|
Location: London
... services compliance/regulatory experience is required.Substantive familiarity with the FCA Handbook and the UK and EU Benchmark Regulation is required ...
Company: Morningstar
(1 week ago)
|
|
Location: London
... be fully conversant with the rules and regulations from the FCA.This is an exciting new position at this new challenger ...
Company: Nexus Jobs
(1 week ago)
|
|
Location: London
... Services and Markets Act, the Regulated Activities Order and the FCA/PRA Handbook.Strong analytical skills and the ability to deliver ...
Company: Jameson Legal
(1 week ago)
|
|
Location: Bristol, Gloucestershire
... , and supply chain risksEngagements with agencies such as the SFO, FCA, DOJ, and international regulatorsAdvisory work on cybercrime, ESG risks, and ...
Company: Chadwick Nott
(1 week ago)
|
|
Location: London
... + years in Financial Services compliance (5+ in leadership). Strong PRA/FCA regulatory knowledge. Experience across retail and corporate banking.This role ...
Company: Barclay Simpson Corporate Governance Recruitment
(1 week ago)
|
|
Location: Haywards Heath, West Sussex
... of relevant legislation – Financial Ombudsman Service (FOS) Financial Conduct Authority (FCA) Data Protection Act (DPA)Skills & QualificationsAbility to prioritise and ...
Company: First Central Group
(1 week ago)
|
|
Location: London
... direct bearing on key responsibilities and accountabilities.Technical knowledge of FCA, current case law and legislation as they pertain to customers ...
Company: howden group holdings
(1 week ago)
|
|
Location: London
... the centre of activity and act in line with the FCA and PRA’s Conduct Rules.Key Responsibilities: CRM & email ...
Company: Arbuthnot Latham
(1 week ago)
|
|
Location: London
... impacts.Build and maintain relationships with regulators (Ofgem, ACER, the FCA), industry bodies, and peers — staying ahead of regulatory change to ...
Company: Octopus Energy
(1 week ago)
|
|
Location: London
... of annual statutory accounts for UK subsidiariesQuarterly regulatory reporting to FCA, MAS and NFA• Preparation of monthly draft tax computation for ...
Company: Taylor James Resourcing
(1 week ago)
|
|
Location: London
... adjustments or anything else, please let us know. *As an FCA-regulated business, we conduct background checks (DBS and AML) on ...
Company: Raylo
(1 week ago)
|
|
Location: London
... .)Proficiency in coding - ideally SQL and PythonDesirable:Experience in an FCA-regulated financial services firmLife at LendableWinning team: the opportunity to ...
Company: Lendable
(1 week ago)
|
|
Location: London
... , insurance, pensions, or broader financial services.Understanding of PRA and FCA regulatory requirements.DEI at PIC:At PIC, we believe that ...
Company: Pension Insurance Corporation plc
(1 week ago)
|
|
Location: London
... capital markets transactionsIn-depth knowledge of the UK Listing Rules, FCA regulations, and other relevant legal frameworksExcellent commercial awareness and a ...
Company: Idex Consulting
(1 week ago)
|
|
Location: London
... the Institute and Faculty of Actuaries FIA (or equivalent being FCAS, FIAA) with at least 7 years’ experience within a Lloyd ...
Company: SCOR Global Life
(1 week ago)
|
|
Location: London
... share presentation with presenter for approvalCoordinate production of presentationsUnderstand SEC, FCA, and other regulatory rules in order to develop materials in ...
Company: Hudson York Farrell
(1 week ago)
|
|
Location: London
... . • 7+ years of experience at a financial regulator (e.g., FCA, ESMA), within the regulatory affairs department of a financial institution ...
Company: Quant Capital
(1 week ago)
|
|
Location: London
... Risk Taker (MRT) and falls within scope of the PRA/FCA Certification Regime. The successful candidate will therefore be required to ...
Company: Scotiabank
(1 week ago)
|
|
Location: London
... with technical teams to resolve queries, and ensure compliance with FCA standards.What you'll need to succeedYou should have proven ...
Company: Hays
(1 week ago)
|
|
Location: London
... such as Avaloq, Temenos, Aladdin or comparable solutions.Exposure to FCA regulatory requirements within Wealth & Asset Management.Professional qualifications such ...
Company: Capco
(1 week ago)
|