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... firms, brokers and capital markets participants on FCA and SEC regulatory obligations, prudential frameworks and ... firms Provide senior regulatory advice covering FCA and SEC obligations Oversee compliance monitoring programmes ... navigate regulation with confidence and clarity. From FCA authorisation to ongoing compliance, prudential oversight ...

Company: Cosegic Job type: permanent (3 weeks ago)

... finance solutions, value-added products, and ensuring FCA compliance throughout. Coach and support the team ... . Desirable : Familiarity with motorcycles is preferred. FCA Accreditation would be beneficial. Benefits: Netflix Membership Discounted ... are authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities ...

Company: SuperBike Factory Job type: permanent (3 weeks ago)

... environment, with strong knowledge of consumer products, FCA regulatory expectations and second line operating models. Key ... support on regulatory compliance matters (e.g., FCA Handbook, SYSC, Consumer Duty) Responding to advisory ... banking or building societies In‑depth understanding of FCA regulations, SYSC, Consumer Duty and regulatory interpretation ...

Company: BDO LLP Job type: contract (3 weeks ago)

... of various lines of Commercial insurance, whilst ensuring full FCA compliance. Working with a dynamic and energetic team, ... portfolio Ensuring all business activity fully complies with FCA regulation and company procedures Handle any complaints in ... products Experience of working to high standards of FCA compliance I.T. skills including use of an ...

Company: NRG. (3 weeks ago)

... Maximising profitability through finance, insurance, and add-on products Ensuring FCA compliance and adherence to company procedures Delivering an exceptional, professional ... skills Professional, credible and comfortable working in a premium environment FCA accredited This is a rare opportunity to join a major ...

Company: The Solution Automotive Limited Job type: permanent (3 weeks ago)

Medical Underwriter, Stirling, Hybrid Summary of the role A FCA regulated life & pensions service provider are seeking a dedicated ... of procedures and technical standards . Good knowledge of relevant legislation, FCA principles, in particular, Consumer Duty . Reasonable Adjustments: Respect and equality ...

Company: Sanderson Recruitment Job type: permanent (3 weeks ago)

... -life care. Here to help whenever you need us. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited Job type: permanent (3 weeks ago)

... -of-life care. Here to help, whenever you need. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited Job type: permanent (3 weeks ago)

... , 1:1 meetings, and development sessions to support performance. Maintaining FCA compliance and ensuring all processes meet regulatory and company standards ... . Excellent coaching and mentoring skills. Strong understanding of sales processes (FCA experience desirable). Confident decision‑making and outstanding organisational skills. Ability ...

Company: Usay Compare Job type: permanent (3 weeks ago)

... act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in ...

Company: Get-Recruited (UK) Ltd Job type: permanent (3 weeks ago)

... care. Here to help, whenever you need. FCA Statement We're regulated by the FCA, so some roles may be subject to ...

Company: Dignity Funerals Limited (3 weeks ago)

... -of-life care. Here to help, whenever you need. FCA Statement The FCA regulates us so that some roles may be subject ...

Company: Dignity Funerals Limited (3 weeks ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant.About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (3 weeks ago)

... conversant with Company Procedures manual and the requirements of the FCA Rules and to implement and maintain procedures as stipulated. Carry ... duties and processes in accordance with the Rules of the FCA and any other applicable Codes of Practice. What’s on ...

Company: Brown & Brown UK (3 weeks ago)

... Own recurring regulatory financial and capital filings in line with FCA and Bank of England requirements Lead regulatory capital reporting and ... clearing house, exchange, custodian or securities depository Direct experience with FCA‑regulated entities and regulatory capital reporting Comfort implementing and owning ...

Company: ClearToken Job type: permanent (3 weeks ago)

... , and capital allocation Ensure full compliance with regulatory frameworks (EMI, FCA) and manage audits and regulator interactions Supervise safeguarding, client funds ... , and schemes (e.g., Visa / Mastercard) Deep understanding of EMI/FCA regulations, safeguarding, and regulatory reporting Experience with financial planning, scaling ...

Company: Evotym Job type: permanent (3 weeks ago)

... lead engagements with investment firms, offering senior regulatory advice on FCA and SEC obligations. The ideal candidate will have experience in ... financial services and strong technical knowledge of FCA regulations. You will oversee compliance monitoring, lead client relationships, and ...

Company: Cosegic Job type: permanent (3 weeks ago)

... customer-first car buying journey. This is an office-based, FCA-regulated sales role, ideal for someone with expe... JBLK1_UKTJ ...

Company: CarFinance 247 (3 weeks ago)

... development initiatives and collaborate with colleagues Ensure full compliance with FCA regulations, internal policies, and CPD requirements Maintain accurate client records ...

Company: The Administration Hub Limited Job type: permanent (3 weeks ago)

... communication and coaching skills Good knowledge of compliance (e.g. FCA, GDPR, Health & Safety) A passion for helping customers find ...

Company: 360 Resourcing Job type: permanent (3 weeks ago)