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... and support teams to deliver an outstanding client experience. Maintain FCA competency standards and professional qualifications. Keep abreast of technical, legislative ...

Company: Energy Jobline CVL Job type: permanent (1 day ago)

... integration (eg NetBox). Experience producing HLD/LLD documentation aligned to FCA/PRA regulated delivery standards, with decisions traceable to requirements and ...

Company: Energy Jobline ZR Job type: permanent (1 day ago)

... , Trading, Broking, Capital Markets or Market Infrastructure businesses.Knowledge of FCA and other relevant regulatory frameworks applicable to wholesale financial markets ...

Company: Energy Jobline ATTB Job type: permanent (1 day ago)

... impacts.Build and maintain relationships with regulators (Ofgem, ACER, the FCA), industry bodies, and peers — staying ahead of regulatory change to ...

Company: Energy Jobline ATTB Job type: permanent (1 day ago)

... Do Be our day-to-day contact with the FCA: authorisation process, queries, notifications and regulatory returns. ... requests Review products, marketing and financial promotions against FCA rules Deliver staff training and report regularly to ... English Nice to Have Hands‑on experience with an FCA authorisation or variation application, ideally for an e ...

Company: Juuli (1 week ago)

... Edinburgh. You will oversee the firm’s regulatory strategy, ensure FCA-driven governance and lead a team to maintain high compliance ... standards. The role focuses on managing FCA-regulated activities, SMF16 oversight, and liaising with the regulator while ...

Company: Lewis Paige (1 week ago)

... & Compliance Director to own the regulatory framework across its FCA-regulated activities in Glasgow/Edinburgh. Hybrid working offers senior leadership ... , compliance and regulatory framework, overseeing SMF16, and coordinating with the FCA on submissions, reporting and supervisory engagements. A strategic, influential leader ...

Company: QED Legal Recruitment Limited (1 week ago)

... , seeks a dedicated MLRO and head of compliance to drive FCA authorisation for an e-money license. You will build the ...

Company: Juuli (1 week ago)

... REP025, REP008, complaints reporting and the Firm Details Attestation. Manage FCA notifications, regulatory correspondence and responses to enquiries. Oversee financial crime ... for an experienced compliance professional with a strong understanding of FCA regulation, particularly within principal firms and Appointed Representative networks. ...

Company: Consult (1 week ago)

... services regulatory experience, including at least one FCA authorisation or variation of permission that you ... analysis to decision. Direct, personal interaction with the FCA: correspondence, meetings and representation that you led ... perimeter experience. Engagement with the 2025–26 FCA cryptoasset consultations is highly relevant. Ability to ...

Company: OnHires (1 week ago)

... across the organisation. Ensure ongoing compliance with FCA regulations, including Consumer Duty, SMCR and relevant ... regulatory compliance and maintaining effective relationships with the FCA. Lead and develop the risk and compliance ... compliance professional with a strong understanding of FCA regulations and the ability to operate effectively ...

Company: Avenue Scotland Job type: permanent (1 week ago)

... compliance contact for the Financial Conduct Authority (FCA) in relation to the broking operations. Undertake ... the SMF16 Compliance Oversight function with the FCA, where applicable. Chair the broking Risk Committee ... processes. Maintain open and cooperative relationships with the FCA, the Prudential Regulation Authority (PRA) and other ...

Company: Pave Talent Partners Job type: permanent (1 week ago)

... and remittance platform. You’ll combine deep FCA expertise with a pragmatic, commercial mindset, acting ... CRA) and oversee transaction monitoring and investigations. Manage FCA and regulatory communications, acting as the firm’s ... in a early stage startup; Strong understanding of FCA expectations in regulated, high-growth environments. Comfortable ...

(1 week ago)

... is handled professionally, fairly and in line with FCA regulations. This is an excellent opportunity for ... and well-reasoned final response letters in line with FCA requirements. Assess evidence, identify root causes and ... and drafting final response letters. Good knowledge of FCA complaint-handling requirements. Strong analytical, investigative and ...

Company: SVB Solutions Job type: permanent (1 week ago)

... a case has been terminated using an understanding of FCA guidance Assessing and reviewing live caseloads to ensure ... and qualifications Must have a good understanding of the FCA Ideally held a similar position within the Motor Finance ... people with experience in Asset Recovery, familiar with FCA regulations and experience as a lender in recoveries or ...

Company: Fraser Recruitment Job type: permanent (1 week ago)

... tech with robust compliance, we operate in an FCA-regulated space. Our standard OTE is £80k, ... Achieve your targets and revenue objectives in a fully FCA-compliant manner. Why Our Manchester Office Works: This ... Compliance Edge: Direct, verifiable experience working within an FCA-regulated insurance or financial services environment. The Data Mindset ...

Company: The Portfolio Group Job type: permanent (1 week ago)

... and Cboe Europe B.V, engaging directly with the FCA, AFM and ESMA as required. Travel requirement: approximately ... exchange, or other regulated financial services firm operating under FCA and/or AFM/ESMA oversight. A strong working knowledge ... regulation (including MiFID II/MiFIR, EMIR and DORA), the FCA Handbook (in particular MAR, SYSC and SUP) and ...

Company: Cedar Cares, Inc (1 week ago)

... s regulatory requirements at all times, complying with the FCA regulations and guidelines. Operate as a role model for ... knowledge of the risk and compliance requirements associated with this FCA Certification (preferred – but can be achieved in the ... care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Marex (1 week ago)

... on MiCA (Markets in Crypto-Assets Regulation), UK FCA requirements, and licensing strategies across multiple jurisdictions. Corporate ... for crypto innovation, with the Financial Conduct Authority (FCA) actively developing a sandbox for digital assets. Meanwhile ... . Mention your familiarity with MiCA or the FCA's approach to digital assets if you have ...

(1 week ago)

... Advise on regulatory perimeter issues, including interaction with FCA guidance, EU MiCA framework, and cross-border ... brokers and wealth platforms, including: MiFID II FCA Rules EMIR Support regulatory analysis relating to ... propositions Support engagement with regulators (e.g. FCA) and regulatory change initiatives Wealth Management Products & ...

Company: CMC Markets (1 week ago)