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Head of Compliance & MLRO FCA registration, Compliance, MLRO Reading based £75,000 Our ... within Financial Services including holding a similar role in an FCA regulated firm. You will relish working in a fast ... support the business in its application process with the FCA Develop and implement relevant compliance screening programmes to provide ...

Company: www.cardandpaymentjobs.com Job type: permanent (2 months ago)

... Implement MI and reporting frameworks suitable for future exit Oversee FCA regulatory responsibilities and governance Recruit and develop a lean, high ... Candidate Profile Senior leadership experience in UK insurance broking Strong FCA regulatory and operational knowledge P&L responsibility for a ...

Company: Barker Munro Recruitment (2 months ago)

... Drafting and maintaining compliance policies and procedures in line with FCA requirements Designing and delivering compliance training for staff at all ... within an insurance intermediary or insurer Strong knowledge of the FCA Handbook, particularly PRIN, SYSC, COCON, COND, FIT, TC, PROD, ICOBS ...

Company: Sellick Partnership Job type: contract (2 months ago)

... lasting impact About Our Client Fast-growing and highly entrepreneurial FCA regulated financial services/Fin Tech business with strong corporate backing ... (ACA/ACCA/CIMA) with senior finance leadership experience in an FCA regulated environment. Proven track record in financial systems implementation and ...

Company: Page Executive (2 months ago)

... VAT and Corporation Tax compliance Complete and submit all required FCA regulatory financial reporting Maintain robust internal controls to minimise regulatory ... a senior finance role within financial services Direct experience with FCA regulatory reporting Experience managing accounts in a fast-paced, professional ...

Company: Orlaroseassociates (2 months ago)

... to budget. About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for eight local authority pension funds across ... . Has or can meet all the requirements of being an FCA approved person. What do we offer? We are proud to ...

Company: LGPS Central (2 months ago)

... into the SWDP and RRP; Ensure optimal compliance with PRA/FCA regulations and support regulatory interactions; Ensure implementation and compliance of ... . Rule 3: You must be open and cooperative with the FCA, the PRA and other regulators. Rule 4: You must pay ...

Company: Kroo Ltd (2 months ago)

... , and more. Key Responsibilities Lead complex regulatory consulting projects for FCA and PRA regulated clients Deliver engagements across regulatory due diligence ... - they are looking for an experienced Director Deep knowledge of FCA/PRA regulation and the financial services landscape Demonstrable experience of ...

Company: Danos Group Job type: permanent (2 months ago)

... that aligns with long-term organisational goals and adhere to FCA regulations and guidelines; Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, as well as engagement with auditors ...

Company: Ant International Job type: permanent (2 months ago)

... support firms through every stage of their regulatory journey; from FCA Authorisation to ongoing compliance strategy, prudential oversight, health checks, and ... Ability to design and deliver internal sales training Knowledge of FCA regulations or compliance consulting landscape Effective communicator with strong influencing ...

Company: Cosegic Job type: permanent (2 months ago)

... line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.). You’ll take responsibility for all ... record of managing and developing Compliance teams Strong familiarity with FCA regulations affecting ETFs, ISAs, Pensions, and related products Experience working ...

Company: Willow Resourcing Limited Job type: permanent (2 months ago)

... ) * Maintain high customer service standards * Handle complaints in line with FCA guidelines * Ensure renewals and documentation are processed accurately and on ...

Company: Aspire Jobs Job type: permanent (2 months ago)

... compliance with strong knowledge of UK regulations and experience with FCA interactions. This position offers generous benefits and opportunities for growth ...

Company: Ctrl Alt (2 months ago)

... , brokers, clubs, etc). In-depth understanding of the regulatory environment (FCA, PRA, AML, Consumer Duty). Strategic thinker with an entrepreneurial mindset ...

Company: Caravel (2 months ago)

... have senior leadership experience in UK insurance broking and strong FCA regulatory knowledge. Competitive salary package including equity opportunities is provided ...

Company: Barker Munro Recruitment (2 months ago)

... reporting. Ideal candidates will be qualified accountants with experience in FCA regulated environments, strong governance skills, and a proven track record ...

Company: Page Executive (2 months ago)

... experience in a regulated environment and strong knowledge of the FCA Handbook. This position allows for hybrid working, offering 25 days ...

Company: Sellick Partnership (2 months ago)

... on all client deliverables. Maintain awareness of and compliance with FCA Conduct rules and FRP Fit & Proper Persons test. Follow ...

Company: FRP Advisory (2 months ago)

... -term contract (6-12 months) and may be subject to FCA regulation. What you'll do Execute complex pricing strategies that ...

Company: North Co Recruitment Job type: contract (2 months ago)

... parties. Ensuring compliance with listing rules, UK corporate governance codes, FCA regulations, and Companies Act requirements. Support clients and boards with ...

Company: ANB Partners (2 months ago)