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Location: London
... asset regulation and supervisory frameworks (e.g. UK FSMA and FCA guidance, MiCA, HKMA virtual asset guidance)Consulting or Big Four ...
Company: Baringa
(1 week ago)
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Location: London
... adherence to internal governance frameworks and regulatory expectations (e.g. FCA conduct standards)Review and respond to QA findings, ensuring timely ...
Company: SCOR Global Life
(1 week ago)
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Location: London
... , advising on notification obligations; managing regulatory investigations (e.g. ICO, FCA, SRA, etc) and notifying and liaising with criminal authorities. Dealing ...
Company: Clyde & Co
(1 week ago)
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Location: London
... equivalent. Knowledge of financial services regulations and frameworks, including PRA, FCA, DORA, NIS2, ISO 27001, and NIST. Understanding of emerging technologies ...
Company: Accenture
(1 week ago)
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Location: London
... office.This role carries a Certified Person designation under the FCA’s Senior Managers & Certified Regime. This means you will ...
Company: Franklin Templeton
(1 week ago)
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Location: London
... for senior stakeholdersActing as the principal contact for external auditorsOverseeing FCA and other regulatory reporting requirementsManaging finance systems, controls and reconciliationsDriving ...
Company: Trace Recruitment
(1 week ago)
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Location: London
... .Strong knowledge of UK and EU AML regulations, e.g. FCA, JMLSG guidance, MLRs, POCA, FATF and Basel standards.Excellent written ...
Company: Teya Solutions
(1 week ago)
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Location: London
... Engineering to Credit Risk, Marketing and People. Lendable is an FCA-regulated lender operating in the UK, US and Mexico, so ...
Company: Lendable
(1 week ago)
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Location: London
... compliance training and communicate regulatory updates.Maintain compliance reporting, KRIs, FCA RegData administration, and management information.Produce compliance communications and newsletters ...
Company: cer Financial
(1 week ago)
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Location: London
... to liquidity, treasury or international payment solutions.Experience working within FCA-regulated environments.Exposure to Agile delivery methodologies.Experience working with ...
Company: Moneycorp
(1 week ago)
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Location: London
... abilities and skills:Required Skills and Abilities:Qualified actuary - FIA, FCAS, FIAA, FSAI with post-qualification experienceRelevant experience within the non ...
Company: AXA Group
(1 week ago)
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Location: London
... standards.Experience with financial service regulations and regulations such as FCA, SEC, MAS, DORA. Proficient knowledge of network security principles and ...
Company: Janus Henderson
(1 week ago)
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Location: London
... including the code of conduct which incorporates the PRA and FCA Conduct.Undertake training on Beazley policies and procedures as delivered ...
Company: Beazley
(1 week ago)
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Location: London
... Capital Markets team (the “Company”) that are registered with the FCA as Annex 1.The role holder will be appointed to ...
Company: CSC Corporation Service Company
(1 week ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionKey Responsibilities:Support the ...
Company: Arbuthnot Latham
(1 week ago)
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Location: London
... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules.Key Responsibilities ResearchOwn and lead ...
Company: Arbuthnot Latham
(1 week ago)
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Location: London
... basis, including under the rules of the Financial Conduct Authority (FCA), the UK and EU Prospectus Regulation, the Market Abuse Regulation ...
Company: Rothschild & Co
(1 week ago)
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Location: London
... onboarding, servicing and claims support for new clients.Work within FCA regulatory expectations and internal compliance processes.Skills & Experience RequiredExperience ...
Company: Idex Consulting
(1 week ago)
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Location: London
... to secure best-in-class placements.Ensure ongoing compliance with FCA requirements and AG London’s internal governance standards.Work with ...
Company: Harrison Holgate
(1 week ago)
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Location: Leeds, West Yorkshire
... investigated and/ or prosecuted by the Health and Safety Executive, FCA, Local Authorities, the Environment Agency and other regulatory enforcement bodies ...
Company: CapeClarke
(1 week ago)
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