Total result: 527
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£150 - 200
Location: London, England
... to insurance or financial services regulation is desirable, especially relating to product distribution, FCA oversight, or policy documentation. Demonstrated ability to manage competing priorities, think commercially ...
Company: Zego
(1 month ago)
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£150 - 200
Location: London, England
... documentation Preparing and filing the relevant statutory filings and regulatory filings (Companies House, FCA, NSM) Providing advice and guidance on Association of Investment Companies (AIC) corporate ...
Company: Computershare UK
(4 weeks ago)
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£150 - 200
Location: Leeds, England
... Planning (RRP) ICAAP and Pillar 3 reporting Senior Managers & Certification Regime FCA Systems and Controls - especially in relation to Compliance and Risk Management Frameworks Governance Conduct ...
Company: RSMUK
(4 weeks ago)
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£150 - 200
Location: London, England
... with cloud security frameworks and regulatory requirements (ISO 27001, NIST, GDPR, SOC2, FCA). • Conduct regular security risk assessments, penetration tests, and vulnerability management across ...
Company: Jas Gujral
(4 weeks ago)
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£150 - 200
Location: London, England
... regulations: FSMA, MiFID, SMCR, COBS, FinProm, etc. Experience dealing with UK regulators such as the FCA and PRA preferred. Proven ability to manage complex projects across time zones ...
Company: Hospitable.com
(4 weeks ago)
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£150 - 200
Location: London, England
... on listed company matter and public disclosures; and have deep knowledge of the UK Companies Act, FCA Listing Rules, Disclosure and Transparency Rules and UK / EU Market Abuse Regulation alongside ...
Company: Barclays
(4 weeks ago)
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£150 - 200
Location: Leeds, England
... , United Kingdom 1 week ago Senior Project / Programme Manager (Change / FCA / Financial Services) We’re unlocking community knowledge in a new way ...
Company: Haskoning
(4 weeks ago)
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£150 - 200
Location: London, England
... Ownership of personal development Undertake regular learning and development and align with company and FCA requirements Adhere to company and regulatory policies and guideline at all times Partaking in Vodafone’s ...
Company: Vodafone
(4 weeks ago)
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£200 +
Location: London, England
... preferred. Note: Candidates must be aware that this is a Certified Role under FCA and PRA regimes, which require assessment of fitness and propriety based on honesty ...
Company: Jobs via eFinancialCareers
(4 weeks ago)
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£150 - 200
Location: London, England
... of a team effort Genuine interest in and awareness of global markets fluctuations FCA License & FINRA Series 7 will be required Class: Full-time, Exempt ...
Company: StoneX Group Inc.
(4 weeks ago)
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£150 - 200
Location: London, England
... with cloud security frameworks and regulatory requirements (ISO 27001, NIST, GDPR, SOC2, FCA). Conduct regular security risk assessments, penetration tests, and vulnerability management across ...
Company: Jas Gujral
(4 weeks ago)
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£150 - 200
Location: London, England
... FRAMEWORK This accountability appears in all role profiles - please do not delete when editing Understand how FCA Conduct Rules apply to you as an employee of RSA and specifically, how they apply to this ...
Company: Falcon Smart IT (FalconSmartIT)
(4 weeks ago)
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£200 +
Location: London, England
... understanding of the payments landscape and related risk considerations Familiarity with UK regulatory requirements (FCA, AML, KYC, etc.) Proven ability to interpret financials and assess complex business structures ...
Company: InterQuest Group
(4 weeks ago)
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£125 - 150
Location: Manchester
... of auditing and managing compliance of processes Understanding of the Regulatory rules (FCA, GFSC) regarding outsourcing Studying towards / achieved CIPS Good influencing skills ...
Company: First Central
(1 month ago)
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£200 +
Location: London, England
... . Key Responsibilities Regulatory Advisory & Implementation: Provide authoritative guidance on FCA requirements including COBS, SYSC, MAR, MiFIDPRU, and Consumer Duty ... initiatives and consumer harm reduction programs Regulatory Relations Assist with FCA correspondence, information requests, and supervisory meetings Support preparation for regulatory ...
Company: ThinkMarkets Group
(1 month ago)
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£150 - 200
Location: London, England
... - Lead regulatory reporting processes to ensure timely and accurate submissions to the FCA and other relevant authorities. Enterprise Risk Management - Support with the uplift ... experience of supporting the implementation of compliance frameworks, particularly for FCA-regulated entities. Experience leading regulatory reporting processes. Familiarity ...
Company: YouLend Limited
(1 month ago)
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Location: EC2M, Coleman Street, Greater London
... training to staff regarding compliance and UK Data Protection Regulations, PRA/FCA Outsourcing, third-party risk management and Senior Managers & Certification ... GDPR/data protection * Reviewing the London office framework on compliance with PRA/FCA and Senior Managers & Certification Regime * Assisting business areas with implementation plans for ...
Company: Prime Personnel UK
Job type: permanent
(1 month ago)
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£150 - 200
Location: City of Westminster, England
... to implement future changes in regulation. Ensure systems in place for compliance with FCA client categorisation and financial promotions rules and US marketing rules. Draft ... staff development and training needs. Act as central point of contact with the FCA, SEC and other regulatory bodies relevant to the firm, responding to queries and ensuring ...
Company: Firefly Group
(1 month ago)
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£200 +
Location: London, England
... communication of these with clients where appropriate Adhere to all relevant FCA requirements and compliance, completing all necessary training within the required timeframe Familiarise yourself ... the relevant Senior Manager and Certification Regime Rules set by the FCA. This role will perform the following certified functions: Certification - Client ...
Company: ziprecruiter
(1 month ago)
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£150 - 200
Location: London, England, Hybrid
... lying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual ... assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: ...
Company: Citi
(1 month ago)
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