Job search

... Description Our client is an independent, FCA-regulated employee benefits broker providing whole-of ... recommendation reports and advice documentation in line with FCA requirements Work alongside internal specialists and account handlers ... Live experience as a broker/consultant/adviser at an FCA-regulated intermediary, insurance broker, or IFA firm — ...

Company: Cavendish Maine (1 week ago)

... accordance with the following Conduct Rules as specified by the FCA: - You must act with integrity - You must ... - You must be open and co-operative with the FCA, PRA and other regulators - You must pay due ... or equivalent market experience. Sound understanding of Company, PRA, FCA, Lloyd's and other regulatory compliance requirements. Results-driven ...

Company: Argenta Group (1 week ago)

... organisational capability, people-risk management, and governance across a complex, FCA-regulated business. The successful candidate will bring strong HR business ... understanding of SMCR, MiFIDPRU, T&C, and FCA expectations. Working knowledge of FCA-related rules and frameworks such as SYSC, COBS ...

Company: Cameron Kennedy (1 week ago)

... Operational Resilience Manager First Line Risk / Operational Resilience / FCA / PRA Salary: Circa £85,000 + 15% Bonus ... and ensure the organisation continues to meet evolving FCA and PRA regulatory requirements. This role is ... embedding Operational Resilience frameworks Strong understanding of FCA/PRA regulatory requirements, including SS1/21 and ...

Company: TRIA (1 week ago)

... risk Keep up to date with prevailing PRA and FCA regulatory requirements and, where appropriate, respond to ... open and effective working relationship with the PRA, FCA and other regulatory bodies as required Work with ... , market and operational risks Excellent knowledge of PRA/FCA rules and guidance and experience of liaising effectively with ...

Company: Empirical Search (1 week ago)

... the firm’s compliance function, ensuring adherence to FCA regulations and the firms wider regulatory obligations Overseeing MLRO ... the ability to advise senior stakeholders Knowledge of FCA regulations, AML and KYC would be advantageous Exposure ... to FCA Regulated environments specifically banking, private credit or ...

Company: Marks Sattin (1 week ago)

... maintaining an effective T&C Scheme aligned to FCA requirements and Consumer Duty expectations. Role & ... , and competency sign-off processes. Assist with implementing FCA regulatory changes, Consumer Duty requirements, and industry best ... role within an IFA environment. Strong knowledge of FCA regulations, Consumer Duty, and T&C requirements ...

Company: Clayton Davies Job type: internship (1 week ago)

... . Conduct legal research and stay updated on FCA regulations and case law developments. Negotiate settlements ... compliance with internal policies, SRA regulations, and FCA-related standards where applicable. About you: Newly ... , or complex consumer litigation. Strong understanding of FCA regulations, financial products, and mis-selling principles. ...

Company: Ignite Talent Group (1 week ago)

... documentation, and keep scheme design compliant with the FCA Remuneration Code - deferral, malus and clawback, and ... remuneration Support Compliance on reward obligations under the FCA Remuneration Code, MIFIDPRU and SYSC 19, including ... the business grows Desirable Working knowledge of the FCA Remuneration Code, MIFIDPRU and SYSC 19, Material ...

Company: Titan Wealth (1 week ago)

... for consumers; and to comply with the FCA and PRA’s Conduct Rules. Job Description ... ensuring alignment to enterprise objectives, regulatory requirements (FCA/PRA), and organisational risk appetite, with a ... operating within financial services regulatory frameworks, including FCA/PRA requirements and operational resilience obligations. Knowledge of ...

Company: Arbuthnot Latham (1 week ago)

... role has a strong regulatory affairs focus, covering FCA, MiFID, EMIR and market abuse, alongside direct ... teams to implement new requirements Provide expert advice across FCA, MiFID, EMIR, market abuse and wider commodities ... commodities markets, particularly oil trading Proven experience across FCA, MiFID, EMIR, market abuse and direct engagement ...

Company: X4 Technology (1 week ago)

... programmesB2B customer risk framework and high-risk onboarding decisions FCA EMI and FINTRAC MSB obligations Compliance reporting to the ... - not purely banking. Current or prior MLRO at an FCA-regulated firm. Fluent English, French is a plus. Strong ... knowledge of at least two of: UK FCA/MLRs, Canada FINTRAC/PCMLTFA, or Africa BCEAO/BEAC. ...

Company: Broadgate (1 week ago)

... department. Ensure robust quality assurance and regulatory compliance (e.g. FCA, Consumer Duty). Support and develop governance reporting — timely, accurate, and ... or pricing compliance . Deep understanding of regulatory frameworks impacting pricing (FCA, pricing fairness). Experience developing or implementing governance controls to protect ...

Company: Vermelo (1 week ago)

... vehicle appraisals ·Presenting finance and insurance products in line with FCA requirements ·Ensuring all sales activity is compliant with company, manufacturer ... understanding of automotive finance and insurance products ·Good knowledge of FCA compliance requirements ·Proven ability to achieve sales, profitability and finance ...

Company: Auto Skills UK Job type: permanent (1 week ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (1 week ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant.About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (1 week ago)

... of compliance defence, ensuring adherence to processes designed to meet FCA and internal standards, with specific focus on CASS, Consumer Duty ... CREST, and the impact of custody chains * Strong understanding of FCA regulatory requirements as they apply to asset servicing, including CASS ...

Company: AJ Bell Business Solutions Limited Job type: permanent (1 week ago)

... investigate and resolve operational and accounting issues. Ensure compliance with FCA regulations, Conduct Rules, Customer Charter standards and internal policies. Support ... , ideally including Novidea and market underwriting platforms. Strong understanding of FCA regulations, compliance requirements, and conduct standards within the insurance sector ...

Company: Office Angels Job type: permanent (1 week ago)

... up-to-date understanding of pension legislation, HMRC rules, and FCA requirements. About You Previous experience within Pension Administration is essential ... highly desirable. Strong understanding of pension legislation, HMRC regulations, and FCA requirements. Excellent organisational skills with the ability to manage a ...

Company: Search Job type: permanent (1 week ago)

... and within agreed timescales Ensure all underwriting decisions comply with FCA regulation, company policy, responsible lending and risk requirements Maintain high ... , with strong credit assessment and lending judgement Good understanding of FCA regulation, responsible lending and risk requirements, with strong attention to ...

Company: Stellar Select Job type: permanent (1 week ago)