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... disputes with policyholders, regulatory and law enforcement agencies, and court authorities. Training and Education: Conduct training sessions for employees to raise awareness of legal ... years experience practicing law in a similar role; experience in the regulated financial services industry is preferred, ideally within insurance. At least two ...

Company: SquareTrade Europe (6 days ago)

... , CCNP Security, CEH, or equivalent. Experience in banking or financial services sector. Experience with Forcepoint, Varonis, Proofpoint, and ... by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Eligible deposits are protected by the UK Financial Services Compensation Scheme ...

Company: Cynergy Bank (1 week ago)

... initiatives in a way that is likely to meet the Financial Conduct Authority compliance requirements for firms of our size and sector Respond to ... accordance with statutory requirements for role with specific attention to (but not limited to) Conduct Risk Management, Complaints and Whistleblowing. About You Compliance qualifications desirable ...

Company: Gallagher (1 week ago)

... , knowledge and competence (as assessed by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. About Us J.P. Morgan is a ...

Company: JPMorganChase (1 week ago)

... , knowledge and competence (as assessed by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. About Us J.P. Morgan is a ...

Company: JPMorganChase (1 week ago)

... advice and second line assurance, with regards to all our products regulated by the Financial Conduct Authority (FCA). Your role is to ensure this is delivered effectively, efficiently ... in leading, managing and developing compliance teams; minimum 10 years in financial services compliance Extensive knowledge of UK regulatory requirements relevant ...

Company: Moneybox (1 week ago)

... 4,000 members. Like all credit unions JCU is regulated by the Financial Conduct Authority and the Prudential Regulation Authority. Established almost 40 years ago, the credit union has continued to develop ...

Company: JOHNSTONE CREDIT UNION LIMITED (1 week ago)

... management, investment processing and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London ... (Europe) Ltd (‘SIEL’) is authorised and regulated by the Financial Conduct Authority (FRN 191713).Seniority level Seniority levelMid-Senior level ...

Company: SEI (1 week ago)

... regulatory requirements and obligations of the regulated entities, paying due regard to the Financial Conduct Authority's Senior Manager and Certification Regime (as well as any other required local ... Institutional RFP role within investment management. * Detailed knowledge of financial products with a focus on ETF’s, Sustainable Investing, Fixed ...

Company: Perpetual Limited (1 week ago)

... . 21 volunteering hours per year. In this role you’ll be certified under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR). This means that ...

Company: Aviva Investors (1 week ago)

... per year. Regulatory and inclusion information In this role you’ll be ‘Certified’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR). This means regulatory ...

Company: Aviva Investors (1 week ago)

... Development role involving developing and managing executive level relationships within a financial services environment, which could include technical sales, solution development as well ... Investments (Europe) Ltd (‘SIEL’) is authorised and regulated by the Financial Conduct Authority (FRN 191713). Seniority level Mid-Senior level Employment type ...

Company: SEI (1 week ago)

... developing, implementing, and overseeing operational resilience framework in compliance with Bank of England, Financial Conduct Authority (FCA) and Prud... JBLK1_UKTJ

Company: Superb Pa Ltd (1 week ago)

... Team in dealing with customer issues and complaints through email and telephone • Work to and meet Financial Conduct Authority (FCA) Consumer Duty requirements Qualifications and Skills • Good written skills • Resilient ...

Company: Synergy Car Leasing Limited Job type: permanent (1 week ago)

... industries (Preferred) Experience of investigating and resolving complaints, knowledge of FCA (Financial Conduct Authority) regulations Role Competencies: Deciding and Initiating Action Working with People Adhering to Principles, Practices ...

Company: HCML Job type: internship (1 week ago)

... appropriately and handled in accordance with the LSM Claims Charter/Code of Conduct and Claims Guidelines delivering excellence in client service. Lead and support ... adjusters and TPA, including management oversight, provision of technical direction and financial authority as required Ensure good file maintenance and record keeping at all times. ...

Company: Liberty Specialty Markets (1 week ago)

... senior management, vendor teams and other change program members Conduct interviews/workshops to elicit Anti-Financial Crime requirements (e.g., Transaction Surveillance, KYC/ ... Willingness and ability to travel up to 100% as required U.S. citizens and others authorized to work in the U.S. are encouraged to apply; no sponsorship at this time Willing ...

Company: Infosys Consulting (1 week ago)

... accordance with legislative, regulatory, best practice and internal standards. This will involve conducting and supervising reviews at the onboarding stage, at periodic refresh and following a ... involve the authority to approve KYC for a number of account types. This role will fulfill a core function in relation to upholding the CSUK financial crime ...

Company: Clear Street (1 week ago)

... Solicitors Regulatory Authority and the firm has built its reputation as a global elite firm through years of the highest professional conduct. Supported by ... of talent and clients managing all other commercial and operational matters relating to financials, invoicing and collections (with the support of the Finance team), onboarding and offboarding ...

Company: A&O Shearman (1 week ago)

... require): Insurance-related contracts and arrangements, including delegations of authority, non-market standard clauses in TOBAs, claims handling arrangements, ... specific to the Lloyd’s market and insurance industry, including sanctions, financial crime, and conduct risk, and develop internal policies and procedures to ensure legal and regulatory ...

Company: The Hartford (1 week ago)