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Location: Leicester, Leicestershire
... correspondence Liaising with providers to chase outstanding information Maintaining the FCA daybook for advisers Processing letters of authority and organising policy ...
Company: North Oak Recruitment Ltd Careers
(2 weeks ago)
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Location: Glasgow, Lanarkshire
... in paraplanning, compliance, file checking or quality review Understanding of FCA regulations and suitability requirements Strong analytical, organisational and communication skills ...
Company: Reed Careers
(2 weeks ago)
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Location: London, South East England
... or other Buy-Side firm. Possess a strong understanding of FCA regulations, Consumer Duty, CASS, suitability requirements, best execution, transaction reporting ...
Company: Michael Page Finance Careers
(2 weeks ago)
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Location: London, South East England
... / development finance highly desirable CeMAP qualified – highly desired Knowledge of FCA compliance, KYC, AML processes Confident using CRM systems, lender portals ...
Company: Pure Resourcing Limited Careers
(2 weeks ago)
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Location: Wilmslow, Cheshire
... will work across a varied client portfolio including motor dealerships, FCA-regulated businesses, charities, retail organisations, UK subsidiaries of international groups ...
Company: Butler Rose Careers
(2 weeks ago)
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Location: London, South East England
... /expat mortgages (highly desirable) CeMAP qualified (highly desired) Knowledge of FCA compliance, KYC and AML processes Confident using CRM systems, lender ...
Company: Pure Resourcing Limited Careers
(2 weeks ago)
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Location: South Yorkshire
... and helping ensure the firm's activities remain aligned with FCA requirements. The role will have a particular focus on: Consumer ...
Company: MERJE Ltd Careers
(2 weeks ago)
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Location: London, South East England
... /expat mortgages (highly desirable) CeMAP qualified (highly desired) Knowledge of FCA compliance, KYC and AML processes Confident using CRM systems, lender ...
Company: Pure Resourcing Limited Careers
(2 weeks ago)
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Location: Bristol, Avon
... and ensure effective communication Ensure regulatory and process compliance, including FCA, CASS, AML and GDPR requirements, while supporting projects and contributing ...
Company: Flair for Recruitment Careers
(2 weeks ago)
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Location: Manchester, Lancashire
... markets, competitors, and the wider financial industry Ensure compliance with FCA standards for CPD and market standards Meet targets and create ...
Company: FRP Group Careers
(2 weeks ago)
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Location: London, South East England
... statutory and regulatory returns across the UK and Europe. Support FCA regulatory reporting and capital monitoring requirements. About you: ACA qualified ...
Company: Trace | Expert Accountancy & Finance Recruitment Careers
(2 weeks ago)
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Location: London
... and tax strategies. In-depth knowledge of pensions and taxation. FCA-approved regulatory qualification at Level 4 or above. Advanced Financial ...
Company: mbf. Careers
(2 weeks ago)
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Location: Colchester, Essex
... . • Compliance: Maintain high standards of customer service while adhering to FCA and local regulatory procedures. About You We are seeking a ...
Company: Cameron James Careers
(2 weeks ago)
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Location: London
... good understanding of insurance broking and commercial insurance Knowledge of FCA Client Money requirements Strong numerical, reconciliation and Excel skills Excellent ...
Company: High Finance (UK) Limited T/A HFG Careers
(2 weeks ago)
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Location: Beverley, North Humberside
... and existing corporate clients. Working to the highest professional and FCA standards, you will contribute directly to the continued growth of ...
(2 weeks ago)
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Location: Cheshire
... within agreed timescales. Maintain knowledge of financial services, legislation and FCA requirements. Work in line with Consumer Duty and regulatory standards ...
Company: Artemis Recruitment Consultants Ltd Careers
(2 weeks ago)
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Location: Birmingham, West Midlands
... markets, competitors, and the wider financial industry Ensure compliance with FCA standards for CPD and market standards Meet targets and create ...
Company: FRP Group Careers
(2 weeks ago)
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Location: Halifax, West Yorkshire
... or similar financial services environment. Strong knowledge and understanding of FCA rules, regulations and Codes of Conduct. Relevant compliance or financial ...
Company: Pavilion Recruitment Solutions Careers
Job type: temporary
(2 weeks ago)
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Location: Southampton, Hampshire
... a high degree of customer service awareness, Inc. TCF and FCA guidelines. Key Responsibilities Setting, achieving, and delivering against performance targets ...
Company: Knight Temple Recruitment Careers
(2 weeks ago)
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Location: Loughton, Essex
... professional introducers (accountants, tax advisers, etc.) Ensure all advice meets FCA and regulatory standards About You Diploma qualified (Level 4 minimum ...
Company: mbf. Careers
(2 weeks ago)
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