Total result: 968
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Location: London
... payment arrangements Advise on regulatory perimeter issues, including interaction with FCA guidance, EU MiCA framework, and cross-border considerations Support product ... hybrid brokerage/wealth propositions Support engagement with regulators (e.g. FCA) and regulatory change initiatives 4. Wealth Management Products & ServicesAdvise ...
Company: CMC Markets
(2 weeks ago)
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Location: London
... and corporate access opportunities. Risk and regulatory responsibilities Adhere to FCA regulatory requirements and internal policies. Demonstrate sound judgement in all ... Degree educated or able to demonstrate equivalent professional experience. Relevant FCA regulatory qualifications, where required. A strong understanding of market conduct ...
Company: Investec
(2 weeks ago)
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£27,000 - £30,000/annum
Location: Chelmsford, Essex
... broking and CRM systems. Ensure all advice and activities meet FCA, Consumer Duty and company compliance requirements.Skills and Experience required ... work towards relevant CII qualifications is desirable. Good understanding of FCA regulations and Consumer Duty requirements.If you feel like you ...
Company: Prime Appointments
Job type: permanent
(2 weeks ago)
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£26,000
Location: LE1, Leicester, City of Leicester
... client records Handle complaints in accordance with FCA guidelines Ensure all business activity is FCA compliant Conduct learning, development and training as ...
Company: North Oak Recruitment
Job type: permanent
(2 weeks ago)
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Location: London
... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules. Job Description Key Responsibilities: Lead ... laws and regulatory frameworks, such as GDPR, Data Protection Act, FCA/PRA regulation. Promote better use and management of data and ...
Company: Arbuthnot Latham
(2 weeks ago)
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£40,000
Location: Sutton Coldfield, England
... planning and preparation through to the funeral itself, and beyond. FCA Statement Please note that this role is subject to meeting ... regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards ...
Company: Dignity Funerals Limited
(2 weeks ago)
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£26,000
Location: Clydebank, Scotland
... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...
Company: Dignity Funerals Limited
(2 weeks ago)
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£26,000 - 52,000 - Annum
Location: Enfield, Greater London
... test drives. * Introduce finance and insurance products in a clear, FCA?compliant way. * Use Keyloop Showroom to manage enquiries, update CRM ... experience. * Experience presenting finance and product options in line with FCA expectations, including structured discussions around vehicle price, part?exchange valuations ...
Company: Renault Retail Group UK Ltd
Job type: permanent
(2 weeks ago)
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Location: Maidenhead
... chance to grow, Dignity is a good place to be. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...
Company: Dignity Funerals Limited
(2 weeks ago)
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£30,000
Location: London (southall)
... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...
Company: Dignity Funerals Limited
(2 weeks ago)
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Location: London
... . Oversee regulatory risk, compliance monitoring and governance. Maintain alignment with FCA requirements and Consumer Duty. Develop a strong, commercially minded and ... leading and developing Compliance teams. Strong knowledge of Consumer Duty, FCA regulation and governance. Confidence engaging with senior executives, Boards and ...
Company: Actus Search
(2 weeks ago)
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Location: Uttoxeter
... . Act as a technical referral point for the team. Ensure FCA compliance and adherence to company procedures. Identify opportunities to improve ... with a focus on delivering positive outcomes. Good understanding of FCA regulations and compliance. High attention to detail and strong commercial ...
Company: NJR Recruitment
(2 weeks ago)
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Location: London
... , Github CopilotKnowledge of working in a regulated environment (e.g. FCA, PRA, GDPR) and awareness of global insurance regulatory requirements.Good ...
Company: howden group holdings
(2 weeks ago)
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Location: London
... equivalent. Knowledge of financial services regulations and frameworks, including PRA, FCA, DORA, NIS2, ISO 27001, and NIST. Understanding of emerging technologies ...
Company: Accenture
(2 weeks ago)
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Location: Greater Manchester
... governance.Previous experience of working within a regulated environment – including FCA, PRA interaction and relationship. Ability to represent Transport LBG in ...
Company: Lloyds Banking Group
(2 weeks ago)
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Location: London
... qualifications. This is a Certified Person role and requires an FCA qualification.I am good at:Learning quickly and taking ownership ...
Company: Investec
(2 weeks ago)
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Location: London
... regulatory expectations, including NIST, ISO 27001, CIS, NIS2, DORA, PRA, FCA, and other applicable requirements.Produce high-quality client deliverables including ...
Company: Accenture
(2 weeks ago)
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Location: London
... , and Outlook.Comprehensive knowledge of EB products, market trends, and FCA-regulated environments.Team player who thrives in a dynamic setting ...
Company: pib Group
(2 weeks ago)
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Location: London
... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules.Key Responsibilities:Client service and ...
Company: Arbuthnot Latham
(2 weeks ago)
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Location: London
... work towards, a relevant risk or compliance qualificationAn understanding of FCA rules such as PRIN, ICOBS, SYSC, PROD and SUP SupervisionExcellent ...
Company: Davies
(2 weeks ago)
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