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... as a key liaison in respect of the firm’s FCA Appointed Representative obligations. The successful candidate will be a seasoned ...

Company: Major, Lindsey & Africa (2 weeks ago)

... full compliance with Willis Towers Watson guidelines, broking governance, and FCA requirements Act as an expert user of all relevant broking ...

Company: WTW (2 weeks ago)

... Head. The role involves managing business operations, ensuring compliance with FCA regulations, and leading a team of advisers. Candidates should have ...

(2 weeks ago)

... to manage complex issues. This position involves compliance with the FCA and PRA Certification Regime, requiring proper assessments for Certified Roles ...

Company: Citibank (Switzerland) AG (2 weeks ago)

Agency FCA - WAFH - (Cafcass) - Lincoln/Peterborough Please note that only Social ... with Cafcass to recruit an experienced Agency Family Court Adviser (FCA) to support Work After First Hearing (WAFH) across Public ... pay and flexibility of office base. Role Details Role: Agency FCA - WAFH (Public & Private Law) Client: Cafcass Location: Peterborough ...

Company: Caritas Recruitment Job type: contract (3 weeks ago)

Agency FCA - WAFH - (Cafcass) - Peterborough/Lincoln Please note that only Social ... with Cafcass to recruit an experienced Agency Family Court Adviser (FCA) to support Work After First Hearing (WAFH) across Public ... pay and flexibility of office base. Role Details Role: Agency FCA - WAFH (Public & Private Law) Client: Cafcass Location: Peterborough ...

Company: Caritas Recruitment Job type: contract (3 weeks ago)

... hour Cafcass is currently seeking an experienced Family Court Adviser (FCA) to join their team on a temporary agency basis. This ... with responsibility for cases across Sussex and Surrey. As an FCA, you will play a critical role in representing children's ...

Company: Caritas Recruitment Job type: contract (3 weeks ago)

... , procedures, and controls · Liaise with the FCA and other regulatory bodies as required · Review ... regulated firm · Strong knowledge of FCA requirements · Hands-on experience with FCA applications and regulatory filings · ... to manage multiple deadlines · Proven experience managing FCA authorisations (essential) · Familiarity with sectors such ...

Company: LJ Recruitment Job type: permanent (3 weeks ago)

... arising from inadequate client assets arrangements across FCA regulated firms. The team leads on strengthening ... skills, enabling delivery through others across the FCA and with external partners, supporting crisis preparedness ... and resolution scenarios. The FCA is committed to achieving greater diversity across all ...

Company: Financial Conduct Authority Job type: permanent (3 weeks ago)

... Incorporate regulatory requirements and best practices into feature design, including FCA process considerations. * Draft clear and comprehensive product specifications for engineering ... knowledge of compliance frameworks and familiarity with Financial Conduct Authority (FCA) processes and expectations. * Experience engaging with regulators or ...

Company: ST TALENT LTD Job type: permanent (3 weeks ago)

... Compliance Ensure all client advice, recommendations, and documentation comply with FCA regulations and internal policies. Take ownership for maintaining high standards ... planning principles, products, and investment solutions. In-depth knowledge of FCA regulations, compliance requirements, and reporting. Demonstrated success in delivering tailored ...

Company: RecruitAbility Ltd Job type: permanent (3 weeks ago)

... Compliance Ensure all client advice, recommendations, and documentation comply with FCA regulations and internal policies. Take ownership for maintaining high standards ... planning principles, products, and investment solutions. In-depth knowledge of FCA regulations, compliance requirements, and reporting. Demonstrated success in delivering tailored ...

Company: RecruitAbility Ltd Job type: permanent (3 weeks ago)

... Communicating with customers by phone and email Working within FCA and compliance guidelines Meeting SLA, quality, and ... Minimum 12 months complaints handling experience in a UK FCA-regulated financial services role (essential) Strong written ... Structured training and ongoing support If you have FCA complaints experience and are looking for your next ...

Company: CCA Recruitment Group Job type: permanent (3 weeks ago)

... growing compliance consultancy helping UK businesses navigate FCA authorisations and ongoing regulatory requirements. They ... providing coaching and guidance . Oversee delivery of FCA authorisation projects and other compliance services . Work ... operational leadership experience with a solid understanding of FCA compliance. You will likely have: . Proven ...

Company: Workforce Staffing Ltd Job type: permanent (3 weeks ago)

... improve internal processes and operational efficiency Adhere to FCA and PRA regulatory requirements including MiFID II, COBS ... , GDPR, and internal policies Comply with FCA Certification and Conduct Rules at all times Maintain ... and technical analysis skills Strong understanding of FCA regulations and suitability requirements Ability to manage ...

Company: TEMPLEGATE RECRUITMENT LIMITED Job type: permanent (3 weeks ago)

... and performance reviews * Ensure all activity is compliant within an FCA‑regulated environment * Monitor customer interactions to ensure adherence to the ... -14 or more customer experience agents * Experience working in an FCA‑regulated environment * Solid understanding of the Consumer Rights Act * Confident ...

Company: CCA Recruitment Group Job type: permanent (3 weeks ago)

... in-depth research and relationship management. * Ensure all documentation is FCA-compliant and audit-ready. * Oversee and quality-check reports produced ... tools. * Strong compliance focus and an in-depth knowledge of FCA regulations. * Advanced written and verbal communication skills. * High level of ...

Company: CV Elite Limited Job type: permanent (3 weeks ago)

Axon Moore are working with a fast-growing, FCA-regulated finance provider within the leisure sector. With strong growth ... a smooth and compliant process Ensure all activity aligns with FCA requirements and Treating Customers Fairly principles Experience and Skills Experience ...

Company: Axon Moore Job type: permanent (3 weeks ago)

... -Money Laundering (AML) regulations and all applicable Financial Conduct Authority (FCA) requirements. Deal Execution & Administration Manage FX contract administration and ... attention to detail. Understanding of regulatory requirements, including AML and FCA frameworks (or willingness to develop this knowledge). Commercially driven and ...

Company: Ten2Two Ltd (3 weeks ago)

... new/used vehicle, finance, warranty or insurance products Adhere to FCA guidelines at all times Produce and explain finance quotes and ... as a Sales Transaction Controller Previous experience working in an FCA regulated environment Excellent customer service skills at all times Have ...

Company: Octane Recruitment (3 weeks ago)