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... on the implementation of new regulatory regimes, product launches, FCA requirements, digital transformation projects and innovative financial services propositions.Working ... , terms and conditions and regulated product documentation.Advising on FCA requirements, authorisation applications and ongoing regulatory obligations.Supporting clients ...

Company: JMC Legal Recruitment (2 weeks ago)

... for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionDefine ... ensuring alignment to enterprise objectives, regulatory requirements (FCA/PRA), and organisational risk appetite, with a ... operating within financial services regulatory frameworks, including FCA/PRA requirements and operational resilience obligations.Knowledge ...

Company: Arbuthnot Latham (2 weeks ago)

... and performance targets. * Ensure all customer interactions comply with FCA regulations and responsible lending requirements. * Follow company policies, ... financial inclusion. You'll be working within an FCA-regulated environment, so you'll be expected to ... meet the relevant FCA Conduct Rules and maintain the required standards of ...

Company: CCA Recruitment Group Job type: permanent (2 weeks ago)

... bank holiday working Our client is an FCA-authorised specialist mortgage brokerage based in Cardiff. ... date with lender criteria, product changes and relevant FCA requirements. • Deliver consistently good customer outcomes ... solution-focused approach. • A clear commitment to FCA compliance and delivering good customer outcomes. Desirable Experience ...

Company: Citrus Elite Recruitment Ltd Job type: permanent (2 weeks ago)

... is authorised and regulated by the Financial Conduct Authority (FCA). For the role holder, this means working in ... adhere to certain rules and behaviours included in the FCA’s Code of Conduct (COCON), specifically the individual ... Conduct Rules defined by the FCA. Flexible and agile working Everyone's personal situation is ...

Company: Nest pensions (2 weeks ago)

... role has a strong regulatory affairs focus, covering FCA, MiFID, EMIR and market abuse, alongside direct ... teams to implement new requirements Provide expert advice across FCA, MiFID, EMIR, market abuse and wider commodities ... commodities markets, particularly oil trading Proven experience across FCA, MiFID, EMIR, market abuse and direct engagement ...

Company: X4 Technology (2 weeks ago)

... programmesB2B customer risk framework and high-risk onboarding decisions FCA EMI and FINTRAC MSB obligations Compliance reporting to the ... - not purely banking. Current or prior MLRO at an FCA-regulated firm. Fluent English, French is a plus. Strong ... knowledge of at least two of: UK FCA/MLRs, Canada FINTRAC/PCMLTFA, or Africa BCEAO/BEAC. ...

Company: Broadgate (2 weeks ago)

... new phase of its development, establishing an FCA authorised investment management company to manage around ... development. This phase focuses on establishing an FCA authorised investment management company with a dedicated ... . Support engagement with the Financial Conduct Authority (FCA) and other regulators, including regulatory correspondence and ...

Company: Bradford Corporation (2 weeks ago)

... acquisition, in-life risk management and collections strategiesTranslate complex regulatory requirements (FCA, Ofgem, ICO) into clear, actionable product deliverablesPartner with engineering ... segmentation strategies, and working with DCAsStrong understanding of regulatory frameworks (FCA, Ofgem, CRA data, GDPR)Data-led mindset with experience ...

Company: ENSEK (2 weeks ago)

... Board reporting.•    Work with Compliance and Risk colleagues to interpret FCA requirements, monitor regulatory developments and coordinate practical business implementation.•    Ensure ... distribution and/or Consumer Duty implementation.•    Good working knowledge of FCA regulations, Consumer Duty expectations and conduct risk principles.•    Proven ...

Company: Willis Towers Watson (2 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.  Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 weeks ago)

... provide senior stakeholder management across functionsEnsure compliance with Lloyd's, FCA/PRA, and Group reporting standards with audit coordinationOwn and develop ... ERP experience, knowledge of CMR/MDC, Lloyd's reporting forms (FCA/PRA), and data transformation project experience.What's On OfferSenior ...

Company: Insight Recruitment (2 weeks ago)

... ;L, balance sheet, and daily safeguarding reconciliations in line with FCA requirements. You will prepare management accounts and reporting packs for ... treasury, capital or liquidity management Familiarity with tax compliance and FCA regulatory reporting Experience with transfer pricing or intercompany governance Experience ...

Company: Klarna (2 weeks ago)

... forbearance solutions where appropriateOperate within Consumer Credit Act (CCA) and FCA guidelinesEnsure all actions adhere to internal policies and regulatory requirementsHandle ... finance products and collections processes.Familiarity with regulatory frameworks (CCA, FCA)Ability to manage high-volume workloads under pressureProficiency in MS ...

Company: M2 Professional Recruitment Services (2 weeks ago)

... Luton.  This role is part of the Future Combat Air (FCA) Line of Business within the Electronics Division of Leonardo. The ... complex electronic systems and services for the global defence market. FCA acts as a Prime Contracting Office (PCO) on behalf of ...

Company: Leonardo DRS (2 weeks ago)

... , including policies, procedures, and guidance.Support regulatory engagement, including FCA interactions and Variation of Permission (VoP) deliverables.Embed governance and ... .Preferred Qualifications, Capabilities, and Skills:Experience interacting with the FCA through direct or structured engagement.Experience launching or materially changing ...

Company: JP Morgan Chase (2 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (2 weeks ago)