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Location: England, England
... controls and monitoring. What We’re Looking For Knowledge of FCA Consumer Duty and conduct risk frameworks. Proven experience in a ...
Company: Vermelo RPO
Job type: permanent
(3 weeks ago)
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£35,000 - 55,000 - Annum
Location: Worcester
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
Job type: permanent
(3 weeks ago)
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£25,000 - 26,522 - Annum
Location: Rubery
... with any difficult clients, whilst referring any which fall under FCA reportable requirements Actively promote other products to cross sell across ...
Company: West Midlands and Worcestershire Perm Hub
Job type: permanent
(3 weeks ago)
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Location: Nottingham
... , risk or a similar role. Experience with regulatory reporting or FCA documentation would be beneficial. Good understanding of risk and compliance ...
Company: Kirkland Associates
Job type: permanent
(3 weeks ago)
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£30,000 - 35,000 - Annum
Location: Manchester, Greater Manchester
... monthly KPIs input & output metrics and business revenue targets. FCA-regulated insurance experience. Diary management. Ensure the pipeline is managed ...
Company: The Portfolio Group
Job type: permanent
(3 weeks ago)
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£80,000 - 120,000
Location: Greater London
... 8+ years of experience in finance / credit origination. Knowledge of FCA and PRA regulatory frameworks. Strong understanding of UK Buy-to ...
Company: Wintermann Search
(3 weeks ago)
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£90,000 - 130,000
Location: Greater London
Willis Re UK Analytics seeks a fully qualified actuary (ACAS/FCAS) to support Aviation and Aerospace, merging actuarial pricing with client‑ ...
Company: Willis Re
(3 weeks ago)
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£90,000 - 130,000
Location: Greater London
... engagement strategies. Essential Qualifications & Experience Fully qualified actuary (ACAS, FCAS) with significant experience post‑qualification in reinsurance, insurance, or advisory ...
Company: Willis Re
(3 weeks ago)
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£120,000 - 170,000
Location: Greater London
... AEMI) application, including direct engagement with the FCA. Lead the Compliance and Financial Crime functions ... Compliance Oversight and SMF17 - MLRO, subject to FCA approval where applicable. Provide direct regulatory advice, challenge ... across the organisation. Particularly Relevant Experience: Previous FCA approval as SMF16 and/or SMF17. Experience ...
Company: Altum Consulting
(4 weeks ago)
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... own BAU regulatory workstreamsDirect experience supporting regulator engagement with the FCA (or equivalent regulator), including notifications, information requests, and supervisory ... outsourcing arrangements and operational resilience compliance (e.g., the FCA/PRA operational resilience regime)Outstanding analytical, drafting, and organisational ...
Company: kraken
(4 weeks ago)
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... 2017, including related regulatory submissions and notifications.Lead engagement on FCA correspondence, submissions, inspections, and thematic reviews.Own horizon ... requirements, and associated regulatory reporting.Direct experience interacting with the FCA, including regulatory submissions, notifications, and responses to information requests ...
Company: Tide Platform
(1 month ago)
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£26,500
Location: Watford, England
... authorised and regulated by the Financial Conduct Authority (FCA Reference: 609970), established in 2013. Our Watford ... strong written communication Commitment to ethical conduct and FCA compliance standards No finance degree needed. Attitude ... listen. Fortrade Ltd is authorised and regulated by the FCA, FRN: 609970. Non-advisory, execution-only role ...
Company: Fortrade
Job type: permanent
(4 weeks ago)
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£25,999
Location: Bathampton, England
... an equal opportunity to contribute and thrive within our community. FCA Certification Regime & Conduct Rules L&C is ... breaches of the Conduct Rules will be reported to the FCA annually. Should you apply for a Certified role in ... and diligence You must be open and cooperative with the FCA, the PRA and other regulators You must pay due regard ...
Company: London & Country Mortgages
(4 weeks ago)
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Location: Newbury, Berkshire
... on VodafoneThree’s financial services activities. It translates FCA expectations into practical, proportionate and commercially viable ... governance and reporting.You’ll bring deep FCA expertise and a strong track record of ... -sharing. Who you areRegulatory Subject Matter Expert: Deep FCA expertise across CONC, ICOBS, PRIN (including Consumer ...
Company: Vodafone
(1 month ago)
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£34,999
Location: Levenshulme, England
... within: Motor finance Car sales (dealership or broker) Financial services / FCA-regulated environment Experience handling finance-based sales conversations, including: Affordability ... & suitability discussions Compliance-focused customer journeys Working to FCA standards and processes Proven ability to work towards targets, KPIs ...
Company: CarFinance 247
(1 month ago)
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Location: London
... complying with the Lloyd’s byelaw for delegated underwriting and FCA rules and guidance on material outsource providers.Prepare and, if ... including the code of conduct which incorporates the PRA and FCA Conduct Rules. Undertake relevant training on Beazley policies and procedures ...
Company: Beazley
(1 month ago)
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Location: London
... good customer outcomes, a strong conduct culture and adherence to FCA, Lloyd’s and other regulatory requirements.Key Responsibilities:-Support the ... , Governance, and regulators.Skills, Knowledge and Expertise:-Strong knowledge of FCA Consumer Duty, Conduct Risk and the UK regulatory environment.-Experience ...
Company: Edenbrook
(4 weeks ago)
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£30,000 - 45,000 - Annum
Location: Fleet, Hampshire
... policies where required, and issuing renewal documentation in line with FCA requirements. Handle client queries, policy amendments, and mid-term adjustments ... using insurance systems, CRM platforms, or client databases. Understanding of FCA regulations and insurance compliance requirements. Benefits Competitive salary based on ...
Company: Mulberry Recruitment
Job type: permanent
(1 month ago)
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Location: Liverpool
... with company procedure. Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Polices ... lines insurance products Experience of working to high standards and FCA Compliance Strong administration skills, coupled with a very keen eye ...
Company: Butterworth Spengler
Job type: permanent
(4 weeks ago)
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Location: London
... revenue per customer.Partner with Compliance and Legal to navigate FCA regulatory requirements, Consumer Duty obligations and policy changes Represent the ...
Company: Plum Fintech
(1 month ago)
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