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... meticulously documented on internal IT systems in strict accordance with FCA regulations and Consumer Duty standards. What We Are Looking For ... actively supported and expected. * Regulatory Knowledge: A solid understanding of FCA regulations, including Treating Customers Fairly (TCF) and Consumer Duty principles ...

Company: COWELL RECRUITMENT Job type: permanent (3 weeks ago)

... , with a high focus on quality and accuracy, adhering to FCA guidelines and TCF principles at all times. Key responsibilities * You ... general insurance sales experience (Desirable) Knowledge and skills * Understanding of FCA rules, ethics and financial regulations * Previous experience working in a ...

Company: Service Service Job type: permanent (3 weeks ago)

... activity, conversion rates and key performance indicators Ensure compliance with FCA regulations and company procedures Work with senior management to identify ... Strong understanding of automotive finance, F&I products and FCA compliance Highly organised with excellent communication and customer service skills ...

Company: Perfect Placement Job type: permanent (3 weeks ago)

... protection obligations, and breach notification processes, ensuring the bank meets FCA, PRA, PSR, and other applicable regulatory expectations. Operational Responsibilities Lead ... Rule 3: You must be open and cooperative with the FCA, the PRA and other regulators. Conduct Rule 4: You must ...

Company: iFAST Global Bank Limited (3 weeks ago)

... , alongside knowledge of key regulatory bodies such as the ICO, FCA and PRA, is essential. The ability to translate complex governance ... controls, control objectives and assurance requirements aligned to UK GDPR, FCA and PRA expectations Define information and data governance policies and ...

Company: Nucleus Financial (3 weeks ago)

... Compliance Manual, policies, and monitoring programme. Ensure ongoing compliance with FCA regulations (including IPRU-INV and MIFIDPRU) and US regulatory requirements ... a buy-side legal or compliance role. Strong understanding of FCA and NFA/CFTC regulatory frameworks. Familiarity with MIFIDPRU/IPRU-INV ...

Company: tendersglobal (3 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citibank (Switzerland) AG (3 weeks ago)

... to all applicable regulations, including but not limited to the FCA’s Client Assets Sourcebook (CASS). What You’ll Do Support ... the group’s compliance with Financial Conduct Authority (FCA) CASS, Central Bank of Ireland (CBI) CAR, and MiFID II ...

Company: Citi (3 weeks ago)

... Assisting with the drafting and submission of applications to the FCA for firms who fall in scope with both MiFID and ... years’ experience within Financial Services, ideally with existing knowledge of FCA regulations Educated to degree level would be preferred High attention ...

Company: Coopman Search and Selection | B Corp™ (3 weeks ago)

... . Support banks, investment firms or digital asset firms on their FCA licence applications for regulated crypto asset activities – this could be ... with banks, investment firms or digital asset firms on their FCA licence applications for regulated crypto asset activities Understanding of credit ...

Company: EY (3 weeks ago)

... & Governance Ensure adherence to company policies, manufacturer standards and FCA regulations Maintain strong Health & Safety performance across the site ... P&L responsibility and financial management Solid understanding of FCA compliance and motor industry regulations Skills & Attributes Highly commercially ...

Company: Vospers (3 weeks ago)

... advising clients on complex financial regulation matters, including: Advising on FCA and PRA regulatory requirements, including authorisations, permissions and notifications Supporting ... Director with: Strong experience in Financial Services Regulation Knowledge of FCA/PRA regulatory frameworks and processes Experience advising on areas such ...

Company: Chadwick Nott (3 weeks ago)

... across the UK entity. The role requires substantial experience in FCA regulated financial services, overseeing financial, operational, and conduct risks. Responsibilities ... include managing outsourced risk functions, engaging with the FCA, and developing the enterprise risk management framework to align with ...

Company: capital.com (3 weeks ago)

... requirements across EU jurisdictions; UK Open Banking reporting obligations under FCA and CMA frameworks; Australia's Consumer Data Right (CDR) reporting ...

Company: CBSbutler Holdings Job type: contract (3 weeks ago)

... to £36k, depending on experience Summary of the role A FCA regulated life & pensions service provider are seeking a dedicated ...

Company: Sanderson Recruitment Job type: permanent (3 weeks ago)

... . Ensure all products, documentation, and customer outcomes are aligned with FCA requirements Review, write and support with the production of policies ...

Company: Morgan Mckinley (Crawley) Job type: permanent (3 weeks ago)

... sales forecasts, reports, and performance analysis. * Ensure full compliance with FCA regulations and dealership processes. * Work closely with senior management to ...

Company: Pembrook Resourcing Job type: permanent (3 weeks ago)

... , taxation, compliance or legislative disciplines * Experience working with or interpreting FCA regulation and Consumer Credit legislation * Experience in auditing or report ...

Company: Finlay Jude Associates Job type: permanent (3 weeks ago)

... client relationships Ensuring all work is completed in line with FCA and company compliance standardsAbout You To be considered for this ...

Company: CKB Recruitment Ltd Job type: permanent (3 weeks ago)

... , compliant presentations of finance and insurance products in line with FCA regulations. Consistently achieve and exceed individual and team sales targets ...

Company: JCT600 Job type: permanent (3 weeks ago)