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... & Risk Work closely with the Compliance Officer to ensure FCA compliance Maintain robust internal controls and procedures Oversee audit readiness ...

Company: Tate Recruitment (1 week ago)

... , consumer credit, or broader FS regulation Good working knowledge of FCA/PRA rules, FSMA, and the RAO Ability to work with ...

Company: SSQ (1 week ago)

... -related revenue lines Ensure all pricing activity is compliant with FCA Consumer Duty fair value requirements Provide pricing expertise and modelling ...

Company: Northreach (1 week ago)

... processes, including checks, calculations, and record‑keeping in line with FCA/CASS and other regulatory standards. Maintain accurate documentation and audit ...

Company: ATFX Connect (1 week ago)

This independent body, accountable to the FCA and PRA, are now seeking the support of an Assistant ...

Company: BWW Recruitment (1 week ago)

... . The role does not involve providing investment advice or performing FCA-regulated activities; all advisory work stays with our U.S ...

Company: Lefavi Wealth Management (1 week ago)

... level required by the Company’s regulators. • Comply with the FCA’s conduct (and senior conduct) and Consumer Duty rules and ...

Company: The Actuary Group (1 week ago)

... investor onboarding Assisting with subscription documentation and fund closings Preparing FCA applications and regulatory notification forms Processing amendments to key fund ...

Company: LAW CHOICE RECRUITMENT (1 week ago)

... hoc duties assigned by the CRO and comply with the FCA/PRA’s Individual Conduct Rules, as outlined below. Skills and ...

Company: Zenith Bank (UK) Limited. (1 week ago)

... as a key liaison in respect of the firm’s FCA Appointed Representative obligations. The successful candidate will be a seasoned ...

Company: Major, Lindsey & Africa (1 week ago)

... of Eclipse or Sequel systems would be advantageous Understanding of FCA requirements Strong working knowledge of Microsoft Word and Excel Excellent ...

Company: Nashrock Insurance Recruitment (1 week ago)

... arise in the course of the job. Comply with the FCA/PRA’s Individual Conduct Rules, as outlined below. Skills/Knowledge ...

Company: Zenith Bank (UK) Limited. (1 week ago)

... and digital retail banking Regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) Strong fintech and payments DNA ...

Company: Taylor Root (1 week ago)

... within DC pensions and/or consumer financial services Familiarity with FCA regulation, and ideally DWP and/or TPR exposure Strong grounding ...

Company: Heriot Brown In-House Legal Recruitment (1 week ago)

... a valid SPS. Strong technical knowledge of financial planning and FCA regulations. Excellent communication and relationship‑building skills. A people‑focused ...

Company: Financial Divisions (1 week ago)

... and data quality across the pricing function The Candidate FIA/FCAS (or equivalent) 7+ years actuarial experience, 5+ years pricing in ...

Company: Eames Consulting (1 week ago)

... risk Act as Data Protection Officer (DPO) General: Comply with FCA Conduct Rules, Principles for Businesses, and PRA Fundamental Rules Follow ...

Company: UK Bank (1 week ago)

... Product Governance background Strong Consumer Duty experience Good regulatory understanding (FCA, FSMA, MFSA, NBB, etc) Hands-on, do-er mindset Regulatory qualification ...

Company: Hunter Bond (1 week ago)

... and 3). About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ...

Company: LGPS Central (1 week ago)

... client agreements, product documentation, and commercial contracts. Navigate regulatory issues (FCA/PRA/GFSA) and cross-border considerations. Lead on strategic projects ...

Company: The Stephen James Partnership (1 week ago)