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... to pensions Governance & Quality Ensure UX outputs align with FCA considerations such as clarity, fairness, and consumer understanding Balance user ...

Company: Tata Consultancy Services (1 week ago)

... suitability assessment, though this is not essential Awareness of relevant FCA regulatory frameworks RDR Level 4 qualification in Financial Planning or ...

Company: Nigel James Associates Ltd (1 week ago)

... enterprise risk frameworks Strong knowledge of regulatory frameworks (e.g., FCA, MiFID II, etc.). Due to the high volume of applications ...

Company: Clayton Davies (1 week ago)

... manner Maintain accurate client records and documentation in line with FCA and compliance standards Support sales activity through effective pipeline and ...

Company: Eden Scott (1 week ago)

... oversight Ensure compliance with internal policies and regulatory requirements (including FCA, PRA, EBA and DORA) Prepare and present detailed financial and ...

Company: Reed Talent Solutions (1 week ago)

... Ensuring all processes and standards are met in line with FCA regulations, maintaining showroom excellence in line with manufacturer standards Champion ...

Company: Stratstone (1 week ago)

... : Oversee and enhance the UK compliance framework in line with FCA requirements Advise investment teams on trading regulations (e.g. market ...

Company: OCR Alpha (1 week ago)

... for operational resilience, including Digital Operational Resilience Act (DORA) and FCA PS21/3

Company: Revolut (1 week ago)

... responsibilities: Support the compliance programme in line with firm and FCA requirements Help with AML/KYC processes, onboarding, and due diligence ...

Company: OCR Alpha (1 week ago)

... their role at Miller, such as Lloyd’s byelaws and FCA rules • Promote Miller brand and values to enhance Miller’s ...

Company: Miller Insurance Services LLP (1 week ago)

... impactful career. About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ...

Company: LGPS Central (1 week ago)

... company: Servaada is Wipro's UK entity, authorised by the FCA (the UK financial services regulator) to undertake regulated activities on ...

Company: Servaada - a Wipro Company (1 week ago)

... to departments work. To abide by the requirement of the FCA’s Consumer Duty Regulations to place customers’ needs first to ...

Company: IPOE Consulting (1 week ago)

... variance analysis to ensure robust financial governance and compliance with FCA standards. You will collate, analyse, and maintain high quality financial ...

Company: Hays (1 week ago)

... junior colleagues and contribute to team development Ensure compliance with FCA requirements Hybrid working after training (3 days in office) What ...

Company: Barker Munro Recruitment (1 week ago)

... filings at Companies House, maintenance of registers, stock exchange announcements, FCA and NSM filings, Model Code compliance, drafting minutes for subsidiary ...

Company: WHSmith (1 week ago)

... crime investigations involving regulators including the police, HMRC, SFO and FCA Supporting clients through all stages of investigation and enforcement, including ...

Company: William James Recruitment (1 week ago)

... : Experience with Contact Lens (sentiment analysis, compliance monitoring) Exposure to FCA regulations and Consumer Duty Infrastructure-as-code experience (Terraform or ...

Company: ANSON MCCADE (1 week ago)

... a UK‑regulated bank or financial institution, operating credibly under FCA and PRA scrutiny Demonstrable accountability under the Senior Managers & ...

Company: Markerstudy Group (1 week ago)

... line with the firm’s T&C scheme and FCA requirements. Conduct observations, one-to-one coaching, and formal assessments ...

Company: Clayton Davies Job type: internship (1 week ago)