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... lead and support Chubb's key regulatory relationships in the UK, including the PRA, FCA and Lloyd's. Key responsibilities : Working with the Senior Compliance Manager - Regulatory ... , lead and support Chubb's regulatory interactions in the UK, in particular the PRA, FCA and Lloyd's, and ensure timely, accurate and complete responses and returns. Lead ...

Company: Chubb (1 month ago)

... develop, and implement programmes to support FDA Ltd’s compliance with the FCA rules. This includes creating, monitoring, and reviewing policies, procedures, and ... general and specific compliance matters and with the overall compliance programme (including FCA digital asset requirements). Provide input and identify solutions to senior management ...

Company: E Fundresearch (1 month ago)

... , and thrives in an ambiguous, fast-paced environment This role is regulated by the FCA and it will have specific responsibilities under those regulations. We'll explain ... (SM&CR), you'll also be subject to enhanced check and referencing in accordance with the FCA's guidelines. Ready to lead our MGA into its next phase of success? If ...

Company: Simply Business (1 month ago)

... communication of these with clients where appropriate › Adhere to all relevant FCA requirements and compliance, completing all necessary training within the required timeframe › Familiarise yourself ... relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: o Certification ...

Company: SEI Investments Company (1 month ago)

... Consulting to clients in the Insurance sector with compliance-related support, including FCA authorization applications, auditing, and regulatory due diligence. Maintaining up-to-date ... knowledge of the FCA Handbook, the Financial Services and Markets Act, and the operational aspects of ...

Company: ziprecruiter (1 month ago)

... applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety ...

Company: Citi (1 month ago)

... . Hybrid role between new and existing business. Role Overview: Oscar Enterprise have partnered with a UK-based FCA-regulated credit broker provides transparent and streamlined asset and vehicle financing. They ...

Company: Oscar Associates (UK) Limited (1 month ago)

... , FXJSC and participates in other industry development bodies in example CLS and the FX Code. Acts in accordance with the FCA conduct Rules and Northern Trust Fitness and Propriety Persons expectation. Demonstrated experience ...

Company: Northern Trust Corp (1 month ago)

... (Company Registration No. Authorised and regulated by the Financial Conduct Authority, FCA Registration 795897. This page includes some financial promotions. Some content ...

Company: Diaspora Insurance (1 month ago)

... , FXJSC and participates in other industry development bodies in example CLS and the FX Code. Acts in accordance with the FCA conduct Rules and Northern Trust Fitness and Propriety Persons expectation. Demonstrated experience ...

Company: Northern Trust (1 month ago)

... existing and forthcoming regulations, specifically, knowledge of the PRA Rulebook, Supervisory Statements, the FCA Handbook and Basel 3.1 Preparation or review of Internal Capital Adequacy ...

Company: Thebusinessyear (1 month ago)

... and company-wide socials every month! Background checks To meet our regulatory obligations as an FCA-authorised financial services company, we need to do some background checks on all new ...

Company: Marshmallow (1 month ago)

... . Assist in ensuring BNPP meet its regulatory requirements in relation to disclosures to the Takeover Panel, FCA and other regulators. Review and approve research reports versus the Grey/Watch and Restricted Lists ...

Company: BNP Paribas Group (1 month ago)

... . Act with due skill, care and diligence 3. Be open and co-operative with Lloyd’s, the FCA, the PRA, and other regulators 4. Pay due regard to the interests of customers and treat them ...

Company: KI (1 month ago)

... as ISO27001, NIST etc. Knowledge of relevant regulatory requirements (e.g. GDPR/FCA/PRA) Experience in an Information Security role gained in a financial services or e-commerce ...

Company: AJ Bell (1 month ago)

... Will Lead To Success Proven experience in leading operational strategy within the insurance industry or FCA-regulated environment. Demonstrated success working within a matrixed environment. Strong understanding ...

Company: Aon (1 month ago)

... experience in Criminal Law is essential, while experience in fraud, extradition, sanctions, FCA investigations, and regulatory matters will also be an advantage. Candidates with the relevant legal ...

Company: One Legal Recruitment (1 month ago)

... could affect the firm’s obligations to deliver good outcomes for retail clients in accordance with the FCA Consumer Duty Principle. Collaborate with Front Office BT to refine and maintain the existing ...

Company: E Fundresearch (1 month ago)

... the showroom is fully compliant in all areas of Health and Safety, finance, sales, FCA Regulations, GDPR, and stock control. Create a safe, comfortable, and up-to-date ...

Company: Oak Furnitureland (1 month ago)

... is the senior manager accountable for Compliance Oversight and Money Laundering Reporting under the FCA/PRA’s regulatory framework. The role provides independent assurance to the Board ... 2022, and related UK regulations. Act as the primary point of contact with the FCA, PRA, NCA, and law enforcement bodies for compliance and AML matters. Serve as ...

Company: Antal International Network (1 month ago)