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... role encompasses guiding the regulatory compliance within the firm's FCA-licensed entities, focusing on MiFID compliance and broader regulatory requirements ...

Company: Partners Group (1 week ago)

... market operations, engaging closely with stakeholders. Key responsibilities include developing FCA's capital market priorities, enhancing supervisory strategies, and forging partnerships ...

Company: Financial Conduct Authority (1 week ago)

... of obtaining a payments license with the UK financial regulator (FCA). It will likely be 1 day per week for 6 ...

Company: RUSSAM GMS (1 week ago)

... Type II and ISO 42001 certified, and selected for the FCA's AI Live Testing programme. About the role This is ...

Company: Palindrome (1 week ago)

... involves tracking data flow, assessing vulnerabilities, and ensuring compliance with FCA guidelines. The ideal candidate will have a strong background in ...

Company: Lloyds Banking Group (1 week ago)

... , implement and maintain regulatory remuneration governance frameworks in line with FCA, PRA and EBA requirements. Manage Material Risk Taker (MRT) identification ...

Company: Societe Generale Corporate and Investment Banking - SGCIB (1 week ago)

... efficiencies Ensure all dealerships operate in line with company processes, FCA regulations, and compliance standards Develop and implement regional strategies aligned ...

Company: Career Choices Dewis Gyrfa Ltd (1 week ago)

... networking opportunities to promote the GWR Kia brand Ensure all FCA, compliance and brand standards are adhered to at all times ...

Company: Norton Way (1 week ago)

... . As well as up to date stock pricing Ensuring full FCA compliance within the Sales Department Manage and own our Customer ...

Company: Lookers plc (1 week ago)

... compliance requirements, and their application to financial products. Understanding of FCA conduct of business requirements. Ability to interpret and communicate regulatory ...

(1 week ago)

... the Complaints Department, setting strategic objectives while ensuring compliance with FCA regulations. The role combines operational excellence with a focus on ...

Company: hackajob (1 week ago)

... in vehicles and up to date stock pricing Ensuring full FCA compliance within the Sales Department Manage and own customer satisfaction ...

Company: Lookers plc (1 week ago)

... . This role requires extensive compliance experience and strong knowledge of FCA requirements. The ideal candidate will have excellent analytical and communication ...

Company: Euro Exchange Financial Group (1 week ago)

... frameworks and regulatory requirements (ISO 27001, NIST, GDPR, SOC 2, FCA). Conduct regular security risk assessments, penetration tests, and vulnerability management ...

Company: Onyx-Conseil (1 week ago)

... . This leadership role involves managing complaint handling, ensuring compliance with FCA regulations, and driving operational excellence across the organization. The ideal ...

Company: Oodle Finance (1 week ago)

... and lead the AML/CFT program. The role involves managing FCA applications and ensuring compliance with UK law, including monitoring and ...

(1 week ago)

... in security and data protection best practices needed in a FCA regulated business Some projects the team has been working on ...

Company: Capi Money (1 week ago)

... control of your branch and lead your people, whilst meeting FCA standards and delivering top‑notch customer service and creating positive ...

Company: Nationwide (1 week ago)

... experience in handling regulatory compliance matters. Experience dealing with ESMA/FCA or other regulatory bodies in the financial services sector. Previous ...

Job type: contract (1 week ago)

... day-to-day operations, oversee vehicle sales processes, and maintain FCA compliance. The package includes a competitive salary of up to ...

Company: Lookers Motor Group Limited (1 week ago)