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... team will be in touch. As a businessregulated by the FCA we would advise you to familiarise yourself with theconduct regulations ...

Company: St. James’s Place (1 day ago)

... . Strong understanding of risk frameworks, governance and regulatory expectations (PRA/FCA). Track record of providing effective challenge and influencing senior stakeholders ...

Company: Ageas (1 day ago)

... work with integrity and openness, complying at all times with FCA requirements Preferably educated to a degree level Preferably ACII qualified ...

Company: CIH International Housing Group (1 day ago)

... building long‑term confidence in their financial wellbeing. As an FCA‑regulated firm, we’re united by a shared commitment to ...

Company: Successionwealth (1 day ago)

... excellent stakeholder management skills. Understanding of regulatory frameworks such as FCA Market Abuse Regulation is essential. Opportunity to shape innovative solutions ...

Company: Marlin Selection Recruitment (1 day ago)

... skills. Understanding of financial markets or trading systems. Knowledge of FCA Market Abuse Regulation. Experience in performance optimisation and profiling. Familiarity ...

Company: Marlin Selection Recruitment (1 day ago)

... PQE with a strong focus on financial services regulation, including FCA guidelines. You will act as a key adviser, assist various ...

Company: hackajob (1 day ago)

... client relationships, assessing their investment objectives, and ensuring compliance with FCA regulations. Ideal candidates will have a Level 7 Chartered Wealth ...

Company: Quilter Cheviot (9 hours ago)

... achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities Client Management Managing ...

Company: Arbuthnot Latham (9 hours ago)

... internal policies. Deliver suitability letters and reports in line with FCA standards. Leadership & Support Provide strategic leadership to paraplanners, associate ...

Company: Schroders (9 hours ago)

... , and conducting risk assessments. Applicants should have experience in an FCA regulated environment and possess strong knowledge of operational risk and ...

Company: Ultimate Banking Ltd (9 hours ago)

... .Working knowledge of the UK regulatory environment, including the PRA, FCA and principles‑based oversight.Awareness of current underwriting and market ...

Company: Lloyd (9 hours ago)

... in risk, controls or financial crime operational roles within an FCA regulated environment is essential. Strong knowledge of non-financial risk ...

Company: Ultimate Banking Ltd (9 hours ago)

... lead on business case preparation and review Profile High growth, FCA regulated FinTech scaleup experience Highly effective business partner with extensive ...

Company: Talentedge Exec (formerly Talentarc) (9 hours ago)

... , controls, quality assurance or operational oversight teams. Strong understanding of FCA expectations relevant to customer operations, including Consumer Duty and complaint ...

Company: AJ Bell (9 hours ago)

... to standards, Health & Safety, cash management, security, stock management, FCA compliance, refunds and discounts. What's in it for you ...

Company: Virgin Media O2 (9 hours ago)

... . Qualifications & Skills 5+ years’ experience in a regulated PRA/FCA banking or financial services environment. Strong experience in liquidity risk ...

Company: Rothstein Recruitment (9 hours ago)

... finance, providing tailored solutions to support business goals. As an FCA-regulated organization, H2H delivers reliable and clear support for businesses ...

Job type: internship (9 hours ago)

... tax optimisation initiatives. Regulatory Reporting: Provide senior oversight of PRA, FCA, BoE returns, and Pillar 3 disclosures. Act as escalation point ...

Company: OakNorth (9 hours ago)

... duty is essential Experience of interacting with UK regulators, particularly FCA, is preferred Experience of interacting and building relationships with c ...

Company: Capital One (Europe) Plc (9 hours ago)