Total result: 918
|
£120,000 - 190,000
Location: Greater London
... , market practice and emerging risks. Compliance and risk Work within FCA, Lloyd's and MNK Group rules, including Consumer Duty, conduct ... . Excellent negotiation, presentation and written skills. A clear understanding of FCA and Lloyd's regulation and conduct requirements. ACII or Chartered ...
Company: MNK International
(1 week ago)
|
|
£120,000 - 190,000
Location: Greater London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citi
(1 week ago)
|
|
£120,000 - 180,000
Location: Greater London
... internal policies. Deliver suitability letters and reports in line with FCA standards. Leadership & Support Provide strategic leadership to paraplanners, associate ... Regime (SMCR). All staff must comply with the PRA and FCA Individual Conduct Rules: Act with integrity Act with due skill ...
Company: Schroders
(1 week ago)
|
|
£120,000 - 180,000
Location: Greater London
... adherence to CGW Best Execution policies, regulatory frameworks (e.g., FCA / MiFID II guidelines), and market conduct rules. Transaction Cost Analysis ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citi
(1 week ago)
|
|
£120,000 - 180,000
Location: Greater London
... a primary point of contact for the Financial Conduct Authority (FCA), HMRC, law enforcement, and other relevant authorities, supporting regulatory reviews ... crime risk assessments. Experience engaging with the Financial Conduct Authority (FCA), HMRC, law enforcement, and other relevant regulatory or supervisory authorities ...
(1 week ago)
|
|
Location: London
... direct bearing on key responsibilities and accountabilities.Technical knowledge of FCA, current case law and legislation as they pertain to customers ...
Company: howden group holdings
(1 week ago)
|
|
Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules. Job DescriptionClient Service and TeamTo ...
Company: Arbuthnot Latham
(1 week ago)
|
|
Location: London
... for Management, Head Office and Local Regulators (e.g. PRA/FCA), and other internal/external stakeholders;Review periodic management information, liquidity ...
Company: People First Recruitment
(1 week ago)
|
|
Location: Haywards Heath, West Sussex
... of relevant legislation – Financial Ombudsman Service (FOS) Financial Conduct Authority (FCA) Data Protection Act (DPA)Skills & QualificationsAbility to prioritise and ...
Company: First Central Group
(1 week ago)
|
|
Location: London
... frameworks.Knowledge of UK regulatory expectations, including those relating to FCA, PRA and operational resilience requirements.Experience conducting Business Impact Assessments ...
Company: Hays
(1 week ago)
|
|
... Not Call compliance, and financial services sales suitability standards (FINRA, FCA Product Governance for regulated sales)Track competitor sales BPO positioning ...
Company: Foundever
(1 week ago)
|
|
Location: London
... an insurer or reinsurer, ideally within the London marketStrong, hands-on FCA regulatory reporting experienceSomeone comfortable getting into the detail and managing ...
Company: Idex Consulting
(1 week ago)
|
|
Location: London
... client portfolios and introduce additional servicesCompliance & RiskEnsure adherence to FCA regulations and internal compliance standards Maintain accurate and up-to ...
Company: howden group holdings
(1 week ago)
|
|
Location: London
... platforms (e.g., Kyriba, Icap, Treasury)Understanding of regulatory frameworks (FCA, PRA, FIU regulations)Background in risk management and hedging strategiesExperience ...
Company: BVNK
(1 week ago)
|
|
Location: London
... and supervisory interventions Legal aspects of regulatory interactions with the FCA, PSR, CSSF, CBI, ECB and other relevant supervisory authorities, including ...
Company: PayPal
(1 week ago)
|
|
Location: London
... capital markets transactionsIn-depth knowledge of the UK Listing Rules, FCA regulations, and other relevant legal frameworksExcellent commercial awareness and a ...
Company: Idex Consulting
(1 week ago)
|
|
Location: London
... of annual statutory accounts for UK subsidiariesQuarterly regulatory reporting to FCA, MAS and NFA• Preparation of monthly draft tax computation for ...
Company: Taylor James Resourcing
(1 week ago)
|
|
Location: London
... :Bring proven complaints-function leadership experience within financial services. Apply FCA DISP, Consumer Duty and Financial Ombudsman Service requirements confidently in ...
Company: Zopa
(1 week ago)
|
|
Location: London
... is discharged effectively. Disclose appropriately any information of which the FCA and PRA would reasonably expect to have notice.Team Leadership ...
Company: The Travelers Indemnity Company
(1 week ago)
|
|
Location: London
... in the UK; familiarity with UK regulatory frameworks (e.g., FCA is preferredKnowledge of governance, AML/CTF, compliance, outsourcing, SOX and ...
Company: StoneX
(1 week ago)
|
©2017 l3ehnam