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... . Conduct legal research and stay updated on FCA regulations and case law developments. Negotiate settlements ... compliance with internal policies, SRA regulations, and FCA-related standards where applicable. About you: Newly ... , or complex consumer litigation. Strong understanding of FCA regulations, financial products, and mis-selling principles. ...

Company: Ignite Talent Group (1 week ago)

... documentation, and keep scheme design compliant with the FCA Remuneration Code - deferral, malus and clawback, and ... remuneration Support Compliance on reward obligations under the FCA Remuneration Code, MIFIDPRU and SYSC 19, including ... the business grows Desirable Working knowledge of the FCA Remuneration Code, MIFIDPRU and SYSC 19, Material ...

Company: Titan Wealth (1 week ago)

... for consumers; and to comply with the FCA and PRA’s Conduct Rules. Job Description ... ensuring alignment to enterprise objectives, regulatory requirements (FCA/PRA), and organisational risk appetite, with a ... operating within financial services regulatory frameworks, including FCA/PRA requirements and operational resilience obligations. Knowledge of ...

Company: Arbuthnot Latham (1 week ago)

... role has a strong regulatory affairs focus, covering FCA, MiFID, EMIR and market abuse, alongside direct ... teams to implement new requirements Provide expert advice across FCA, MiFID, EMIR, market abuse and wider commodities ... commodities markets, particularly oil trading Proven experience across FCA, MiFID, EMIR, market abuse and direct engagement ...

Company: X4 Technology (1 week ago)

... programmesB2B customer risk framework and high-risk onboarding decisions FCA EMI and FINTRAC MSB obligations Compliance reporting to the ... - not purely banking. Current or prior MLRO at an FCA-regulated firm. Fluent English, French is a plus. Strong ... knowledge of at least two of: UK FCA/MLRs, Canada FINTRAC/PCMLTFA, or Africa BCEAO/BEAC. ...

Company: Broadgate (1 week ago)

... department. Ensure robust quality assurance and regulatory compliance (e.g. FCA, Consumer Duty). Support and develop governance reporting — timely, accurate, and ... or pricing compliance . Deep understanding of regulatory frameworks impacting pricing (FCA, pricing fairness). Experience developing or implementing governance controls to protect ...

Company: Vermelo (1 week ago)

... acquisition, in-life risk management and collections strategiesTranslate complex regulatory requirements (FCA, Ofgem, ICO) into clear, actionable product deliverablesPartner with engineering ... segmentation strategies, and working with DCAsStrong understanding of regulatory frameworks (FCA, Ofgem, CRA data, GDPR)Data-led mindset with experience ...

Company: ENSEK (1 week ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (1 week ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant.About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (1 week ago)

... of compliance defence, ensuring adherence to processes designed to meet FCA and internal standards, with specific focus on CASS, Consumer Duty ... CREST, and the impact of custody chains * Strong understanding of FCA regulatory requirements as they apply to asset servicing, including CASS ...

Company: AJ Bell Business Solutions Limited Job type: permanent (1 week ago)

... investigate and resolve operational and accounting issues. Ensure compliance with FCA regulations, Conduct Rules, Customer Charter standards and internal policies. Support ... , ideally including Novidea and market underwriting platforms. Strong understanding of FCA regulations, compliance requirements, and conduct standards within the insurance sector ...

Company: Office Angels Job type: permanent (1 week ago)

... up-to-date understanding of pension legislation, HMRC rules, and FCA requirements. About You Previous experience within Pension Administration is essential ... highly desirable. Strong understanding of pension legislation, HMRC regulations, and FCA requirements. Excellent organisational skills with the ability to manage a ...

Company: Search Consultancy Ltd Job type: permanent (1 week ago)

... and within agreed timescales Ensure all underwriting decisions comply with FCA regulation, company policy, responsible lending and risk requirements Maintain high ... , with strong credit assessment and lending judgement Good understanding of FCA regulation, responsible lending and risk requirements, with strong attention to ...

Company: Stellar Select Job type: permanent (1 week ago)

... and within agreed timescales Ensure all underwriting decisions comply with FCA regulation, company policy, responsible lending and risk requirements Maintain high ... , with strong credit assessment and lending judgement Good understanding of FCA regulation, responsible lending and risk requirements, with strong attention to ...

Company: Stellar Select Job type: permanent (1 week ago)

... any queries they have and ensuring you remain compliant with FCA guidelines. This is a part time role with flexible shift ... the wider Customer Services team * Providing information in line with FCA regulations Key Skills and Experience of a Customer Service Representative ...

Company: Red Recruitment Job type: temporary (1 week ago)

... any queries they have and ensuring you remain compliant with FCA guidelines. Benefits and Package for a Customer Service Advisor: * Salary ... the wider Customer Services team * Providing information in line with FCA regulations Key Skills and Experience of a Customer Service Representative ...

Company: Red Recruitment Job type: permanent (1 week ago)

... range of service and collections activities while ensuring compliance with FCA regulations. You will provide tailored guidance, identify appropriate solutions, and ... outstanding payments. * Address and refer customer complaints in line with FCA guidelines and timescales. * Use product and business knowledge to offer ...

Company: Concentrix Job type: permanent (1 week ago)

... the event of a significant incident or breach, including accidents, FCA regulatory breaches, and suspicious activity reports, and take responsibility for ... the related senior management function prescribed responsibilities related to the FCA’s regulation of funeral planning. To be responsible for the ...

Company: BDO LLP Job type: contract (1 week ago)

... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...

Company: Dignity Funerals Limited Job type: contract (1 week ago)

... accurate records. Client Money Compliance and Regulation Maintain compliance with FCA regulations and internal policies and procedures. Perform daily internal and ... relevant to the role Knowledge of client money reconciliations and FCA regulations; CASS experience would be advantageous but is not essential ...

Company: Margetts (1 week ago)