Total result: 503
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£200 +
Location: London
... line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.). You’ll take responsibility for all ... record of managing and developing Compliance teams Strong familiarity with FCA regulations affecting ETFs, ISAs, Pensions, and related products Experience working ...
Company: Willow Resourcing Limited
(2 months ago)
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£40,000 - 60,000 - Annum
Location: London
... administrative support to clients in the financial services sector, including FCA regulated businesses. Due to continued growth, they are seeking a ...
Company: Clear IT Recruitment
Job type: permanent
(2 months ago)
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£150 - 200
Location: London, England
... markets transactions In-depth knowledge of the UK Listing Rules, FCA regulations, and other relevant legal frameworks Excellent commercial awareness and ...
Company: Idex Consulting
(2 months ago)
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£125 - 150
Location: London
... organisation by leading engagement with key stakeholders including the Government, FCA and the Financial Ombudsman Service. Key Requirements Demonstratable ability to ...
Company: Hanson Search
(2 months ago)
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£125 - 150
Location: London
... communicating members' views at meetings with external bodies including the FCA and other trade associations. Management, organisation, and coordination of a ...
Company: Hanson Search
(2 months ago)
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£125 - 150
Location: London
... being advantageous. Good understanding of private assets, real estate and FCA regulations. Self-motivated individual with the ability to prioritize and ...
Company: Mason Blake
(2 months ago)
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£200 +
Location: London, England
... internal security policies and external regulatory standards (e.g., GDPR, FCA). Implement controls using Azure Policy, Defender for Cloud, and RBAC ... ) and Azure DevOps. Desirable Familiarity with regulatory frameworks (e.g., FCA, GDPR). Experience working in a multi-region enterprise environment. Strong ...
Company: Moneycorp Bank Limited
(2 months ago)
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£150 - 200
Location: Manchester
... of the organisation. Experience & Qualifications: Previous compliance experience in an FCA-regulated firm, ideally within platform, financial advice or asset management ... sectors Strong working knowledge of the FCA Handbook, particularly COBS, COLL, and Consumer Duty Degree and/or ...
Company: AJ Bell Management Limited
(2 months ago)
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£25,500 - 26,500 - Annum
Location: Watford, Hertfordshire
... adherence to regulatory requirements throughout client interactions and comply with FCA regulations. ● Stay updated through in-house training and professional development initiatives ...
Company: Fortrade
Job type: permanent
(2 months ago)
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£125 - 150
Location: City of Westminster
... ’s compliance policies and procedures, Code of Ethics, and the FCA’s Conduct Rules Calculating order requirements for several strategies and ...
Company: The company
(2 months ago)
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£200 +
Location: London
... group under evolving safeguarding rules published by the FCA and the CASS regime. Outside of the ... institution or corporation while ensuring compliance. Familiarity with FCA, FATF, and EU regulatory requirements. Ability to ... operational integrity and ethical conduct. Understanding of FCA safeguarding requirements and experience guiding the direction of ...
Company: Saxton Leigh
(2 months ago)
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£125 - 150
Location: London
... Drafting and maintaining compliance policies and procedures in line with FCA requirements Designing and delivering compliance training for staff at all ... within an insurance intermediary or insurer Strong knowledge of the FCA Handbook, particularly PRIN, SYSC, COCON, COND, FIT, TC, PROD, ICOBS ...
Company: Sellick Partnership
(2 months ago)
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£150 - 200
Location: Manchester
... procurement strategy and regulatory frameworks. Experience in material outsourcing within FCA-regulated businesses and a strong understanding of the financial services ... improvement. Solid understanding of business operations and regulatory requirements, including FCA and Gibraltar FSC guidelines on outsourcing. Behaviours: Ambitious and driven ...
Company: First Central Services
(2 months ago)
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£200 +
Location: London
... high-risk activities Leverage knowledge of Card Schemes and Regulators (FCA, PRA, and others as appropriate) and correspondents to ensure compliance ... a senior leadership role Deep understanding of UK payments regulations, FCA supervisory frameworks, and card scheme requirements (Visa/Mastercard) Prior experience ...
Company: Shift4
(2 months ago)
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Location: Watford, Hertfordshire
... : Pension Schemes, Charities and Not for Profit Organisations, Solicitors, and FCA regulated entities. Experience Audit Supervisor * ACA or ACCA qualified. * At ...
Company: Real Recruitment
Job type: permanent
(2 months ago)
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£80,000 - 100,000 - Annum
Location: WC2A, Holborn and Covent Garden, Greater London
... placements, programme structuring, and documentation quality. * Ensure Compliance & Governance – Uphold FCA standards and internal audit processes. * Drive Commercial Results – Collaborate with ...
Company: Equation Recruitment
Job type: permanent
(2 months ago)
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£150 - 200
Location: London, England
... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to fitness and propriety ...
Company: Citi
(2 months ago)
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£150 - 200
Location: North East, England
... business opportunities. Compliance & Reporting Ensure all client activity adheres to FCA regulations and internal compliance standards. Maintain accurate and up-to ...
Company: Radiant Financial
(2 months ago)
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£150 - 200
Location: London
... BCM & OR practices comply with UK regulatory requirements (e.g., FCA, PRA, Bank of England) and the Parent Bank’s requirements ...
Company: Dnevo Partners
(2 months ago)
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£150 - 200
Location: London
... work with integrity and openness, complying at all times with FCA requirements. Candidate must have prior experience in US Binding Authorities ...
Company: Amwins Global Risks
(2 months ago)
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