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... the culture, standards and pace. Ensure robust compliance with FCA and SRA requirements while building a business that scales with ... wills and LPAs and a clear understanding of regulated environments (FCA/SRA) is desirable. Or experience of managing services / ... leader in end‑of‑life care. FCA Statement We’re regulated by the FCA, so some roles may be ...

Company: Dignity Funerals Ltd Job type: permanent (2 weeks ago)

... hold both the SMF 16 & SMF 17 FCA Control functions, or have held them in the last ... level “Generalist Compliance” experience either gained from a UK “FCA Registered” Banking background gained from a reputable Bank (and ... worlds. Strong understanding of different Compliance Regulations such as: FCA handbook – you must have a strong understanding and ...

Company: Martis Search Job type: permanent (2 weeks ago)

... Ensuring compliance with the company’s regulatory requirements under the FCA Adhere to the operational risk framework for your role ensuring ... reflecting Company Values At all times complying with the FCA’s Code of Conduct To ensure that you are ... , care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Marex Group Job type: internship (2 weeks ago)

... Ensuring compliance with the company’s regulatory requirements under the FCA. Adhere to the operational risk framework for your role ... and reflecting Company Values. At all times complying with the FCA’s Code of Conduct. To ensure that you are ... , care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Rex Technologies GmbH (2 weeks ago)

... . Conduct legal research and stay updated on FCA regulations and case law developments. Negotiate settlements ... compliance with internal policies, SRA regulations, and FCA-related standards where applicable. What you\'ll ... , or complex consumer litigation. Strong understanding of FCA regulations, financial products, and mis-selling principles. ...

Company: Courmacs Legal Limited (2 weeks ago)

... strong Consumer Credit Act (CCA) and FCA CONC experience. You’ll prepare submissions to the FCA and others and advise senior leadership ... Knowledgeable and experienced in the areas of Consumer Credit Act, FCA Handbook including CONC. Additionally, knowledge of the Payment Services Directive ...

Company: Abound (2 weeks ago)

... regulatory compliance, particularly with Financial Conduct Authority (FCA) cyber‑related controls. Proficiency in cloud security ... cyber and information security controls align with FCA expectations and industry standards External Audit & ... assessment Working knowledge of NIST, ISO 27001, FCA Handbook (SYSC), and relevant NCSC guidance Excellent ...

Company: PEXA UK (2 weeks ago)

... regulations and insurance principles, and eligible to hold an FCA Certified Manager role. * A proven leader with ... complex challenges. ****This role may be subject to FCA regulations, which we'll determine during the hiring ... it is regulated, there will be specific responsibilities under FCA regulations, including enhanced checks and referencing. We'll ...

Company: Travelers Canada (2 weeks ago)

... Ensure compliance with the company’s regulatory requirements under the FCA. Adhere to the operational risk framework for your role ... and reflecting Company Values. At all times comply with the FCA’s Code of Conduct. Ensure that you are fully ... , care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Rex Technologies GmbH (2 weeks ago)

... implement all regulatory change projects Complete all ongoing FCA reporting returns Maintain data on FCA directory Act as key liaison point for ... all FCA supervisory and thematic reviews and complete all associated action plans ...

Company: Bond Recruitment Ltd Job type: permanent (2 weeks ago)

... the Compliance function, ensuring effective adherence to FCA and PRA regulatory frameworks. Act as the Bank ... decisions. Coordinate regulatory reporting and communications with the FCA, PRA, NCA and other relevant authorities. Deliver ... similar environment Strong knowledge of UK regulatory frameworks, FCA/PRA conduct rules, SMCR, AML regulations, and ...

Company: ETRA Talent Job type: permanent (2 weeks ago)

... relationship with our regulators, liaising with the PRA and FCA as appropriate and representing Griffin with credibility and candour ... or fintech and have a solid grasp of the FCA/PRA regulatory environment. FP&A: You have ... of liaising directly with regulatory bodies such as the FCA and PRA Experience of being involved with fundraising and ...

Company: Griffin Job type: permanent (2 weeks ago)

... relationship with the regulator and ensuringsatisfactory outcomes of FCA reviews/exercises As the ideal candidate you will ... with an understanding of the regulatory environment, particularly FCA systems & controls and conduct of business regulation ... of managing a successful relationship with the FCA Have experience of dealing with client assets in ...

Company: Lime People Search & Select Ltd Job type: permanent (2 weeks ago)

... group under evolving safeguarding rules published by the FCA and the CASS regime. Outside of the ... institution or corporation while ensuring compliance. Familiarity with FCA, FATF, and EU regulatory requirements. Ability to ... operational integrity and ethical conduct. Understanding of FCA safeguarding requirements and experience guiding the direction of ...

Company: Saxton Leigh Job type: permanent (2 weeks ago)

Head of Compliance & MLRO FCA registration, Compliance, MLRO Reading based £75,000 Our ... within Financial Services including holding a similar role in an FCA regulated firm. You will relish working in a fast ... support the business in its application process with the FCA Develop and implement relevant compliance screening programmes to provide ...

Company: www.cardandpaymentjobs.com Job type: permanent (2 weeks ago)

... a supportive, purpose‑driven organisation. Main responsibilities include: Interpreting the FCA Consumer Duty requirements and translating them into practical, actionable standards ... .What we're looking for Strong proven understanding of the FCA's Consumer Duty Regulation. Excellent communication skills with experience of ...

Company: Dudley Building Society Job type: permanent (2 weeks ago)

... terms in a client-friendly manner -     Ensure full compliance with FCA regulations and internal standards -     Build and maintain long-term client ... digital tools -     CeMAP or equivalent qualification (preferred but not essential) -     FCA-authorised or willing to work towards authorisation. What's on ...

Company: Time Recruitment Solutions Ltd Job type: permanent (2 weeks ago)

... and performance reviews * Ensure all activity is compliant within an FCA‑regulated environment * Monitor customer interactions to ensure adherence to the ... -14 or more customer experience agents * Experience working in an FCA‑regulated environment * Solid understanding of the Consumer Rights Act * Confident ...

Company: CCA Recruitment Group Job type: permanent (2 weeks ago)

... “three lines of defence” model. Strong knowledge of FCA rules and regulations, including the FCA Handbook, SM&CR, Consumer Duty, and ...

Company: Saltus (2 weeks ago)

... Implement MI and reporting frameworks suitable for future exit Oversee FCA regulatory responsibilities and governance Recruit and develop a lean, high ... Candidate Profile Senior leadership experience in UK insurance broking Strong FCA regulatory and operational knowledge P&L responsibility for a ...

Company: Barker Munro Recruitment (2 weeks ago)