Total result: 850
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionKey Responsibilities:Security Operations ... 3rd-party risk management.Understanding of ISO 27001, NIST CSF, FCA/PRA expectations and operational resilience requirements.Strong stakeholder management, communication ...
Company: Arbuthnot Latham
(3 weeks ago)
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Location: London
... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules. Job Description Key Responsibilities: Lead ... laws and regulatory frameworks, such as GDPR, Data Protection Act, FCA/PRA regulation. Promote better use and management of data and ...
Company: Arbuthnot Latham
(3 weeks ago)
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Location: London
... , contract management and service delivery in line with WTW policies, FCA requirements and regulatory standards.What you'll bring:Extensive years ... qualified or working towards ACII is preferred.Strong commitment to FCA, WTW policies and regulatory requirements.What We OfferEnjoy a benefits ...
Company: Willis Towers Watson
(3 weeks ago)
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Location: London
... payment arrangements Advise on regulatory perimeter issues, including interaction with FCA guidance, EU MiCA framework, and cross-border considerations Support product ... hybrid brokerage/wealth propositions Support engagement with regulators (e.g. FCA) and regulatory change initiatives 4. Wealth Management Products & ServicesAdvise ...
Company: CMC Markets
(3 weeks ago)
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Location: London
... and corporate access opportunities. Risk and regulatory responsibilities Adhere to FCA regulatory requirements and internal policies. Demonstrate sound judgement in all ... Degree educated or able to demonstrate equivalent professional experience. Relevant FCA regulatory qualifications, where required. A strong understanding of market conduct ...
Company: Investec
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London
... in a compliance advisory contextGeneral compliance knowledge and familiarity with FCA regulations, MiFID and AIFM requirementsExcellent analytical, communication and stakeholder ... in a compliance advisory contextGeneral compliance knowledge and familiarity with FCA regulations, MiFID and AIFM requirementsExcellent analytical, communication and ...
Company: Goldman Sachs
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London
... service standards.Ensuring all activities are conducted in line with FCA requirements and Gallagher policies.Maintaining orderly and compliant electronic records ... Market documentation, including slips, endorsements, and client documentation.Understanding of FCA regulations and regulatory requirements.Strong communication skills, both written and ...
Company: Arthur J. Gallagher & Co.
(3 weeks ago)
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Location: London
... complying with the Lloyd’s byelaw for delegated underwriting and FCA rules and guidance on material outsource providers.Prepare and, if ... including the code of conduct which incorporates the PRA and FCA Conduct Rules. Undertake relevant training on Beazley policies and procedures ...
Company: Beazley
(3 weeks ago)
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Location: London
... complaints.Make fair, evidence-based decisions that are consistent with FCA DISP, Consumer Duty, GDPR and FOS expectations.Ensure complaint controls ... with current accounts or consumer lending products.Strong knowledge of FCA DISP, Consumer Duty and consumer credit regulation.Good understanding of ...
Company: Zopa
(3 weeks ago)
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Location: Reading, Berkshire
... maximise business opportunities.Ensure all advice and processes remain fully FCA compliant throughout the advice process.What we are looking for ... or in a similar role.CeMAP qualification.Good knowledge of FCA compliance requirements.Strong ability to convert leads and build trusted ...
Company: Additional Resources
(3 weeks ago)
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£34,999
Location: Southall, England
... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...
Company: Dignity Funerals Limited
(3 weeks ago)
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£27,999
Location: Clydebank, Scotland
... lives, this is a good place to build a career. FCA Statement Dignity is part of a group that includes ... FCA-regulated activities, and some roles may be subject to relevant ...
Company: Dignity Funerals Limited
(3 weeks ago)
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Location: London
... include; Maintain accurate product governance records and ensure compliance with FCA PROD requirements, Consumer Duty expectations and internal policies. Build effective ... , Consumer Duty or Conduct Risk role. Good working knowledge of FCA Product Governance requirements, including PROD 4, Consumer Duty and Fair ...
Company: BDO LLP
Job type: contract
(3 weeks ago)
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Location: Dunfermline
... & Risk Governance Ensure all agentic solutions comply with: FCA Consumer Duty Operational Resilience requirements Data Protection regulations Treating Customers ... understanding of operational risk and governance frameworks. Experience working within FCA-regulated environments. Executive stakeholder management experience. Essential Skills Process ...
Company: Hackajob Ltd
(3 weeks ago)
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£25,000 - 30,000 - Annum
Location: London
... closures. Supporting ongoing fund-related queries and client matters. Preparing FCA applications and notification forms. Reviewing and processing amendments to fund ... investor circulars and related documentation. Liaising with clients and the FCA. Supporting fee earners with their day-to-day legal work ...
Company: Brandon James
Job type: permanent
(3 weeks ago)
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Location: South east england
... client files Ensuring all advice is provided in accordance with FCA requirements Keeping up to date with changes in the mortgage ... Confidence working towards targets and performance objectives Strong understanding of FCA compliance and responsible lending requirements A full UK driving licence ...
Company: Regional Recruitment Services
(3 weeks ago)
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