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... , exercise judgement and take ownership of assignments Experience working with FCA regulated clients would be advantageous Strong Excel and general IT ...

Company: TPF Recruitment Job type: permanent (1 month ago)

... 2017, including related regulatory submissions and notifications.Lead engagement on FCA correspondence, submissions, inspections, and thematic reviews.Own horizon ... requirements, and associated regulatory reporting.Direct experience interacting with the FCA, including regulatory submissions, notifications, and responses to information requests ...

Company: Tide Platform (1 month ago)

... within: Motor finance Car sales (dealership or broker) Financial services / FCA-regulated environment Experience handling finance-based sales conversations, including: Affordability ... & suitability discussions Compliance-focused customer journeys Working to FCA standards and processes Proven ability to work towards targets, KPIs ...

Company: CarFinance 247 Job type: permanent (1 month ago)

... (PRA), Bank of England, Financial Conduct Authority (FCA) and other relevant regulatory authorities, as applicable. Maintain ... engagement with the PRA, Bank of England, FCA, external auditors and other relevant stakeholders. Provide ... knowledge of PRA, Bank of England and FCA regulatory requirements relevant to banking. Demonstrable hands-on ...

Company: Antal International Network (1 month ago)

... all positions are open to people with disabilities.ExperienceFIA (or FCAS) with a couple years of Pricing experience in P& ... EducationFIA (Fellow of the Institute and Faculty of Actuaries) or FCAS (Fellow of the Casualty Actuarial Society)Degree in Mathematics, Actuarial ...

Company: SCOR Global Life (1 month ago)

... achieving good outcomes for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionKey Responsibilities:Security Operations ... 3rd-party risk management.Understanding of ISO 27001, NIST CSF, FCA/PRA expectations and operational resilience requirements.Strong stakeholder management, communication ...

Company: Arbuthnot Latham (1 month ago)

... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules. Job Description Key Responsibilities: Lead ... laws and regulatory frameworks, such as GDPR, Data Protection Act, FCA/PRA regulation.  Promote better use and management of data and ...

Company: Arbuthnot Latham (1 month ago)

... payment arrangements Advise on regulatory perimeter issues, including interaction with FCA guidance, EU MiCA framework, and cross-border considerations Support product ... hybrid brokerage/wealth propositions Support engagement with regulators (e.g. FCA) and regulatory change initiatives 4. Wealth Management Products & ServicesAdvise ...

Company: CMC Markets (1 month ago)

...  and corporate access opportunities. Risk and regulatory responsibilities Adhere to FCA regulatory requirements and internal policies. Demonstrate sound judgement in all ...  Degree educated or able to demonstrate equivalent professional experience. Relevant FCA regulatory qualifications, where required. A strong understanding of market conduct ...

Company: Investec (1 month ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (1 month ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup (1 month ago)

... in a compliance advisory contextGeneral compliance knowledge and familiarity with FCA regulations, MiFID and AIFM requirementsExcellent analytical, communication and stakeholder ... in a compliance advisory contextGeneral compliance knowledge and familiarity with FCA regulations, MiFID and AIFM requirementsExcellent analytical, communication and ...

Company: Goldman Sachs (1 month ago)

... maximise business opportunities.Ensure all advice and processes remain fully FCA compliant throughout the advice process.What we are looking for ... or in a similar role.CeMAP qualification.Good knowledge of FCA compliance requirements.Strong ability to convert leads and build trusted ...

Company: Additional Resources (1 month ago)

... equivalent. Knowledge of financial services regulations and frameworks, including PRA, FCA, DORA, NIS2, ISO 27001, and NIST. Understanding of emerging technologies ...

Company: Accenture (1 month ago)

... qualifications. This is a Certified Person role and requires an FCA qualification.I am good at:Learning quickly and taking ownership ...

Company: Investec (1 month ago)

... relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II CategoryStaff giving information about investment products, investment services ...

Company: SEI Investments Developments (1 month ago)

... regulatory expectations, including NIST, ISO 27001, CIS, NIS2, DORA, PRA, FCA, and other applicable requirements.Produce high-quality client deliverables including ...

Company: Accenture (1 month ago)

... , and Outlook.Comprehensive knowledge of EB products, market trends, and FCA-regulated environments.Team player who thrives in a dynamic setting ...

Company: pib Group (1 month ago)

... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules.Key Responsibilities:Client service and ...

Company: Arbuthnot Latham (1 month ago)

... Managers and Certification Regime (SM&CR), Conduct Rules, and FCA requirements.Provide strategic support to ensure smooth delivery of cross ...

Company: Houlihan Lokey (1 month ago)