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... based on feedback What You'll Need... Proven Complaint Handling experience in an FCA-regulated environment High level understanding of DISP regulations Excellent written ...

Company: Octopus Electric Vehicles (1 week ago)

... data, track performance and generate actionable insights. An understanding of the SRA and FCA regulatory frameworks. Benefits We recognise we wouldn't be where we ...

Company: Direct Line Group Careers (1 week ago)

... service * Share market insights and mentor colleagues on sales approaches * Ensure adherence to FCA, PRA, AML, and internal compliance standards ________________________________________ Candidate Profile * Proven B2B sales ...

Company: Search (1 week ago)

... values in promoting, monitoring, implementing best practices, policies and procedures and culture in adhering to and promoting the FCA Consumer Duty with the organisation. Apply for this job * indicates a required field First Name * Last ...

Company: Interactive Brokers Group, Inc. (1 week ago)

... systems and controls that comply with internal, external, Financial Reporting Compliance (FRC), and FCA audit requirements. Support the documentation and updating of process controls as needed. Ad Hoc ...

Company: Getting In Limited Job type: internship (1 week ago)

... systems including Acturis, Websure, SSP, Epic, and TAM Clear understanding of FCA CASS regulation If you have the relevant experience or know someone that does please ...

Company: Lawes Insurance Recruitment (1 week ago)

... Financial Services environment, ideally insurance or adjacent with knowledge of the regulator (PRA and FCA). Technical Recognised qualifications in project management Good technical knowledge of Program ...

Company: PIC (1 week ago)

... preferred but relevant experience will also be considered. Knowledge/ Experience of European and FCA regulation. For further information please contact Spencer Evans #J-18808-Ljbffr

Company: Compliance Professionals (1 week ago)

... therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II Category Staff giving information about investment products, investment ...

Company: SEI Investments Company (1 week ago)

... as the General Data Protection Regulation (GDPR) and, relevant to our industry, Financial Conduct Authority (FCA) and other regulations, understanding their impact on product development and data handling. You’ll ...

Company: Wrisk (1 week ago)

... role within financial services (experience in CFDs and spread betting preferred). Strong knowledge of FCA regulations, especially AML and Financial Crime requirements. Ability to communicate confidently and effectively ...

Company: fs talent (1 week ago)

... business). You’ll cover compliance advisory, monitoring and ensuring we meet FCA requirements and all other applicable laws and regulations.You’ll champion a strong compliance ...

Company: Langham Hall Group (1 week ago)

... for retail (KYC) and business (KYB) customers Experience in risk assessments or review of FCA regulations and EU AML directives Experience with regulatory reporting, SAR filing, and external ...

Company: Revolut (1 week ago)

... Experience of engaging and managing third parties Experience of working within an FCA regulated industry, ideally within Financial Services or Insurance Demonstrable experience in strategic development ...

Company: First Central Services (1 week ago)

... in the payment services sector. · Demonstrated track record in working with regulatory bodies such as the FCA, HMRC. Benefits A competitive salary benchmarked against a peer group. 25 ...

Company: Equals Money (1 week ago)

... of auditing and managing compliance of processes Understanding of the Regulatory rules (FCA, GFSC) regarding outsourcing Studying towards / achieved CIPS Good influencing skills ...

Company: First Central Insurance & Technology Group (1 week ago)

... , the Markets in Financial Instruments Directive, the Alternative Investment Funds Managers Directive, and other applicable FCA rules and guidance. Skills and attributes for success: Demonstrated professional integrity. Dependable, flexible ...

Company: ACA Group (1 week ago)

... definitions Retail regulation (e.g. PRIIPs KID, Unfair Contract terms and FCA rules) (EU and UK) Benchmark Regulation (EU and UK) Increasingly, ESG rules and guidelines We ...

Company: Ashurst (1 week ago)

... need to manage suppliers, more about managing multiple tenders , contract negotiation, selection etc FCA useful Non-IT Categories fine if not Consulting Good work ethic ...

Company: Onyx-Conseil (1 week ago)

... with experience in financial services regulatory matters Strong knowledge of FSMA 2000, FCA Handbook, MiFID II, and AIFMD Excellent written and verbal communication skills Self ...

Company: Rutherford Search (1 week ago)