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Location: London
... members.Operate in accordance with applicable regulatory frameworks (e.g. FCA) and demonstrate due skill, care and diligence in all investment ...
Company: Octopus Energy
(1 week ago)
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Location: London
... and Compliance policies.You will Act in accordance with the FCA/PRA Code of Conduct.The salary for this position is ...
Company: Nexus Jobs
(1 week ago)
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Location: London
... with consolidated reporting across UK GAAP / FRS 102Prior exposure to FCA-regulated or insurance-regulated environments is strongly preferredData & systemsAdvanced ...
Company: Marshmallow
(1 week ago)
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Location: London
... , policies, procedures and culture in adhering to and promoting the FCA Consumer Duty within the organisation.
Company: Interactive Brokers
(1 week ago)
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Location: London
... candidates from several backgrounds.Particularly relevant experience could include:The FCA or another UK financial-services regulator, ideally within supervision, enforcement ...
Company: Barclay Simpson Corporate Governance Recruitment
(1 week ago)
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Location: London
... limited to:Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.Diligent preparation ...
Company: Taylor James Resourcing
(1 week ago)
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Location: London
... analytical projects.Preferred certifications: CPA (Certified Public Accountant), ACA or FCA (Chartered Accountant), EA (Enrolled Agent).As our many awards will ...
Company: Adobe Systems
(1 week ago)
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Location: London
... regulatory defensibility of detection models against applicable guidance (e.g., FCA guidance on model risk management).Strategic Alignment: Provide regulatory compliance ...
Company: Checkout.com
(1 week ago)
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Location: London
... or fully qualified actuary preferred (e.g., FIA, FSA, FCIA, FCAS, FIAA, AIA, ASA, ACIA, ACAS, AIAA, or equivalent). Bachelor’s ...
Company: Everest Re Group
(1 week ago)
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Location: London
... the ability to absorb and analyse large amounts of dataDesirableAppropriate FCA certificationA broader perspective of potential issues encountered when managing / working ...
Company: DELOITTE
(1 week ago)
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Location: Preston, Lancashire
... strategies and ensure all CRM and marketing communications are compliant (FCA and GDPR)Own brand positioning and proposition messaging across digital ...
Company: Som 3 Recruitment
(1 week ago)
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Location: London
... AML/CFT oversight based on local regulatory requirements (e.g., FCA, Central Bank of Ireland, and other designated EU authorities).- Serve ...
Company: TikTok
(1 week ago)
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Location: London
... security frameworks and regulatory requirements (ISO 27001, NIST, GDPR, SOC2, FCA). Conduct regular security risk assessments, penetration tests, and vulnerability management ...
Company: Nexus Jobs
(1 week ago)
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Location: London
... : Tech/system upgrades, infrastructure, etc.Must have held SMF24.Strong FCA/PRA regulatory and compliance expertiseSolid understanding of banking operations in ...
Company: cer Financial
(1 week ago)
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Location: London
... ability to defend control design and enhancement plans to PRA, FCA, DORA, MAS, HKMA, APRA and internal/external audit. Experience operating ...
Company: State Street Bank
(1 week ago)
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Location: London
... onboarding, servicing and claims support for new clients.Work within FCA regulatory expectations and internal compliance processes.Skills & Experience RequiredExperience ...
Company: Idex Consulting
(1 week ago)
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Location: Leeds, West Yorkshire
... , clients, underwriters and senior business leaders.Compliance Awareness - Understanding of FCA, Lloyd's and internal regulatory requirements, with a focus on ...
Company: Sedgwick
(1 week ago)
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Location: London
... standards.Experience with financial service regulations and regulations such as FCA, SEC, MAS, DORA. Proficient knowledge of network security principles and ...
Company: Janus Henderson
(1 week ago)
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Location: London
... relationships with wider teams.Ensuring the team’s compliance with FCA requirements, Consumer Duty, vulnerable customer handling and GDPR obligations.Partnering ...
Company: Marshmallow
(1 week ago)
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Location: London
... email or cloud security—are preferred.Familiarity with FINRA, HIPAA, FCA, GDPR, ISO 27001, and SOC 2, plus the ability to ...
Company: Mimecast
(1 week ago)
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