Job search

... Compliance Officer to lead the compliance framework, ensuring adherence to FCA regulations. The ideal candidate should possess over 10 years of ...

Company: Ant Group (2 weeks ago)

... within permissions. The ideal candidate will have prior experiences with FCA authorisation, strong knowledge of financial crime obligations, and the ability ...

Company: Allocator One (2 weeks ago)

... for managing client relationships, ensuring service quality, and delivering against FCA regulatory obligations. The firm offers a dynamic environment where compliance ...

Company: CLARC Recruitment (2 weeks ago)

... experience in general insurance and in-depth knowledge of the FCA handbook and Consumer Duty. An excellent base salary and bonus ...

Company: HFG Insurance Recruitment (2 weeks ago)

... iSAM Funds and iSAM Securities. iSAM Securities regulated by the FCA, SFC, and CIMA registered, is a leading algorithmic trading firm ...

Company: Isamcapitalmarkets (2 weeks ago)

... law. HR compliance experience within a regulated banking environment, including FCA/PRA, SM&CR, employment law and compliance/controls. Ability ...

Company: Ford Credit (2 weeks ago)

... to oversee daily client money reconciliations and ensure compliance with FCA regulations. The ideal candidate will have at least 3 years ...

(2 weeks ago)

... achieving excellence, managing a sales team effectively, and adhering to FCA regulations. A competitive salary ranging from £35,000 to £40 ...

Company: Driven Motor Jobs Limited (2 weeks ago)

... oversee regulatory compliance and risk obligations. You will drive the FCA authorisation process and support appointed representatives while ensuring all compliance ... are adopted. This hands-on role requires prior experience with the FCA, a pragmatic mindset, and a deep understanding of financial crime ...

Company: Allocator One Group (3 weeks ago)

... experience in financial services compliance and a strong understanding of FCA requirements. This hybrid position offers an opportunity to make a ...

Company: Konexo (3 weeks ago)

... former social worker in 1994, Foster Care Associates (FCA) is an established fostering agency which forms part of ... complaints and representation procedures as detailed in the FCA policies and procedures Provide and record regular supervision to ... allocated Foster Parents in line with FCA's Operational Standards Work in partnership in a ...

Company: The FCA Job type: permanent (3 weeks ago)

... (typically 8+ years) in risk management within FCA regulated financial services, with demonstrable exposure to CFD ... or leveraged derivatives businesses Deep working knowledge of FCA regulatory expectations for risk management under SYSC, ... UK regulatory accountability (Desirable) Experience with FCA expectations for oversight of outsourced critical or ...

Company: capital.com (3 weeks ago)

... typically 8+ years) in risk management within FCA regulated financial services, with demonstrable exposure to CFD ... or leveraged derivatives businesses Deep working knowledge of FCA regulatory expectations for risk management under SYSC, ... of UK regulatory accountability Desirable Experience with FCA expectations for oversight of outsourced critical or ...

Company: capital.com (3 weeks ago)

... and finalise complaints appropriately and in accordance with FCA DISP regulations. Conduct effective root cause analysis ... to the business and ensure implementation. Co-ordinate FCA Reporting, including: liaising with the business to ... relevant compliance regulatory information and upload to My FCA in preparation for the Compliance Manager's assessment ...

Company: Red Recruitment Job type: permanent (3 weeks ago)

... commercial outcomes while meeting customer needs and FCA Consumer Duty requirements. Key responsibilities include: ... product improvements Ensuring products remain compliant with FCA regulations and Consumer Duty Supporting and ... financial services product management Strong understanding of FCA requirements and Consumer Duty Confident managing ...

Company: Lloyd Recruitment - East Grinstead Job type: permanent (3 weeks ago)

... of civil recovery procedures, County Court processes, and FCA regulatory requirements, ensuring all recovery activity is compliant ... accounts in line with company policies and FCA regulations Conduct outbound and inbound contact with ... documentation using internal systems Ensure full compliance with FCA Consumer Credit Sourcebook (CONC), GDPR, and ...

Company: Red Recruitment Job type: permanent (3 weeks ago)

... law, banking standards, and internal policies. Key Regulatory Responsibilities Hold FCA Senior Management Functions: SMF16 - Compliance Oversight SMF17 - Money Laundering Reporting ... . Develop and maintain compliance policies and monitoring programmes. Liaise with FCA, PRA, and other regulators. Investigate fraud, misconduct, and compliance breaches ...

Company: CER FINANCIAL LTD (3 weeks ago)

... relevant regulators and external stakeholders (including the FCA where applicable). Develop, implement, and maintain ... regulatory and AML frameworks, including EMRs, PSD2, FCA Handbook, MLR 2017, and JMLSG guidance. ... submitting regulatory returns and compliance reporting (including FCA‑related reporting where applicable). Excellent leadership skills ...

(3 weeks ago)

... reviews to improve and grow. Maintain compliance with FCA, Consumer Duty, and Evlo’s internal service ... future arrears activity. Awareness and practical application of FCA regulations when helping customers in arrears. Evidence ... Sound understanding of financial hardship and regulatory expectations (FCA, Consumer Duty, TCF). High accuracy in record- ...

Job type: permanent (3 weeks ago)

... quality, compliant financial advice in line with FCA requirements and internal procedures Build and maintain trusted ... Maintain competent adviser status in line with FCA and firm requirements Keep up to date with ... , protection and estate planning Good understanding of FCA regulations, compliance requirements and record-keeping standards Experience ...

Company: Service Care Solutions Job type: permanent (3 weeks ago)