Total result: 920
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£120,000 - 180,000
Location: Greater London
... approved risk appetite, ensuring compliance with UK regulatory expectations including FCA Consumer Duty, Operational Resilience, Financial Crime and safeguarding regulations applicable ...
Company: PayPal
(6 days ago)
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£150,000 - 190,000
Location: City of Edinburgh
... within retail wealth management or financial advice businessesDeep understanding of FCA regulatory requirements applicable to wealth management, financial advice and retail ...
Company: Lloyds
(6 days ago)
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£120,000 - 190,000
Location: Birmingham, Hybrid
... , and a proven ability to lead teams, manage regulatory expectations (FCA/SM&CR), and deliver #J-18808-Ljbffr Remote working ...
Company: Succession Wealth
(6 days ago)
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881.000 - 1.196.000
Location: Greater London
... external audits and regulatory inspections. About You Strong knowledge of FCA and insurance market regulatory requirements. Experience within insurance broking, MGA ...
Company: Harrison Holgate
(6 days ago)
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£180,000 - 260,000
Location: Greater London
... . You will own the 2LOD operational risk program, engage with FCA/NFA, and oversee RCSA, KRIs, incident management, and regulatory reporting ...
Company: StoneX Group
(6 days ago)
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£120,000 - 180,000
Location: Glasgow
... the business. You will work with senior stakeholders to ensure FCA obligations are met, including SMF16 responsibilities and supporting the LMRO ...
Company: Avenue Recruitment
(6 days ago)
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£120,000 - 190,000
Location: Birmingham
... markets, competitors, and the wider financial industry Ensure compliance with FCA standards for CPD and market standards Meet targets and create ...
Company: FRP Advisory
(6 days ago)
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£140,000 - 200,000
Location: Greater London
... process, drive capital adequacy assessments, and ensure regulatory submissions meet FCA standards. You will translate complex requirements into robust capital planning ...
Company: IG Group
(6 days ago)
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£65,000 - 90,000
Location: Tunbridge Wells
... the AXA Group Standards, Sustainability Underwriting Guidelines, Underwriting Guides, and FCA regulation on pricing practices and fair value. Work arrangements: At ...
Company: AXA
(6 days ago)
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£65,000 - 85,000
Location: Greater London
... new internal tooling, and refine team processes. Ensure regulatory compliance (FCA principles, treating customers fairly) across all customer interactions and team ...
Company: Napo Pet Insurance
(6 days ago)
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£180,000 - 260,000
Location: Greater London
... embedded finance landscape—including regulatory shifts like PSD3 or UK FCA guidelines—so you can proactively advise clients on market trends ...
Company: Marqeta, Inc.
(6 days ago)
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£120,000 - 180,000
Location: Greater London
... product and engineering teams. The role involves liaising with the FCA and PRA, contributing to governance forums and managing external counsel ...
Company: Fry & Brown
(6 days ago)
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£120,000 - 180,000
Location: Greater London
... with Legal, Procurement, IT and Compliance to implement DORA requirements, FCA PS26/2, and ongoing regulatory reporting, strengthening control environments and ...
Company: Cedar Cares, Inc
(6 days ago)
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£180,000 - 300,000
Location: Greater London
... SMF17 function. Extensive knowledge of the UK regulatory environment, including FCA and PRA expectations applicable to banking and wealth management businesses ...
Company: Deutsche Bank AG
(6 days ago)
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£120,000 - 180,000
Location: Greater London
... , Risk, Audit, Business or a related field. Experience supporting DORA, FCA, SEC, ESMA or other regulatory or client assurance reviews. Experience ...
Company: London Stock Exchange Group
(6 days ago)
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£55,000 - 75,000
Location: Greater London
... within the financial services industry and is regulated by the FCA and PRA. We are therefore looking for someone with experience ...
Company: Pension Insurance Corporation
(6 days ago)
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£120,000 - 180,000
Location: Greater London
... regulation, support product and engineering teams, and deal with the FCA and PRA where needed. The role includes input to governance ...
Company: Fry & Brown
(6 days ago)
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£60,000 - 90,000
Location: Greater London
... laws and regulations, such as those from the SEC, FINRA, FCA, ESMA, etc. Ensure that surveillance activities align with current regulations ...
Company: Compliance Professionals
(6 days ago)
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£120,000 - 180,000
Location: Greater London
... requirements and translate these in control requirements. Strong knowledge of FCA requirements and regulatory expectations, including Pensions & ISA regulations, Suitability ...
Company: Testing Site - JPMC
(6 days ago)
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£54,000 - 66,000
Location: Swindon, Hybrid
... structured hybrid pattern to balance client service with personal development. FCA regulatory knowledge and CII progression are desirable. #J-18808-Ljbffr ...
Company: Cameron James Professional Recruitment
(6 days ago)
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