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£100 - 125
Location: North Shields
... compliant in all areas of Health and Safety, finance, sales, FCA Regulations, GDPR, and stock control. Create a safe, comfortable, and ...
Company: Oak Furnitureland
(1 day ago)
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£100 - 125
... a small team of market analysts, and full compliance with FCA Conduct Rules. Qualifications Actuarial or pricing qualification (or equivalent experience ...
Company: Animal Friends Pet Insurance Ltd
(1 day ago)
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£100 - 125
Location: Greater London
... fund. You will oversee the compliance framework in line with FCA requirements, advise investment teams on trading regulations, and manage regulatory ...
Company: OCR Alpha
(1 day ago)
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£100 - 125
Location: Greater London
... . Experience with the UK and other global regulators. Knowledge on FCA, EBA & CSSF requirements. High personal resilience and a self ...
Company: PayPal
(1 day ago)
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£100 - 125
Location: Sleaford
... meet regulatory obligations Risk, Governance and Compliance: Act as an FCA Certified person, upholding the highest standards of compliance and conduct ...
Company: The Ardonagh Group
(1 day ago)
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£100 - 125
Location: London
... the following: Familiarity with Lloyd's of London, PRA and FCA Experience with LexisNexis and Dow Jones Policy documentation or; Conduct ...
Company: LHH
(1 day ago)
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£100 - 125
Location: Greater London
... to background checks, including DBS and financial checks, to meet FCA regulatory standards. If you require any reasonable adjustments or have ...
Company: Vodafone
(1 day ago)
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£100 - 125
Location: City Of London
... teams In-depth knowledge of UK regulatory expectations (e.g. FCA / PRA) Professional certifications such as ACAMS or ICA desirable Skills ...
Company: Marks Sattin
(1 day ago)
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£100 - 125
... Doing Acting as the cryptoasset SMF16 in the UK under FCA authorisation and supervision Developing and executing a world-class compliance ...
Company: Revolut
(1 day ago)
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Location: London
... . Bachelor's degree in a relevant discipline. CFA, IMC, or FCA approval is a plus but not required. Why This Role ...
Company: Dragon Capital
(6 days ago)
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Location: Cardiff
... financial services (motor finance experience desirable). • A strong understanding of FCA and FOS regulatory frameworks, including Consumer Duty, DISP, Treating Customers ...
Company: Stellantis Financial Services UK, Germany and Austria
(6 days ago)
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Location: London
... / expat mortgages (highly desirable) CeMAP qualified – highly desired Knowledge of FCA compliance, KYC, AML processes Confident using CRM systems, lender portals ...
Company: Pure Resourcing Limited
(6 days ago)
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Location: London
... /all of MiFID II, EMIR, PSD2, FSMA, CSDR and the FCA / PRA Handbook; Investment banking experience, ideally encompassing product knowledge, Experience ...
Company: Arbuthnot Yon
(6 days ago)
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Location: England
... the team. • Ad hoc tasks as required• Comply with the FCA’s conduct (and senior conduct) and Consumer Duty rules and ...
Company: The Actuary Group
(6 days ago)
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... stakeholders Strong presentation, negotiation and relationship-building skills Understanding of FCA regulation and compliant client delivery If this role isn’t ...
Company: Capio Recruitment
(5 days ago)
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Location: City Of London
... . Governance & Compliance Ensure compliance with Lloyd’s Minimum Standards, FCA requirements, and internal risk frameworks. Oversee due diligence, audits, and ...
Company: HFG Insurance Recruitment
(5 days ago)
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Location: Leeds
... for: Experience in the insurance or legal sectors Familiarity with FCA Conduct Rules or regulatory standards in underwriting A desire to ...
Company: The Graduate Project
Job type: internship
(5 days ago)
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Location: Guildford
... information. Other Obligations Maintain competent adviser status in line with FCA requirements. Complete all mandatory and regulatory training within required timeframes ...
Company: Pavilion Recruitment Solutions
(5 days ago)
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Location: Greater London
... as required Risk Management & Compliance · Operate in line with FCA regulatory requirements and internal compliance policies · Maintain accurate and complete ...
(5 days ago)
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Location: London
... . Regulatory Awareness: An understanding of the regulatory landscape (e.g., FCA requirements) would be advantageous in contextualising material. What's on ...
Company: Brown & Brown UK
(5 days ago)
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