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£150 - 200
Location: Manchester, England
... the tax regime in which they operate Demonstrable understanding of FCA, CASS and CBI CAR rules Strong systems skills/ability to ...
Company: BNY Mellon
(1 month ago)
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£150 - 200
Location: Paignton
... to HR guidelines/procedures. Ensure consistent brand compliance. Maintain 100% FCA compliance, as well as compliance with all other external bodies ...
Company: Snows Group
(2 months ago)
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£125 - 150
Location: City Of London
... FS outsourcing portfolio Demonstrated experience in preparing or reviewing FSA/FCA regulatory returns A commercial mindset, with the ability to identify ...
Company: Fletcher George Financial Recruitment
(2 months ago)
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£125 - 150
Location: Lancaster
... support staff, driving a high-performance culture. Ensure compliance with FCA regulations and internal risk frameworks. Manage budgets, forecasts, and KPIs ...
Company: Vero HR
(1 month ago)
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£125 - 150
Location: London
... and procedures and culture in adhering to and promoting the FCA Consumer Duty with the organisation. Apply for this job * indicates ...
Company: Interactive Brokers
(1 month ago)
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£150 - 200
Location: City Of London
... to test tokenization structures within the Sandbox; FCA Authorisation: Leading Ctrl Alt’s MiFID authorisation ... be responsible for engaging relevant stakeholders through the FCA authorisation process, preparing the required application and ... parties and ensure regulatory reporting requirements to the FCA are met. Manage other conduct and compliance ...
Company: ctrl-alt.co
(2 months ago)
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Location: Leeds
... on compliance queries, especially with regard to FCA Handbook requirements, by providing practical interpretations of regulatory ... and procedures to ensure effective compliance with the FCA and other regulatory requirements. Represent the Compliance ... of the UK financial services sector and FCA regulation. Good understanding of General Data Protection ...
Company: TransUnion
Job type: permanent
(2 months ago)
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£200 +
Location: City Of London, England
... strong commercial acumen. Deep understanding of UK insurance regulations, including FCA and PRA requirements, Solvency II, GDPR, and other relevant UK ... Technology | InsurTech UK | Digital Insurance Transformation | UK Insurance Consultancy Jobs | FCA Insurance Compliance | PRA Insurance Compliance | Insurance Strategy UK | Insurance Sector ...
Company: Projective Group
(2 months ago)
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£200 +
Location: London
... that aligns with long-term organisational goals and adhere to FCA regulations and guidelines. Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, as well as engagement with auditors ...
Company: WorldFirst
(2 months ago)
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£150 - 200
... ) responsible for Compliance Advice and 2nd line Assurance for all FCA-regulated products (ETFs, ISAs, Pensions, etc.). Manage, oversee, and support ... a Retail Investments and/or Pensions environment with familiarity with FCA-regulated product distributions (ETFs, ISAs, Pensions, etc.). Experience working with ...
Company: Willow Resourcing Limited
(2 months ago)
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£150 - 200
Location: City Of London
... that all company activities are in compliance with UK and FCA laws and regulations. Consumer Duty Compliance: Implement and oversee strategies ... people leader, able to motivate and encourage. Deep understanding of FCA regulatory environment. Have interest in technology and automation, especially AI ...
Company: Zego
(2 months ago)
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£40,000 - 60,000 - Annum
Location: London
... facilitation experience * Understanding of compliance in financial communications (e.g., FCA,) * Familiarity with SEO and content distribution strategies
Company: RMK Talent Solutions
Job type: permanent
(2 months ago)
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£150 - 200
Location: London, England
... compliance and risk management related to financial licenses authorised by FCA. **What you will be doing: *** Legal advice and guidance to ...
Company: Edenred
(2 months ago)
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£150 - 200
Location: London, England
... achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities: Lead, manage and ...
Company: Arbuthnot Latham
(2 months ago)
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£150 - 200
Location: London, England
... strong relationships with Lloyd’s representatives and regulatory bodies (PRA, FCA). **Candidate Profile ****Essential Qualifications & Experience *** Extensive experience in Lloyd’s ...
Company: AXIS Capital
(2 months ago)
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£125 - 150
Location: London
... of Conduct and Complaints team Adherence to Lloyd's and FCA regulatory requirements Fostering a positive conduct environment Experience: 5+ years ...
Company: Miryco Consultants Ltd
(2 months ago)
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£150 - 200
Location: City Of London
... regulations (e.g., MiFID II, Dodd Frank Act) and relevant FCA regulatory requirements and expectations on market abuse surveillance programmes. * Strong ...
Company: MUFG Bank, Ltd
(2 months ago)
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£150 - 200
Location: City Of London
... Strong technical knowledge of UK corporate governance, company law and FCA requirements Prior experience working with Investment Trusts or listed funds ...
Company: G2 Legal Limited
(2 months ago)
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£200 +
Location: London
... relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II Category: Staff giving information about investment products, investment ...
Company: SEI
(2 months ago)
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£125 - 150
Location: Bath
... Wipro Servaada is Wipro's UK entity, authorised by the FCA (the UK financial services regulator) to undertake regulated activities on ... , care and diligence Must be open and cooperative with the FCA and other regulators Must pay due regard to the interests ...
Company: Wipro
(2 months ago)
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