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£30,705 - Annum
Location: BD3, Bradford, West Yorkshire
... Motor Vehicle Engineering environment (Essential). * Evidence of working in a FCA regulated environment (Desirable but not essential). * Able to demonstrate excellent ...
Company: Reactive Permanent Recruitment
Job type: permanent
(4 weeks ago)
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£26,000 - 32,500 - Annum
Location: Manchester
... resolve queries promptly. Maintain CRM systems and ensure compliance with FCA standards. Contribute to process improvements and mentor junior team members ...
Company: Integro Partners
Job type: permanent
(4 weeks ago)
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£150 - 200
Location: Greater London, England
... (financial services, insurance or healthcare) is a plus; familiarity with FCA, PRA, ICO, CQC helpful. Useful qualifications (not essential): CISSP, CISA ...
Company: Richmond Villages
(1 month ago)
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£150 - 200
Location: Birmingham, England
... ‑taking. SM&CR Responsibilities As a Certified Function under the FCA’s Senior Managers and Certification Regime (SM&CR), this role ...
Company: Ascot Lloyd group
(1 month ago)
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£150 - 200
Location: City Of London, England
... strategy. Regulatory & Compliance Oversee compliance with relevant regulatory frameworks, including FCA considerations, AML, data protection, and Companies House obligations. Support regulatory ...
Company: Talent Flow Partners
(1 month ago)
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£150 - 200
Location: Manchester
... Managing customer accounts and spend Working to high standards of FCA regulations 1+ years of telesales experience (ideally in B2B, although ...
Company: Capital on Tap
(1 month ago)
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£150 - 200
Location: London
... delivery of statutory accounts for the Group and subsidiaries (including FCA-regulated entities) under IFRS. Act as the primary contact for ...
Company: Phipps Cameron
(1 month ago)
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£150 - 200
Location: London
... market data systems. A firm understanding of compliance regulations and FCA requirements, including a specific understanding of market practice and compliance ...
Company: BGC Group
(1 month ago)
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£150 - 200
Location: London
... statutory accounts preparation (outsourced, with review responsibility) Ensure compliance with FCA and other regulatory requirements Drive continuous improvement across reporting, processes ...
Company: Finatal
(1 month ago)
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£150 - 200
Location: Glasgow
... deliver exceptional outcomes for Advisers and their underlying clients. Meet FCA qualification and WME internal requirements for authorisation to create and ...
Company: RBC Brewin Dolphin
(1 month ago)
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£150 - 200
Location: Greater London
... risks. The role is critical in meeting the SCA/CySEC/FCA regulatory expectations and ensuring the company operates within its defined ...
Company: capital.com
(1 month ago)
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£150 - 200
Location: London
... former regulators or government employees (e.g. the UK’s FCA or equivalent EU member state authorities) are also highly encouraged ...
Company: Capstone
(1 month ago)
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£150 - 200
Location: Greater London
... diligence You must be open and cooperative with the CBI, FCA, the PRA and other regulators You must pay due regard ...
Company: Hamilton
(1 month ago)
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£150 - 200
Location: Greater London
... including Mortgages and Corporate Financial Planning. Ensuring robust compliance with FCA regulations, the Training & Competency framework, and all internal policies. Leading ...
Company: IDEX CONSULTING LTD
(1 month ago)
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£150 - 200
Location: Greater London
... markets, competitors and the wider financial industry. Ensure compliance with FCA standards for CPD and market standards. Meet targets and create ...
Company: Arc & Co.
(1 month ago)
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£150 - 200
Location: Greater London
... analysing trends and building appropriate response plans Knowledge of the FCA risk requirements for financial services business Solid understanding of the ...
Company: Dojo
(1 month ago)
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£200 +
Location: Greater London
... Deep understanding of financial markets, media, regulatory bodies (e.g., FCA, LSE), and the wider macroeconomic landscape Demonstrated success in securing ...
Company: Hanson Search
(4 weeks ago)
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£26,000 - 29,000 - Annum
Location: LE12, Quorndon, Leicestershire
... and ensuring smooth and timely completion * Ensuring processes followed and FCA standards are met * Ensuring compliance requirements are adhered to * Preparing ...
Company: North Oak Recruitment
Job type: permanent
(1 month ago)
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£40,000 - 60,000 - Annum
Location: Heathcote, Warwickshire
... a Financial Services or Wealth Management environment. Solid understanding of FCA regulations and compliance requirements. Frontline sales experience with expertise in ...
Company: Plus One Recruitment
Job type: permanent
(1 month ago)
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£27,300 - Annum
Location: Leeds, West Yorkshire
... in a professional and consultative manner. · Experience working in an FCA-regulated business and understanding regulatory requirements is also advantageous. ESSENTIAL ...
Company: Interactive Investor
Job type: permanent
(1 month ago)
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