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... Job Description Summary . Job Description JOB TITLE: Head of FCA Regulatory Affairs LOCATION(S): London, Edinburgh, Bristol, Leeds, ... obligations. We're looking for a Head of FCA Regulatory Affairs to ensure successful delivery of the Group ... to lead the day-to-day relationship with the FCA and delivering the Group’s Regulatory Strategy. Acting as ...

Company: Lloyds Banking Group (2 days ago)

A leading financial institution is seeking a Head of FCA Regulatory Affairs to enhance regulatory engagement and oversee compliance risk. ...

Company: Lloyds Banking Group (2 days ago)

... social worker in 1994, Foster Care Associates (FCA) is an established fostering agency which forms part ... including complaints and representation procedures as detailed in the FCA policies and procedures. * Provide and record regular ... supervision to allocated foster parents in line with FCA's Operational Standards. * Work in partnership in ...

Company: The FCA Job type: permanent (4 days ago)

... Investigations, Enforcement and Market Oversight About the FCA At the FCA, we’re creating a fair and more ... within WUBI. WUBI collaborates closely with the wider FCA, other regulatory bodies and law enforcement agencies, ... learn more about the Disability Confident Scheme, see the FCA site.) Minimum Significant experience in: Managing and influencing ...

Company: Financial Conduct Authority (17 hours ago)

... applicable.Liaise with external legal and regulatory advisors to manage FCA authorisation processes or appointed representative arrangements, if relevant. Healthcare ... obligations, including non-financial misconduct standards. Ensure the organisation meets FCA expectations around workplace culture, diversity, and psychological safety. About the ...

Company: Healix (6 days ago)

... to target individuals for advertising campaigns.To understand how the FCA collects and processes personal data please refer to the . ... work and contributing to the leadership and strategy of the FCA as a whole. **The main responsibilities of the post ... role on a flexible basis. As part of the FCA’s on-going commitment to develop our national presence, ...

Company: PSR Limited (2 days ago)

... responsibilities with personal regulatory accountability as an FCA-approved Senior Manager. The position carries ... not advisory. Responsibilities cannot be delegated without FCA approval. Key Responsibilities Provide overall leadership, ... , professionalism and eligibility to meet ongoing FCA fitness and propriety requirements. Inventum Group is ...

Company: Inventum Group (Formally Wells Tobias) Job type: permanent (4 days ago)

... to-day activities include drafting essential documentation for FCA authorisation, acting as a key liaison with ... all compliance-related application materials required for FCA authorisation, including comprehensive manuals, AML/CTF policies ... the Financial Services and Markets Act (FSMA), FCA Handbook (especially CONC), and Money Laundering Regulations ...

Company: Robert Walters UK (5 days ago)

... individuals for advertising campaigns.To understand how the FCA collects and processes personal data please refer to ... leadership team. Deepen your knowledge about how the FCA’s front line business divisions interface with key ... judgments.Strong stakeholder management skills to develop networks across FCA and ‘join dots’ to build sense of common ...

Company: PSR Limited (17 hours ago)

... accounting, focusing on the following areas: i) FCA financial reporting ii) UK statutory reporting iii) VAT ... audit findings. Required skills Regulated-firm knowledge: FCA regulatory framework including SM&CR and regulatory ... stakeholder and people-management skills; ability to satisfy FCA fit-and-proper checks. Technical skills required Investment ...

Company: Amundi (6 hours ago)

... using MI and feedback. Ensuring full compliance with FCA, DISP and Consumer Duty requirements. Translating regulatory ... related to redress activities. Supporting engagement with the FCA and other external stakeholders. Promoting a culture ... products and commission structures. In-depth knowledge of FCA and DISP rules. Background in overseeing vendors ...

Company: Lloyd Recruitment - Epsom Job type: contract (4 days ago)

... * Ensure contracts, SLAs, and security assurances meet FCA and internal requirements. * Support due diligence and ongoing ... amp; Regulatory Support * Act as IT lead for FCA audits, internal reviews, and compliance assessments. * Produce ... Succeed: * Proven IT management experience in an FCA-regulated or financial services environment. * Strong ...

Company: People First (Recruitment) Ltd Job type: permanent (3 days ago)

... of consistently fair customer outcomes in line with FCA standards and Consumer Duty. About the Company This ... fair, and compliant complaint handling in line with FCA rules and internal policy. Own complaints end-to- ... and accountability. Skills & Experience Strong knowledge of FCA complaint-handling rules, FOS expectations, and regulatory risk. ...

Company: Manpower UK Ltd Job type: temporary (5 days ago)

... ensuring that documentation is clear, accurate, and fully compliant with FCA regulation, Product Governance frameworks, and Consumer Duty requirements. This is ... controlled documentation updates across systems. * Ensure all documentation aligns with FCA expectations, Product Governance frameworks, Consumer Duty requirements, insurer delegations, and ...

Company: Equation Recruitment Job type: permanent (3 days ago)

... large corporates and are seeking a boutique, FCA regulated firm that supports an entrepreneurial approach. ... managing and developing client relationships in accordance with FCA requirements, supported by our compliance, operational, and ... Wealth Management Ltd is a London based, FCA regulated advisory firm, providing tailored investment solutions to ...

Company: Vinco Wealth Management Job type: permanent (2 days ago)

... finance solutions, value-added products, and ensuring FCA compliance throughout. * Coach and support the ... Licence. Desirable: * Familiarity with motorcycles is preferred. * FCA Accreditation would be beneficial. Benefits: * Netflix Membership * ... authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities ...

Company: SuperBike Factory Job type: permanent (1 day ago)

... interpretation of Ofgem licence conditions and implementation of FCA rules on General Insurance and Consumer Credit. ... experience of advising businesses in relation to FCA regulated consumer products and services. Experience drafting ... respond to Government (DESNZ, HMT) and Regulator (FCA, Ofgem, CMA) consultations concerning financial services, energy ...

Company: Centrica - CHP Job type: permanent (2 days ago)

... have deep subject matter expertise of the UK regulatory framework (FCA/PRA Handbook, SYSC, CONC, DISP, COBS, PROD, ... This role is regulated by the Financial Conduct Authority (FCA) under the Senior Managers and Certification Regime. This means ... this role. For more information you can visit the FCA website or ask your recruiter who can explain further ...

Company: Metro Bank (UK) (6 days ago)

... of BINS/BISL Management Responsibilities Map to the FCA/PRA. Partner with Finance on non‑Solvency ... management. Support regulatory engagements and assessments (including the FCA), offering constructive challenge, managing actions and driving ... /financial services is desirable. Strong knowledge of FCA/PRA expectations and the Handbook. Ability to ...

Company: Bupa Occupational Health (3 days ago)

... Treasury and regulated by the Financial Conduct Authority (FCA), RFL works across the public and private sectors ... regulations to RFL. Own the relationship with the FCA, ensuring this remains open and constructive. Provide ... regulatory environment, including experience of liaison with the FCA. Experience in providing oversight of financial risks, ...

Company: Reclaim Fund Ltd (17 hours ago)