Job search

... planning opportunities. * Ensure all advice is delivered in line with FCA regulations, company standards and Consumer Duty requirements. * Maintain professional competence ... advice across a range of client needs. * Excellent understanding of FCA regulations and compliance requirements. * Strong communication and client relationship management ...

Company: Radiant Financial Job type: permanent (3 weeks ago)

... efficiency Oversee finance performance and associated commission Ensure compliance with FCA guidelines, Consumer Duty, and delivering good customer outcomes Support sales ... or similar role within an automotive dealership Strong knowledge of FCA guidelines and industry standards Proven ability to build and maintain ...

Company: Perfect Placement Job type: permanent (3 weeks ago)

... . Ensure financial transactions are completed correctly and files are fully FCA compliant by following internal compliance procedures. Ensure all client records ... and Maths Previous experience in Financial Services (Desirable) Understanding of FCA rules, ethics and financial regulations (Desirable) A working knowledge of ...

Company: Service Service Job type: permanent (3 weeks ago)

... , review and maintain compliance policies and procedures in line with FCA, PRA and other applicable regulatory requirements. Lead and oversee compliance ... or regulatory role within financial services. Strong understanding of the FCA/PRA regulatory framework and UK financial services regulation. Experience operating ...

Company: LJ Recruitment Job type: permanent (3 weeks ago)

... customer service, maintaining accurate records, and ensuring full compliance with FCA and Company standards, this role offers the chance to influence ... and follow-up systems. Ensure adherence to company policies and FCA regulatory requirements. Benefits: Highly competitive salary and commission package Accredited ...

Company: Sandown Group Job type: permanent (3 weeks ago)

... drives Introduce finance, insurance and protection products in a clear, FCA-compliant manner Use Keyloop Showroom and associated systems to manage ... considered. Experience presenting finance and insurance products in accordance with FCA requirements would be advantageous. Driving Licence Requirement: A full UK ...

Company: Renault Retail Group UK Ltd Job type: permanent (3 weeks ago)

... -up procedures. * Ensure client files meet APC's compliance and FCA requirements. * Work closely with the wider broking and accounts teams ... . About APC London Market APC London Market Ltd is an FCA-authorised Lloyd's broker operating across both direct retail and ...

Company: APC London Market Job type: permanent (3 weeks ago)

... policies where required, and issuing renewal documentation in line with FCA requirements. Handle client queries, policy amendments, and mid-term adjustments ... using insurance systems, CRM platforms, or client databases. Understanding of FCA regulations and insurance compliance requirements. Benefits Competitive salary based on ...

Company: Mulberry Recruitment Job type: permanent (3 weeks ago)

... with agreed SLAs, KPIs and service standards. Maintain compliance with FCA requirements and Consumer Duty principles. Ensure accurate and timely use ... emphasis on client outcomes. Good understanding of claims governance and FCA requirements. Experience using Acturis or a similar insurance system would ...

Company: Lawes Consulting Group (3 weeks ago)

... , trading and systems and controls. Key responsibilities include: • Advising on FCA Handbook and FSMA frameworks (including CASS, conduct, and prudential rules ... a leading FS Regulatory practice (advisory-focussed) • Strong knowledge of FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU ...

Company: Jameson Legal (3 weeks ago)

... risk management About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ... experience). Must be able to meet the requirements of an FCA Certified role. What do we offer? We are proud to ...

Company: LGPS Central (3 weeks ago)

... advisory support About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ... , CIMA or equivalent). Meets all the requirements of being an FCA approved person. What do we offer? We are proud to ...

Company: LGPS Central (3 weeks ago)

... take a lead employment law role within a well-regarded, FCA-regulated financial services business that has scaled rapidly. The role ... , including the Senior Managers & Certification Regime (SMCR) and the FCA's Code of Conduct. You'll also support international projects ...

Company: Danos Group (3 weeks ago)

... all clients. Adherence to the requirements laid out by the FCA in terms of compliance, customer risk and Treating Customers Fairly ... pre-employment vetting as outlined by the Financial Conduct Authority (FCA). This may include but not limited to adverse financial history ...

Company: Attivo (3 weeks ago)

... essential;- Regulatory know-how: Experience in an FCA regulated environment or a good understanding of FCA regulations;- TCF principles: A strong belief ...

Company: helloprima (3 weeks ago)

... , Github CopilotKnowledge of working in a regulated environment (e.g. FCA, PRA, GDPR) and awareness of global insurance regulatory requirements.Good ...

Company: howden group holdings (3 weeks ago)

... . Experience engaging with UK regulatory authorities, including the PRA and FCA. Experience working within international banking groups or cross-border governance ...

Company: Antal International Network (3 weeks ago)

... equivalent. Knowledge of financial services regulations and frameworks, including PRA, FCA, DORA, NIS2, ISO 27001, and NIST. Understanding of emerging technologies ...

Company: Accenture (3 weeks ago)

... qualifications. This is a Certified Person role and requires an FCA qualification.I am good at:Learning quickly and taking ownership ...

Company: Investec (3 weeks ago)

... relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II CategoryStaff giving information about investment products, investment services ...

Company: SEI Investments Developments (3 weeks ago)