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... finance solutions, value-added products, and ensuring FCA compliance throughout. Coach and support the team ... Licence. Desirable: Familiarity with motorcycles is preferred. FCA Accreditation would be beneficial. Benefits: Netflix Membership ... are authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities ...

Company: SuperBike Factory (1 week ago)

... environment, with strong knowledge of consumer products, FCA regulatory expectations and second line operating models. Key ... support on regulatory compliance matters (e.g., FCA Handbook, SYSC, Consumer Duty) Responding to advisory ... banking or building societies In‑depth understanding of FCA regulations, SYSC, Consumer Duty and regulatory interpretation ...

Company: BDO LLP Job type: contract (1 week ago)

... development. This phase focuses on establishing an FCA authorised investment management company with a dedicated senior ... met as the organisation establishes and evolves its FCA authorised investment management company Provide independent risk ... of engaging with regulators and operating within FCA regulated environments Ability to design and build ...

Company: Hoffmann Reed (1 week ago)

... crime risk and acting as the SMF17 (MLRO) for FCA-regulated entities. You will play a critical role in ... MLRO (SMF17) and primary contact for regulators including the FCA, HMRC, and OFSI Provide oversight and challenge to the ... or senior DMLRO ready to step up) within an FCA-regulated environment Deep understanding of UK financial crime regulations and ...

Company: MERJE (1 week ago)

... of various lines of Commercial insurance, whilst ensuring full FCA compliance. Working with a dynamic and energetic team, ... portfolio Ensuring all business activity fully complies with FCA regulation and company procedures Handle any complaints in ... products Experience of working to high standards of FCA compliance I.T. skills including use of an ...

Company: NRG. (1 week ago)

... our quality and compliance standards within an FCA-regulated environment. Who are we and what ... and compliance standards. Adhere to company procedures, FCA regulations, and Consumer Duty requirements. Support other ... Professional, empathetic, and solutions-focused approach. Understanding of FCA and Consumer Duty principles (desirable). What’s in ...

Company: Snap Finance UK (1 week ago)

... building strong relationships and influencing decision‑making. Interpret FCA rules and guidance (including CONC, PSR, PRIN, ... experience in a Compliance Advisory role within an FCA‑regulated financial services organisation, ideally within consumer ... credit. In‑depth understanding of the FCA Handbook, including CONC, PSR, PRIN, SYSC, ...

Company: MERJE (1 week ago)

... aligned to business objectives. Operating within an FCA-regulated environment, you will play a critical ... on complex employee relations matters within a regulated (FCA) environment Lead and support strategic HR projects, ... in complex employee relations Experience working within an FCA-regulated environment Track record of delivering strategic HR ...

Company: Fidarsi (1 week ago)

... re partnering with a fast-growing fintech business, FCA-authorised as an Electronic Money Institution, that is ... , and help ensure compliance with UK GAAP and FCA requirements as the business expands. The ideal candidate ... instincts. A background in payments, fintech, or another FCA-regulated environment would be highly desirable, along with experience ...

Company: Baker Charles (1 week ago)

... and technical research meet defined quality standards and FCA regulatory requirements, while helping to mitigate business ... to enhance advice quality Ensure adherence to FCA regulations, industry standards and internal policies Support ... planning and reporting writing Background within an FCA regulated financial services firm Diploma qualified, with ...

Company: New Appointments Group (1 week ago)

... effective, compliant inductions. Oversee workload distribution, performance and adherence to FCA regulation through supervision, file checks and compliance monitoring. Ensure timely ... attitude. Desirable Experience Commercial lines insurance background. Experience working within FCA-regulated environments. Why Apply? You’ll be joining an organisation ...

Company: Castle Employment Agency Ltd (1 week ago)

... efficient servicing of existing and new clients. Additional Responsibilities Maintain FCA Certification requirements, demonstrating ongoing Fitness & Propriety. Complete and ... to client dealing. Regulatory & Conduct Awareness Sound understanding of FCA regulatory requirements applicable to client dealing roles. Demonstrates integrity, due ...

Company: RGH-Global Ltd (1 week ago)

... with the following Conduct Rules as specified by the FCA: You must act with integrity You must act with ... You must be open and co-operative with the FCA, PRA and other regulators You must pay due regard ... the finance team and across departments. Sound understanding of group, FCA, Lloyd’s and other regulators’ compliance requirements. Knowledge of ...

Company: Argenta Group (1 week ago)

... , regulatory compliance, and alignment with Lloyd’s and FCA expectations. Key Duties Support the design, implementation, and ... Conduct Committee). Support regulatory reporting and responses to FCA/Lloyd’s queries. Stay up to date with ... with 2+ years' experience Understanding of conduct risk, FCA requirements (e.g., Consumer Duty), and Lloyd’s ...

Company: Arthur Recruitment (1 week ago)

... accordance with the following Conduct Rules as specified by the FCA: - You must act with integrity - You must ... - You must be open and co-operative with the FCA, PRA and other regulators - You must pay due ... ' Minimum Underwriting Standards. Sound understanding of Company, PRA, FCA, Lloyd's and other Regulators' compliance requirements. Knowledge of ...

Company: Argenta Group (1 week ago)

... and experience in drafting and maintaining ICARAs for FCA-regulated firms. You will lead risk assessments, ... , review, and ongoing maintenance of ICARAs for FCA-regulated investment firms Support harm identification, risk quantification ... drafting, review, and maintenance of ICARAs for FCA-regulated investment firms Skilled in harm identification, risk ...

Company: Novatus Global (1 week ago)

... space Interpret and apply relevant legislation, including FCA rules, consumer credit laws, and data protection ... role Strong knowledge of UK regulatory frameworks, including FCA requirements, consumer credit law, AML, fraud, ... services, fintech, or consumer finance Familiarity with FCA Handbook provisions relevant to consumer credit firms Experience ...

Company: Loans 2 Go Limited (1 week ago)

... drivers, adviser charging structures and commercial performance, all delivered within FCA regulations and Consumer Duty expectations. Requirements You'll have proven ... , as is a solid understanding of FCA regulatory requirements including Consumer Duty. This is an FCA Certified role (Manager of Certification Employee ...

Company: Nigel James Associates Ltd (1 week ago)

... launch. Advise on UK financial services regulation including FCA Handbook requirements (BCOBS, Consumer Duty, CASS), ... . Partner closely with Compliance in responding to FCA queries and regulatory engagement. Monitor legal and ... -growth environment viewed favourably. Excellent knowledge of FCA regulatory frameworks, including Consumer Duty, CASS, BCOBS ...

Company: SSQ (1 week ago)

... records Submitting the Professional Standards Data Report to the FCA Submitting the annual Fee Tariff Data Report to the ... FCA Preparing the CASS 10 Review and Custodian Selection for ... Policies Preparing and submitting all regulatory returns to the FCA Working with the CCO to complete the annual Compliance ...

Company: Zenith Bank (UK) Limited. (1 week ago)