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... Main responsibilities include: Regulatory Interpretation & Horizon Scanning - interpreting PRA, FCA and wider regulatory requirements impacting reporting obligations, including Prudential returns ... looking for Strong understanding of UK prudential regulatory frameworks (PRA/FCA). Experience in regulatory reporting within a bank, building society ...

Company: Dudley Building Society Job type: permanent (1 month ago)

... outcomes, and that they are aligned to the FCA’s regulatory requirements. * Whilst this role ... line with internal lending policies, risk appetite, and FCA regulatory obligations. * Customer service - To assist within ... of both mortgage regulation and conduct requirements, including FCA requirements and customer outcome considerations. * A strong track ...

Company: Your Mortgage Recruiter Job type: permanent (1 month ago)

... firms, brokers and capital markets participants on FCA and SEC regulatory obligations, prudential frameworks and ... firms Provide senior regulatory advice covering FCA and SEC obligations Oversee compliance monitoring programmes ... a supervisory environment. Strong technical knowledge across FCA regulatory frameworks including MiFID, AIFMD, SMCR ...

Company: Cosegic (1 month ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (1 month ago)

... broad range of owner-managed businesses, including solicitor firms and FCA-regulated organisations, providing high-quality audit and advisory services. The ... : Statutory audits Solicitors' Accounts Rules (SRA) audits Client money audits FCA-regulated entities Owner-managed businesses across a range of sectors ...

Company: Robert Half Job type: permanent (1 month ago)

... act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in ...

Company: Get Recruited Ltd Job type: permanent (1 month ago)

... with customers, lenders, and business partners. Ensure full compliance with FCA regulations and dealership processes. Support and work alongside the sales ... communication, negotiation, and relationship-building skills. A thorough understanding of FCA compliance requirements. A customer-first approach with a passion for ...

Company: The Solution Automotive Limited Job type: permanent (1 month ago)

... that aligns with long-term organisational goals and adheres to FCA regulations and guidelines. Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, and engage with auditors and banking ...

Company: Ants (1 month ago)

... : Bristol or Salisbury Hybrid Working Summary of the role An FCA-regulated business is seeking a dedicated professional to join the ...

Company: Sanderson Recruitment (1 month ago)

... fair, compliant outcomes for clients and customers in line with FCA regulations and internal policies. Reporting to the Senior Operational Governance ...

Company: Alexander Mae (Bristol) Ltd (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... performance and profitability. * Monitor KPIs, forecasts, and departmental performance. * Ensure FCA compliance and dealership processes are adhered to. * Maximise finance, insurance ...

Company: Pembrook Resourcing Job type: permanent (1 month ago)

... communication and coaching skills Good knowledge of compliance (e.g. FCA, GDPR, Health & Safety) A passion for helping customers find ...

Company: 360 Resourcing Job type: permanent (1 month ago)

... will have strong knowledge of UK mortgage market or have FCA experience from another financial market, BTL/specialist lending experience would ...

Company: Personnel Selection Associates Job type: permanent (1 month ago)

... , wealth management, paraplanning or client relationship management Strong understanding of FCA regulations and compliance requirements Previous experience managing client relationships directly ...

Company: W Talent Job type: permanent (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... worked within: * Asset Management * Banking, Broking sectors that use the FCA handbook. * Minimum 2 years’ experience is required within Compliance Monitoring ...

Company: Judith & Co Recruitment Job type: permanent (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)