|
Location: City of London
... . Familiarity with regulatory frameworks affecting UK wealth and private banking (FCA regulations, MiFID II, Consumer Duty). Proficiency with requirements/documentation tools ...
Company: Luxoft
(6 days ago)
|
|
Location: City of London
... , brokers, or delegated authority businesses. Exposure to regulatory environments including FCA, PRA and Lloyd's. Experience supporting ORSA, thematic reviews, or ...
Company: Arthur Recruitment
(6 days ago)
|
|
Location: Chelmsford
... - Operate in a fully compliant, customer-focused manner, adhering to FCA principles and the organisation's internal policies at all times ...
Company: Employment Specialists
Job type: temporary
(6 days ago)
|
|
Location: London
... enforcement risk, including engagement with authorities such as the SFO, FCA, NCA and HMRC. Working on complex multi-jurisdictional matters and ...
Company: Rutherford
(5 days ago)
|
|
Location: City of London
... UK regulatory requirements relating to Operational Risk, particularly PRA and FCA expectations. Practical experience across Operational Resilience, including Important Business Services ...
Company: Morson Edge (Financial Services)
(5 days ago)
|
|
Location: City of London
... mind. You will have solid experience handling complaints within an FCA regulated financial services environment, ideally within general insurance. You write ...
Company: MLM Search
(5 days ago)
|
|
Location: City of London
... function or delivery playbook from scratch. Exposure to regulated environments - FCA, EMI, banking partner governance - and the constraints they bring to ...
Company: Rothstein Recruitment
(3 days ago)
|
|
... doing Acting as the cryptoasset SMF16 in the UK under FCA authorisation and supervision Developing and executing a world-class compliance ...
Company: Revolut
(3 days ago)
|
|
Location: London
... . Bring recent experience of working with the Financial Conduct Authority (FCA), either directly, in a regulatory role, or through close supervisory ...
Company: Miryco Consultants Ltd
(2 days ago)
|
|
Location: London
... their role at Miller, such as Lloyd’s byelaws and FCA rules. Promote Miller brand and values to enhance Miller’s ...
Company: Miller Insurance Services LLP
(2 days ago)
|
|
... ensure we maintain the highest standards of compliance with the FCA Client Assets Sourcebook (CASS). As part of the first line ...
Company: Revolut
(2 days ago)
|
|
Location: West Midlands
... with particular experience in infrastructure/energy and PPA's FS/FCA or other regulated matters, Construction Corporate project work Package: Salary ...
Company: Arbuthnot Yon
(2 days ago)
|
|
Location: Manchester
... of the Money Laundering Regulations 2017, JMLSG Guidance and the FCA Financial Crime Guide. Knowledge of wider financial crime legislation, including ...
Company: MERJE
(2 days ago)
|
|
Location: City of London
... client-facing design output meets the high standards expected by FCA regulated institutions Product support Collaborate with product managers and developers ...
Company: FinregE
(2 days ago)
|
|
Location: London
Enko Capital Management LLP, a FCA-regulated investment firm, is part of the Enko Capital Group. ...
Company: Enko Capital
(2 days ago)
|
|
Location: Chelmsford
... appropriate filing across internal systems Ensure all activity complies with FCA requirements, financial regulations and GDPR What they are looking for ...
Company: Redland Search - Professional Recruitment Solutions
(2 days ago)
|
|
Location: Shrewsbury
... policy records. Ensure all activity is completed in line with FCA regulations and internal procedures. Achieve agreed service levels and key ...
Company: FindCore
(1 day ago)
|
|
£65,000 - 95,000
Location: West of England
... and insight to shape people recommendations and decisions. Financial services / FCA-regulated environment is preferred. People technology exposure (e.g. Workday ...
Company: Hargreaves Lansdown plc
(6 days ago)
|
|
£120,000 - 180,000
Location: Greater London
... , and the design of strategic compliance programs to align with FCA handbooks and UK/EU rules. The candidate will lead risk ...
Company: Compliance Professionals
(6 days ago)
|
|
£120,000 - 180,000
Location: Greater London
... ). Regulatory Expertise: Deep operational knowledge of the Financial Conduct Authority (FCA) handbook, UK/EU financial regulations, and AML/CTF frameworks. Education ...
Company: Compliance Professionals
(6 days ago)
|