Total result: 918
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Location: London
... ’ balance sheets, and counting. We’re licensed in the UK (FCA), Europe (DNB), and New York (NYDFS), with over 260 amazing ...
Company: Vitesse
(1 week ago)
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Location: Glasgow, Lanarkshire
... or with financial services firms and deep knowledge of UK FCA/PRA OpRes rules, EU DORA, NIS2, Cyber Resilience Act, UK ...
Company: Morgan Stanley
(1 week ago)
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Location: London
... relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II CategoryStaff giving information about investment products, investment services ...
Company: SEI Investments Developments
(1 week ago)
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Location: London
... and confidentiality issuesCompliance with authorisation sign-offs and protocolsWorking within FCA as required and Willis Towers Watson specific procedures and guidelinesMaintain ...
Company: Willis Towers Watson
(1 week ago)
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Location: London
... and procedures and culture in adhering to and promoting the FCA Consumer Duty with the organisation.
Company: Interactive Brokers
(1 week ago)
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Location: London
... : Email: new company A very modern, FCA regulated VC platform, giving investors the opportunity to access private ...
Company: Hays
(1 week ago)
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Location: London
... to Lloyd’s and European matters.Experience dealing with the FCA, PRA and Lloyd’s.Experience with board meetings and corporate ...
Company: Allied World Assurance
(1 week ago)
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Location: London
... . • 7+ years of experience at a financial regulator (e.g., FCA, ESMA), within the regulatory affairs department of a financial institution ...
Company: Quant Capital
(1 week ago)
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Location: London
... field; MBA, advanced degree, or professional designation (CPA, CFA, ACII, FCAS, FSA, or equivalent actuarial qualification) preferred.7+ years of experience ...
Company: Beacon
(1 week ago)
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Location: London
... in managing or mentoring analytical teams[Bonus] Experience in an FCA-regulated financial services firmLife at LendableWinning team: the opportunity to ...
Company: Lendable
(1 week ago)
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Location: London
... high-profile client.Our client is a well-known global FCA-regulated trading firm. They focus on high frequency strategies and ...
Company: Quant Capital
(1 week ago)
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Location: London
... , risk reporting, management information and escalation processes.Strong understanding of FCA/PRA regulatory expectations for governance, risk management, controls and risk ...
Company: PA Consulting
(1 week ago)
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Location: London
... requirements and supervisory expectations from bodies such as the PRA, FCA, Central Bank of Ireland, Lloyd's, APRA and MAS, together ...
Company: Everest Re Group
(1 week ago)
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Location: London
... and procedures and culture in adhering to and promoting the FCA Consumer Duty with the organisation.
Company: Interactive Brokers
(1 week ago)
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Location: London
... compliance with Munich Re’s Code of Conduct and the FCA Conduct RulesEqual OpportunitiesAt Munich Re, Diversity, Equity, and Inclusion foster ...
Company: Munich Re
(1 week ago)
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Location: London
... security frameworks and regulatory requirements (ISO 27001, NIST, GDPR, SOC2, FCA). Conduct regular security risk assessments, penetration tests, and vulnerability management ...
Company: Nexus Jobs
(1 week ago)
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Location: London
... in Hong Kong, Philippines and Dubai, and some products are FCA-regulated. You'll work closely with sales, support, property management ...
Company: GetGround
(1 week ago)
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Location: London
... acting as a Money Laundering Reporting Officer/SMF17 for an FCA regulated firm.Educated to a degree level (or equivalent experience ...
Company: Nexus Jobs
(1 week ago)
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Location: London
... , business economics and acquisition or succession considerations.An understanding of FCA customer outcome requirements and how good customer outcomes can be ...
Company: Quilter
(1 week ago)
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Location: Leeds, West Yorkshire
... retail wealth management or financial advice businesses.Deep understanding of FCA regulatory requirements applicable to wealth management, financial advice and retail ...
Company: Lloyds Banking Group
(1 week ago)
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