Total result: 703
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Location: Basildon, Essex
... Ensure timely and accurate regulatory reporting to the FCA and maintain an open, transparent and constructive ... timely agreement of remedial actions.Provide advice on FCA, HMRC and relevant UK legislative and regulatory ... understanding of UK financial services regulation, including FCA requirements and relevant legislation.Good understanding of financial ...
Company: SS&C Technologies
(1 month ago)
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Location: London
... and Cboe Europe B.V, engaging directly with the FCA, AFM and ESMA as required.Travel requirement: approximately 20 ... exchange, or other regulated financial services firm operating under FCA and/or AFM/ESMA oversight. A strong working knowledge ... (including MiFID II/MiFIR, EMIR and DORA), the FCA Handbook (in particular MAR, SYSC and SUP) and ...
Company: Cboe Exchange
(1 month ago)
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Location: London
... , trading and systems and controls.Key responsibilities include:Advising on FCA Handbook and FSMA frameworks (including CASS, conduct, and prudential rules ... a leading FS Regulatory practice (advisory-focussed)Strong knowledge of FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU ...
Company: Jameson Legal
(1 month ago)
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Location: London
... the UK are managed in line with regulatory requirements, including FCA and PRA (meeting Operational Resilience and upcoming Third-Party Oversight ... sectorStrong knowledge of regulatory requirements related to TPRM such as FCA/PRA guidance, Operational Resilience, GDPRExcellent organizational, analytical, and communication skills ...
Company: Sompo International
(1 month ago)
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Location: London
... environments, ITIL, COBIT, Knowledge of financial services regulations including DORA, FCA/PRA Operational Resilience, ECB ICT expectations and SOX.We're ... , regulated technology environment.Knowledge of ITIL, COBIT, Operational Resilience, DORA, FCA, PRA, SOX and related technology control frameworks.Excellent stakeholder management ...
Company: Huxley Associates
(1 month ago)
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Location: London
... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities:Primary relationship management ... of high quality commercial clientsFulfil the responsibilities required under the FCA’s Senior Manager and Certification Regimes, and Conduct Rules – the ...
Company: Arbuthnot Latham
(1 month ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(1 month ago)
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Location: London
... .Strong knowledge of regulatory requirements across Lloyd’s, PRA and FCA, including Solvency II, Solvency UK, Conduct and Consumer Duty, as ... , including managing effective relationships with regulators such as the PRA, FCA, Lloyd’s, DFSA, MAS and APRA.Exceptional drafting skills and ...
Company: MS Amlin
(1 month ago)
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... across Payward Ltd (PWL) and Payward Services Ltd (PSL), two FCA-regulated UK entities within the Kraken Group. This is a ... law enforcement and regulatory authorities as required:Regular engagement with FCA supervisory teamPoC for NCASupport LEAs with setting up accountsWhat you ...
Company: kraken
(1 month ago)
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Location: London
... , Trading, Broking, Capital Markets or Market Infrastructure businesses.Knowledge of FCA and other relevant regulatory frameworks applicable to wholesale financial markets ...
Company: Liquidnet
(1 month ago)
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Location: London
... Services and Markets Act, the Regulated Activities Order and the FCA/PRA Handbook.Strong analytical skills and the ability to deliver ...
Company: Jameson Legal
(1 month ago)
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... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...
Company: Trust Payments
(1 month ago)
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Location: Reigate, Surrey
... events and support market presence and reputationOperate in line with FCA Consumer Duty principles, ensuring strong customer outcomes are embedded in ...
Company: Intrum
(1 month ago)
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Location: London
... with the regulatory landscape governing investment marketing in the UK (FCA) and the EU (ESMA/national regulators), with the ability to ...
Company: The Bank of New York Mellon
(1 month ago)
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Location: London
... have knowledge in payments regulations (including the PSRs, EMRs and FCA Handbook) and have demonstrated the ability to apply it in ...
Company: iwoca
(1 month ago)
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Location: London
... controlsExperience drafting and maintaining compliance policies and proceduresExperience operating under FCA and/or CBI supervisionExperience working within a global or multi ...
Company: Susquehanna International Group
(1 month ago)
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Location: London
... regulatory environments (e.g., NIS2, DORA, sectoral regulators e.g. FCA, PRA and privacy frameworks).Demonstrated ability to analyse complex security ...
Company: Control Risks
(1 month ago)
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Location: London
... knowledge across all relevant areasAn approved Level 4 or above FCA-approved regulatory qualification;Achieved or close to attaining the CII ...
Company: Schroders
(1 month ago)
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Location: London
... and designing data workflow solutionsExposure and expertise in working with FCA regulations.Exposure and ability to work with Restful APIs.Ability ...
Company: Moneycorp
(1 month ago)
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Location: London
... adjustments or anything else, please let us know. *As an FCA-regulated business, we conduct background checks (DBS and AML) on ...
Company: Raylo
(1 month ago)
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