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Location: London
... of annual statutory accounts for UK subsidiariesQuarterly regulatory reporting to FCA, MAS and NFA• Preparation of monthly draft tax computation for ...
Company: Taylor James Resourcing
(1 week ago)
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Location: London
... adjustments or anything else, please let us know. *As an FCA-regulated business, we conduct background checks (DBS and AML) on ...
Company: Raylo
(1 week ago)
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Location: London
... .)Proficiency in coding - ideally SQL and PythonDesirable:Experience in an FCA-regulated financial services firmLife at LendableWinning team: the opportunity to ...
Company: Lendable
(1 week ago)
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Location: London
... , insurance, pensions, or broader financial services.Understanding of PRA and FCA regulatory requirements.DEI at PIC:At PIC, we believe that ...
Company: Pension Insurance Corporation plc
(1 week ago)
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Location: London
... capital markets transactionsIn-depth knowledge of the UK Listing Rules, FCA regulations, and other relevant legal frameworksExcellent commercial awareness and a ...
Company: Idex Consulting
(1 week ago)
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Location: London
... the Institute and Faculty of Actuaries FIA (or equivalent being FCAS, FIAA) with at least 7 years’ experience within a Lloyd ...
Company: SCOR Global Life
(1 week ago)
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Location: London
... share presentation with presenter for approvalCoordinate production of presentationsUnderstand SEC, FCA, and other regulatory rules in order to develop materials in ...
Company: Hudson York Farrell
(1 week ago)
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Location: London
... . • 7+ years of experience at a financial regulator (e.g., FCA, ESMA), within the regulatory affairs department of a financial institution ...
Company: Quant Capital
(1 week ago)
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Location: London
... Risk Taker (MRT) and falls within scope of the PRA/FCA Certification Regime. The successful candidate will therefore be required to ...
Company: Scotiabank
(1 week ago)
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Location: London
... with technical teams to resolve queries, and ensure compliance with FCA standards.What you'll need to succeedYou should have proven ...
Company: Hays
(1 week ago)
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Location: London
... such as Avaloq, Temenos, Aladdin or comparable solutions.Exposure to FCA regulatory requirements within Wealth & Asset Management.Professional qualifications such ...
Company: Capco
(1 week ago)
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Location: London
... .Strong working knowledge of global regulatory frameworks (e.g. FATF, FCA, FinCEN, EU AMLD/AMLR, CBUAE) and of screening data providers ...
Company: SymphonyAI
(1 week ago)
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Location: London
... accountsSupporting and contributing to Client Money Calculations in line with FCA CASS 5 requirementsManaging aged balances and resolving unallocated cash issuesLiaising ...
Company: Hays
(1 week ago)
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Location: London
... business development strategy Provide technical expertise on complex issues around FCA regulations, registration, ongoing compliance issues and reporting Developing the Firm ...
Company: Kroll
(1 week ago)
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Location: London
... and procedures and culture in adhering to and promoting the FCA Consumer Duty with the organisation.
Company: Interactive Brokers
(1 week ago)
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Location: London
... is discharged effectively. Disclose appropriately any information of which the FCA and PRA would reasonably expect to have notice.Team Leadership ...
Company: The Travelers Indemnity Company
(1 week ago)
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Location: London
... high-profile client.Our client is a well-known global FCA-regulated trading firm. They focus on high frequency strategies and ...
Company: Quant Capital
(1 week ago)
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Location: London
... upon• Assist with the completion of required returns to the FCA• Instigating and maintaining lending files • Indexing lending documentation • Assist with ...
Company: Arbuthnot Latham
(1 week ago)
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Location: London
... adjustments or anything else, please let us know. *As an FCA-regulated business, we conduct background checks (DBS and AML) on ...
Company: Raylo
(1 week ago)
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Location: London
... partnership / bancassurance arrangements, drafting and negotiating distribution and outsourcing agreements, FCA and PRA regulatory issues, reinsurance agreements and insurance business transfers ...
Company: Hays
(1 week ago)
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