, and othersLead and manage legal responses to regulatory inquiries ... bodies and law enforcement on financial crime matters (OFAC, FinCEN, FCA, DOJ, etc.)Experience managing voluntary self-disclosures, enforcement actions, and ...
Company: Binance
(2 weeks ago)
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Location: London
... requirements relevant to claims handling and Delegated Authorities oversight, including FCA and PRA expectations Supporting compliance with the Insurance Distribution Directive ... , Munich Re’s Code of Conduct, and the FCA Conduct Rules Satisfying all claims-related regulatory reporting requirements in ...
Company: Munich Re
(2 weeks ago)
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Location: London
... , not static decks.Ensure the framework meets the requirements of FCA PS21/3, PRA SS1/21, DORA, and equivalent EU expectations ... environment (payments, e-money, banking, or similar).Working knowledge of FCA PS21/3, PRA SS1/21, DORA, and the Bank of ...
Company: Teya Solutions
(2 weeks ago)
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