Total result: 639
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Location: London
... in a compliance advisory contextGeneral compliance knowledge and familiarity with FCA regulations, MiFID and AIFM requirementsExcellent analytical, communication and stakeholder ... in a compliance advisory contextGeneral compliance knowledge and familiarity with FCA regulations, MiFID and AIFM requirementsExcellent analytical, communication and ...
Company: Goldman Sachs
(1 month ago)
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Location: Reading, Berkshire
... maximise business opportunities.Ensure all advice and processes remain fully FCA compliant throughout the advice process.What we are looking for ... or in a similar role.CeMAP qualification.Good knowledge of FCA compliance requirements.Strong ability to convert leads and build trusted ...
Company: Additional Resources
(1 month ago)
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Location: London
... qualifications. This is a Certified Person role and requires an FCA qualification.I am good at:Learning quickly and taking ownership ...
Company: Investec
(1 month ago)
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Location: London
... relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II CategoryStaff giving information about investment products, investment services ...
Company: SEI Investments Developments
(1 month ago)
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Location: London
... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules.Key Responsibilities:Client service and ...
Company: Arbuthnot Latham
(1 month ago)
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Location: London
... Managers and Certification Regime (SM&CR), Conduct Rules, and FCA requirements.Provide strategic support to ensure smooth delivery of cross ...
Company: Houlihan Lokey
(1 month ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionKey Responsibilities:Define and ...
Company: Arbuthnot Latham
(1 month ago)
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Location: London
... onboarding and maintenance.Provide advice regarding applicable regulatory frameworks including FCA rules, AIFMD, MiFID II, GDPR, and MAS.Partner closely with ...
Company: Neuberger Berman
(1 month ago)
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Location: London
... revenue per customer.Partner with Compliance and Legal to navigate FCA regulatory requirements, Consumer Duty obligations and policy changes Represent the ...
Company: Plum Fintech
(1 month ago)
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Location: London
... platforms (e.g., Kyriba, Icap, Treasury)Understanding of regulatory frameworks (FCA, PRA, FIU regulations)Background in risk management and hedging strategiesExperience ...
Company: BVNK
(1 month ago)
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Location: London
... risks, mitigants and lending structures.Understanding of BASEL, PRA and FCA requirements and policy compliance.Strong Excel, spreadsheet and database skills ...
Company: cer Financial
(1 month ago)
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... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...
Company: Trust Payments
(1 month ago)
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Location: Kendal, Cumbria
... 2 years in an advisory roleGood knowledge and understanding of FCA Money Laundering Section of the System & Controls Sourcebook (SYSC ...
Company: Armstrong Watson
(1 month ago)
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£50,250
Location: Worcester
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
Job type: permanent
(1 month ago)
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£30,000 - 40,000 - Annum
Location: MK9, Milton Keynes, Buckinghamshire
... , retention and growth Ensuring everything is delivered in line with FCA and internal compliance requirements Who are we looking for? You ...
Company: Quality Personnel
Job type: permanent
(1 month ago)
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Location: London
... , review and negotiate commercial agreements, and provide support on regulatory (FCA) matters. It will be involved in all areas across payments ... business- Provide advice and support on a range of complex FCA regulatory matters and projects- Work closely with senior executives within ...
Company: Elliot Marsh
(2 months ago)
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From £13 to £13 per hour
Location: Glasgow
... any queries they have and ensuring you remain compliant with FCA guidelines. Salary: £13.35 per hour Hours: Mon-Sun Shifts ... the wider Customer Services team Providing information in line with FCA regulations A customer-first mindset and creative problem-solving skills ...
Company: Red Recruitment Partnership
Job type: permanent
(1 month ago)
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Location: London
... asset regulation and supervisory frameworks (e.g. UK FSMA and FCA guidance, MiCA, HKMA virtual asset guidance)Consulting or Big Four ...
Company: Baringa
(2 months ago)
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Location: London
... with senior stakeholders across a number of functions.• Responsible forquarterly FCA reportingOversee end-to-end finance operations for in-scope entities ...
Company: Taylor James Resourcing
(2 months ago)
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Location: London
... senior stakeholders across a number of functions.• Responsible for quarterly FCA reportingOversee end-to-end finance operations for in-scope entities ...
Company: Taylor James Resourcing
(2 months ago)
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