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... Location: LondonReporting To: CEOPurposeManage and oversee DNA’s approach to FCA Consumer Duty including end-to-end management of customer complaints ... (FOS) as requiredAbout YouStrong working knowledge of FCA Consumer Duty related Customer Complaint FCA rules.Proven experience in complaints handling and/or ...

Company: DNA Payments (2 weeks ago)

... outsourcing/operational resilience regulatory frameworks (e.g. PRA/FCA outsourcing rules, EIOPA/Solvency II outsourcing requirements, ... and operational resilience (UK and Ireland), including PRA, FCA, Central Bank of Ireland, EIOPA and Lloyd's ... outsourcing and third-party risk (e.g. PRA/FCA outsourcing rules, operational resilience, Solvency II)Strong ...

Company: Everest Re Group (2 weeks ago)

... Ensure contracts, SLAs, and security assurances meet FCA and internal requirements.Support due diligence and ongoing ... & Regulatory SupportAct as IT lead for FCA audits, internal reviews, and compliance assessments.Produce evidence ... Succeed:Proven IT management experience in an FCA-regulated or financial services environment.Strong understanding ...

Company: People First Recruitment (2 weeks ago)

... lines (BNPL, personal loans, merchant financing)- Manage FCA Temporary Permissions Regime (TPR) registration for Deferred Payment ... BaFin, ACPR, OAM, Bank of Spain, AFM, FCA) throughout the licensing and supervision process- Maintain license ... , and merchant onboarding providers- Ensure compliance with FCA third-party reporting rules (March 2027) and EU ...

Company: TikTok (2 weeks ago)

... diligenceYou must be open and cooperative with the FCA, the PRA and other regulators.You must pay ... services industry and, therefore, is regulated by the FCA (Financial Conduct Authority) and the PRA (Prudential Regulation ... Basic knowledge of regulatory requirements and expectations including FCA and PRA principles.Understanding of business processes, ...

Company: Pension Insurance Corporation plc (2 weeks ago)

... services environment. You'll bring proven experience navigating PRA and FCA remuneration regulations, supporting Remuneration Committee activity and providing expert advice ... regulated financial services environment, with strong knowledge of PRA and FCA remuneration regulations. Experience preparing and presenting papers for Remuneration Committees ...

Company: Coventry Building Society (2 weeks ago)

... handled fairly, professionally, and in line with FCA regulations. You will also analyse complaint trends ... provide clear written responses. Ensure compliance with FCA regulations and internal procedures. Maintain accurate records ... review platforms. About You Strong understanding of FCA complaint-handling requirements. Previous complaints handling ...

Company: Adecco Job type: permanent (2 weeks ago)

... stakeholders to deliver timely month-end and FCA reporting requirements.Duties and ResponsibilitiesPrepare and post ... .Assist with UK regulatory reporting deliverables, including FCA regulatory return submissions (MiFIDPRU and other relevant ... experience within financial services, ideally in an FCA-regulated broker-dealer or MiFID investment firm ...

Company: BTIG (2 weeks ago)

... pensions lifecycle, including a strong focus on FCA Consumer Duty outcomes.Job ResponsibilitiesProvide 2LOD Compliance coverage ... operating models and client servicing.Strong understanding of FCA Principles and Consumer Duty as applied to ... pensions communications and operational processes (e.g., FCA Consumer Duty, UK MiFID 2, UK financial promotion ...

Company: JP Morgan Chase (2 weeks ago)

... on the implementation of new regulatory regimes, product launches, FCA requirements, digital transformation projects and innovative financial services propositions.Working ... , terms and conditions and regulated product documentation.Advising on FCA requirements, authorisation applications and ongoing regulatory obligations.Supporting clients ...

Company: JMC Legal Recruitment (2 weeks ago)

... ’s Compliance & Financial Crime Framework in line with FCA, PRA, and international standards (e.g. FATF).Ensure ... and applicable laws.Act as primary liaison with regulators (FCA, PRA, NCA).Advise Senior Management on regulatory changes and ... compliance, AML, and financial crime risk.Strong knowledge of FCA/PRA rules, AML/CTF, GDPR, and SMCR.Proven ...

Company: cer Financial (2 weeks ago)

... ’s Compliance & Financial Crime Framework in line with FCA, PRA, and international standards (e.g. FATF).Ensure ... and applicable laws.Act as primary liaison with regulators (FCA, PRA, NCA).Advise Senior Management on regulatory changes and ... compliance, AML, and financial crime risk.Strong knowledge of FCA/PRA rules, AML/CTF, GDPR, and SMCR.Proven ...

Company: cer Financial (2 weeks ago)

... on the implementation of new regulatory regimes, product launches, FCA requirements, digital transformation projects and innovative financial services propositions.Working ... , terms and conditions and regulated product documentation.Advising on FCA requirements, authorisation applications and ongoing regulatory obligations.Supporting clients ...

Company: JMC Legal Recruitment (2 weeks ago)

... for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionDefine ... ensuring alignment to enterprise objectives, regulatory requirements (FCA/PRA), and organisational risk appetite, with a ... operating within financial services regulatory frameworks, including FCA/PRA requirements and operational resilience obligations.Knowledge ...

Company: Arbuthnot Latham (2 weeks ago)

... bank holiday working Our client is an FCA-authorised specialist mortgage brokerage based in Cardiff. ... date with lender criteria, product changes and relevant FCA requirements. • Deliver consistently good customer outcomes ... solution-focused approach. • A clear commitment to FCA compliance and delivering good customer outcomes. Desirable Experience ...

Company: Citrus Elite Recruitment Ltd Job type: permanent (2 weeks ago)

... is authorised and regulated by the Financial Conduct Authority (FCA). For the role holder, this means working in ... adhere to certain rules and behaviours included in the FCA’s Code of Conduct (COCON), specifically the individual ... Conduct Rules defined by the FCA. Flexible and agile working Everyone's personal situation is ...

Company: Nest pensions (2 weeks ago)

... role has a strong regulatory affairs focus, covering FCA, MiFID, EMIR and market abuse, alongside direct ... teams to implement new requirements Provide expert advice across FCA, MiFID, EMIR, market abuse and wider commodities ... commodities markets, particularly oil trading Proven experience across FCA, MiFID, EMIR, market abuse and direct engagement ...

Company: X4 Technology (2 weeks ago)

... programmesB2B customer risk framework and high-risk onboarding decisions FCA EMI and FINTRAC MSB obligations Compliance reporting to the ... - not purely banking. Current or prior MLRO at an FCA-regulated firm. Fluent English, French is a plus. Strong ... knowledge of at least two of: UK FCA/MLRs, Canada FINTRAC/PCMLTFA, or Africa BCEAO/BEAC. ...

Company: Broadgate (2 weeks ago)

... new phase of its development, establishing an FCA authorised investment management company to manage around ... development. This phase focuses on establishing an FCA authorised investment management company with a dedicated ... . Support engagement with the Financial Conduct Authority (FCA) and other regulators, including regulatory correspondence and ...

Company: Bradford Corporation (2 weeks ago)

... acquisition, in-life risk management and collections strategiesTranslate complex regulatory requirements (FCA, Ofgem, ICO) into clear, actionable product deliverablesPartner with engineering ... segmentation strategies, and working with DCAsStrong understanding of regulatory frameworks (FCA, Ofgem, CRA data, GDPR)Data-led mindset with experience ...

Company: ENSEK (2 weeks ago)