Total result: 1,128
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Location: Halifax
... as published from time to time Promote and be mindful of the general principals of FCA compliance including but not limited to Treating Customers Fairly, Financial Crime, Data Protection and Anti ...
Company: pib Group
(1 week ago)
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Location: York
... as an Account Handler or potentially as an Underwriter You will have knowledge of FCA Regulations and commercial insurance products Ideally be Cert CII or working towards First ...
Company: Bell & Co Professional Recruitment Limited
(1 week ago)
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£26,000 - 28,000 - Annum
Location: PR7, Pincock, Lancashire
... standard * Comply with all company rules and procedures especially those relating to health & safety, FCA Compliance and data protection with an obligation to remain informed and up to date on all such ...
Company: MPJ Recruitment Ltd
Job type: permanent
(1 week ago)
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£25,000 - 26,125 - Annum
Location: Bristol City Centre, Bristol
... complaint resolution) for the French speaking customers. To work within the guidelines provided during training including FCA and Underwriters guidelines and assist Insurer Support Services where appropriate, within a team ...
Company: Red Recruitment
Job type: permanent
(1 week ago)
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£40,000 - 50,000 - Annum
Location: Borehamwood, Hertfordshire
... within IBA teams/Insurance businesses who has good knowledge of CASS rules and FCA regulations. This is a permanent role with full time office required at the start ...
Company: Think Specialist Recruitment
Job type: permanent
(1 week ago)
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£40,000 - 50,000 - Annum
Location: Nottingham, Nottinghamshire
... UK driving license Strong commercial acumen and business development skills Understanding of FCA regulations and compliance requirements Benefits: Competitive salary package dependent on experience Bonus based ...
Company: Get-Recruited (UK) Ltd
Job type: permanent
(1 week ago)
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Location: Watford, hertfordshire, east anglia
... addressing inquiries Ensure adherence to regulatory requirements throughout client interactions and comply with FCA regulations Stay updated through in-house training and professional development initiatives to enhance ...
Company: Fortrade
(1 week ago)
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Location: London, south east england
... as well as implementing solutions to bolster first line defences Existing knowledge of FCA regulations along with MiFID II, MiFIR & EMIR rules and guidance and the ability to horizon ...
Company: Coopman Search and Selection | B Corp™
(1 week ago)
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£150 - 200
Location: Newcastle-upon-tyne, tyne and wear, north east england
... services. Proven ability to design and implement monitoring plans. Extensive understanding of the FCA handbook and the regulatory environment for financial services. Strong proficiency in communication and stakeholder engagement ...
Company: Careers Plus
(1 week ago)
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Location: London, south east england
... in a compliance monitoring role in the London Insurance Market Ability to demonstrate deep technical FCA regulatory knowledge and experience – essential Hands on experience developing and embedding regulatory change ...
Company: Arthur Recruitment
(1 week ago)
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Head of Corporate Governance (Greenfield Site) – Financial Services Company Secretariat exp required
Location: London, south east england
... ) or a qualified accountant or lawyer, with at least 5 years experience in administration or governance in any FCA regulated entity. This is a fantastic opportunity for a confident and polished ...
Company: Symes Collins
(1 week ago)
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£60 - 80
Location: London
... and efficient short-term financial products. We're a fast-growing FCA-regulated consumer credit company. We have members, not customers and we take a ...
Company: Creditspring
(1 week ago)
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£60 - 80
Location: London
Clear Junction is a global payments company, licensed and regulated by the FCA in the UK, that offers regulated end-to-end payment solutions based on proprietary in-house ...
Company: Clear Junction
(1 week ago)
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£60 - 80
Location: London
... overdue findings. Ensure compliance with Munich Re’s Code of Conduct and FCA Conduct Rules. Support regulatory reporting requirements with the reporting function as needed. Key Skills ...
Company: ERGO Group AG
(1 week ago)
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£80 - 100
Location: London
... and relationships. Additional Role Details This role is subject to the Conduct Rules set by the FCA. Don't meet every requirement? At Jupiter we are dedicated to building a diverse ...
Company: Jupiter Asset Management Ltd
(1 week ago)
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£60 - 80
Location: London
... have Experience of working with law enforcement, or a regulatory or governmental body such as the FCA, HMT or equivalent body in another country. Experience of working at a financial ...
Company: EY
(1 week ago)
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£60 - 80
Location: London
... . Oversee compliance registers (e.g., Gifts, Conflicts, Personal Dealing) and manage FCA reporting. Support compliance training, awareness initiatives, and regulatory horizon scanning. Collaborate ...
Company: Barclay Simpson
(1 week ago)
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£80 - 100
Location: London
... in a way that is consistent with achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities Define, develop, communicate, and embed ...
Company: Arbuthnot Latham
(1 week ago)
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£100 - 125
Location: London
... with internal policies and external regulations. Knowledge of SOC, SOx, GS007, AAF, FCA, HIPAA regulations. Coordinate visits with external auditors and internal Risk/Audit resources ...
Company: FNZ Group
(1 week ago)
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£60 - 80
Location: London
... manager for the firm's regulated entity in the UK, fulfilling obligations and responsibilities as required by the FCA. Contribute to broader initiatives within the team, working to strengthen internal controls and compliance frameworks ...
Company: Plum Fintech
(1 week ago)
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