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... Do Be our day-to-day contact with the FCA: authorisation process, queries, notifications and regulatory returns. ... requests Review products, marketing and financial promotions against FCA rules Deliver staff training and report regularly to ... English Nice to Have Hands‑on experience with an FCA authorisation or variation application, ideally for an e ...

Company: Juuli (4 days ago)

... Edinburgh. You will oversee the firm’s regulatory strategy, ensure FCA-driven governance and lead a team to maintain high compliance ... standards. The role focuses on managing FCA-regulated activities, SMF16 oversight, and liaising with the regulator while ...

Company: Lewis Paige (4 days ago)

... & Compliance Director to own the regulatory framework across its FCA-regulated activities in Glasgow/Edinburgh. Hybrid working offers senior leadership ... , compliance and regulatory framework, overseeing SMF16, and coordinating with the FCA on submissions, reporting and supervisory engagements. A strategic, influential leader ...

Company: QED Legal Recruitment Limited (1 day ago)

... senior stakeholders across a number of functions.• Responsible for quarterly FCA reportingOversee end-to-end finance operations for in-scope entities ...

Company: Taylor James Resourcing (12 hours ago)

... , seeks a dedicated MLRO and head of compliance to drive FCA authorisation for an e-money license. You will build the ...

Company: Juuli (4 days ago)

LGPS Central (LGPSC) Ltd is seeking a Chief Risk and Compliance Officer to lead enterprise risk, compliance, financial crime and assurance for a growing, regulated investment organisation. You will report to the CEO and work with the Board and governance committees to embed robust risk governance and a strong conduct culture. Responsibilities ...

Company: LGPS Central (4 days ago)

... external recruitment contact is Raimonda via raimonda. internal recruitment contact is Lauren via ... -making, improves AI security capability across the FCA and promotes awareness and good practice to ensure ... and the promotion of good practice across the FCA Demonstrate flexibility in managing shifting priorities and workloads ...

Company: Financial Conduct Authority (FCA) (2 days ago)

... services business, ideally having previously held an FCA-approved SMF1 or SMF3 position.Demonstrable experience ... a regulated entity, including engagement with the FCA and responsibility for regulatory governance.Strong knowledge ... demonstrate the fitness and propriety standards required for FCA Senior Manager approval, including honesty, integrity, ...

Company: BVNK (2 days ago)

... REP025, REP008, complaints reporting and the Firm Details Attestation. Manage FCA notifications, regulatory correspondence and responses to enquiries. Oversee financial crime ... for an experienced compliance professional with a strong understanding of FCA regulation, particularly within principal firms and Appointed Representative networks. ...

Company: Consult (4 days ago)

... services regulatory experience, including at least one FCA authorisation or variation of permission that you ... analysis to decision. Direct, personal interaction with the FCA: correspondence, meetings and representation that you led ... perimeter experience. Engagement with the 2025–26 FCA cryptoasset consultations is highly relevant. Ability to ...

Company: OnHires (4 days ago)

... across the organisation. Ensure ongoing compliance with FCA regulations, including Consumer Duty, SMCR and relevant ... regulatory compliance and maintaining effective relationships with the FCA. Lead and develop the risk and compliance ... compliance professional with a strong understanding of FCA regulations and the ability to operate effectively ...

Company: Avenue Scotland Job type: permanent (2 days ago)

... and expressions of dissatisfaction in line with FCA DISP requirements, ensuring fair, evidence-based ... Representatives (ARs), overseeing their ongoing compliance with FCA requirements, contractual obligations and internal standards. ... , risk, governance or audit role within FCA-regulated financial services. Experience undertaking compliance monitoring ...

Company: Massenhove Recruitment Ltd (1 day ago)

... of control over UK‑authorised firms. Advising on FCA authorisation and permissions, including applications, variations of ... third‑country regulatory matters. Awareness of the FCA’s current supervisory priorities for the wholesale buy ... is a non‑contentious team, any exposure to FCA investigations, enforcement matters, or regulatory engagement would be ...

Company: Simmons & Simmons (4 days ago)

... the Sanctions and Anti-Money Laundering Act, JMLSG, the FCA Financial Crime Guide, SYSC 6.3, and payments/EMI ... the programme for internal audit, skilled-person reviews, and FCA scrutiny.Build the operating model as the team grows. Hire ... a point — MLR 2017, JMLSG, POCA, UK sanctions, FCA expectations — and how it lands in a payments product.You ...

Company: X (2 days ago)

... the business on regulatory requirements, specifically focusing on FCA regulations, capital and liquidity compliance expectations, regulatory ... reporting, and applicable sections of the FCA Handbook and PRA Rulebook. Provide check and ... .Conduct regulatory analysis on upcoming changes to FCA and PRA requirements, prudential standards, and ...

Company: WISE (1 day ago)

... James George Recruitment is working with a well-established, FCA-authorised commercial finance broker to recruit a Compliance Officer ... You'll be the go-to person for the FCA and industry bodies, and you'll help build a ... party credit agencies About you Strong working knowledge of FCA regulation in a financial services setting Experience with regulatory ...

Company: JAMES GEORGE RECRUITMENT LIMITED (2 days ago)

... the SMF16 Compliance Oversight function with the FCA, where applicable. Chair the broking Risk Committee ... processes. Maintain open and cooperative relationships with the FCA, the Prudential Regulation Authority (PRA) and other ... regulatory landscape. Practical working knowledge of the FCA Handbook. Previous experience holding the SMF16 function ...

Company: Pave Talent Partners Limited (2 days ago)

... Prudential Regulatory Authority (“PRA”);The Financial Conduct Authority (“FCA”);The Bermudan Monetary Authority (“BMA”); Guernsey Financial Services ... to Lloyd’s, the PRA and the FCA, as required.Reporting and Governance:Assisting with ... and non-secondees to undertake any remediation activities.FCA and Lloyd’s Returns:Overseeing the Lloyd’s ...

Company: Ascot Group (2 days ago)

... from regulators across EMEA but primarily from the FCA and Senior Manager Function applications and associated reporting ... recordings, client documentation, etc. * Liaising with the FCA / PRA to co-ordinate and arrange regulatory meetings, ... for, and attend, related onsite meetings with the FCA. * Support the firm's governance arrangements, including ...

Company: Goldman Sachs (2 days ago)

... and remittance platform. You’ll combine deep FCA expertise with a pragmatic, commercial mindset, acting ... CRA) and oversee transaction monitoring and investigations. Manage FCA and regulatory communications, acting as the firm’s ... in a early stage startup; Strong understanding of FCA expectations in regulated, high-growth environments. Comfortable ...

(4 days ago)