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... oversee the financial strategy, governance, and regulatory compliance within an FCA-regulated environment. The role includes ensuring adequate financial resources and ...

Company: Ashdown Group (2 weeks ago)

... and AML functions. The successful candidate will ensure adherence to FCA and AML requirements, maintaining a culture of compliance across all ...

Company: Hireroo (2 weeks ago)

... to work in the London office and requires understanding of FCA regulations and compliance. The ideal candidate should have at least ...

Company: Mandarin Recruitment (2 weeks ago)

... former social worker in 1994, Foster Care Associates (FCA) is an established fostering agency which forms part ... complaints and representation procedures as detailed in the FCA policies and procedures. Provide and record regular supervision ... to allocated foster parents in line with FCA's Operational Standards. Work in partnership in a ...

Company: The FCA Job type: permanent (2 weeks ago)

... David Geale – who is also Financial Conduct Authority (FCA) Executive Director, Payments and Digital Finance. The PSR is ... announced that the PSR would be consolidated into the FCA, simplifying regulation of payments. The Government has ... impactful programme of work, collaborating closely with the FCA. The transition is taking place in phases, with ...

Company: Payment Systems Regulator (2 weeks ago)

... onboarding and KYC/AML procedures, ensuring adherence to FCA standards. Lead the rollout of new governance and ... complaints and ensure proper resolution in line with FCA guidelines. Maintain and update ICAAP documentation and ... In-depth understanding of UK regulatory frameworks, including FCA, AMLD, and SYSC principles. Strong technical knowledge of ...

Company: Hireroo (2 weeks ago)

... accordance with the regulatory requirements applicable to FCA-regulated Claims Management Companies (CMCs). Role ... adequate Regulatory financial reporting to the FCA Financial controls and governance frameworks Oversight ... regulated fee structures. Experience preparing organisations for FCA authorisation or regulatory supervision. Experience in scaling ...

Company: Ashdown Group (2 weeks ago)

... certified colleague your details will be published on the FCA’s Financial Services Register. This role has been identified ... under SYSC 27.8.13R as defined in the FCA Handbook(1) The function of managing or supervising a ... certification employee, directly or indirectly, is an FCA‑specified significant‑harm function.(2) A function in (1) ...

Company: Lloyds Banking Group (2 weeks ago)

... certified colleague your details will be published on the FCA’s Financial Services Register. This role has been identified ... under SYSC 27.8.13R as defined in the FCA Handbook(1) The function of managing or supervising a ... certification employee, directly or indirectly, is an FCA‑specified significant‑harm function.(2) A function in (1) ...

Company: Lloyds Banking Group (2 weeks ago)

... authorised and regulated by the Financial Conduct Authority (FCA Reference: 609970), established in 2013. Our Watford ... strong written communication Commitment to ethical conduct and FCA compliance standards No finance degree needed. Attitude ... listen. Fortrade Ltd is authorised and regulated by the FCA, FRN: 609970. Non-advisory, execution-only role ...

Company: Fortrade (2 weeks ago)

... looking for at least 2 years experience working in an FCA regulated environment , with some experience as an auditor or ... service they advise on and sell. Always Comply with the FCAs (and other applicable regulators) principles, commitments and codes of ... 3. You must be open and cooperative with the FCA, the PRA and other regulators 4. You must pay ...

Company: Emponics (2 weeks ago)

... disclosures, including Pillar 3 (CRR 450), MIFIDPRU, PRA/FCA submissions, and the annual Remuneration Policy Statement submissions. ... Engagement: act as a key contact for PRA/FCA interactions on remuneration matters and prepare supporting briefing ... including CRD IV/V/VI, EBA Guidelines, PRA/FCA Remuneration Codes, and IFR/UCITS/AIFMD. Understanding of ...

Company: Morgan Stanley (2 weeks ago)

... the compliance team understands the implications of PRA / FCA and Lloyd’s regulation for Talbot and its subsidiary ... Support the team in managing enquiries from PRA / FCA, Lloyd’s and other regulators, maintaining effective and ... and support of responses on Lloyd’s / PRA / FCA consultative documents where relevant. Design systems of control, monitor ...

Company: American International Group (2 weeks ago)

... within: Motor finance Car sales (dealership or broker) Financial services / FCA-regulated environment Experience handling finance-based sales conversations, including: Affordability ... & suitability discussions Compliance-focused customer journeys Working to FCA standards and processes Proven ability to work towards targets, KPIs ...

Company: CarFinance 247 (2 weeks ago)

... Business, London (Hybrid) A well-established, FCA-authorised payments institution operating at genuine scale with a ... own the safeguarding of customer funds in line with FCA EMI and PI rules — this isn't a ... regulated financial services or fintech environment Deep, working knowledge of FCA regulations — EMI, PI, or payments-regulated firm experience ...

Company: IO Associates (2 weeks ago)

... Act as the primary senior contact for the FCA Own Consumer Duty and ensure strong customer outcomes, ... or ready to step into that accountability) within an FCA‑regulated environment Deep expertise in consumer credit regulation ( ... prime / underserved segments Strong track record of direct FCA engagement at a senior level Comfortable balancing strategic ...

Company: MERJE (2 weeks ago)

... with a background in the motor industry or other FCA-regulated environments? This is an opportunity to join ... Ensure the Account Managers comply with company and FCA policies and procedures Ensure Account Manager follow the ... experience, preferably within the automotive industry or a FCA-regulated environment. A proven ability in managing and ...

Company: Oracle Car Finance (2 weeks ago)

... business units. • Manage Claims Operational Resilience documentation, ensuring adherence to FCA standards and internal policy. Regulatory Compliance & Data Protection • Drive ... and Qualifications * Strong knowledge of UK financial services regulation, including FCA Handbook requirements, Consumer Duty, Operational Resilience, Conduct Risk and GDPR ...

Company: Aioi Nissay Dowa Europe Job type: permanent (2 weeks ago)

... risk, compliance and regulatory framework, including MiFID II, FCA requirements and internal governance standards. Work closely with the ... technology colleagues to realise these. Good working knowledge of FCA requirements and MiFID II best‑execution rules, with ... is subject to the Conduct Rules set by the FCA. This role is a certified position. We are ...

Company: Jupiter Asset Management (2 weeks ago)

... risk, compliance and regulatory framework, including MiFID II, FCA requirements and internal governance standards. Work closely with the ... technology colleagues to realise these. Good working knowledge of FCA requirements and MiFID II best‑execution rules, with ... is subject to the Conduct Rules set by the FCA. This role is a certified position. We are ...

Company: Jupiter Asset Management (2 weeks ago)