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... Job Description UK Regulatory Finance is a high profile function, providing financial information to the Prudential Regulation Authority ("PRA"), Financial Conduct Authority ("FCA") and the Bank of England. This is a service ...

Company: JPMorgan Chase & Co. (1 day ago)

... areas for improvement. Respond promptly and accurately to information requests from the Financial Conduct Authority. Manage the submission of Suspicious Activity Reports (SARs) and ... information and support for their investigations. Identify opportunities for improvement in the Financial Crime team's reporting processes. Notify the Deputy MLRO ...

Company: Quilter (6 hours ago)

... activity to identify any potential compliance risks or breaches. Provide support in maintaining compliance with the Financial Conduct Authority (FCA) regulations and General Data Protection Regulation (GDPR). Assist in the monitoring of ...

Company: Compliance Professionals (1 day ago)

... Responsibilities in accordance with all applicable regulatory requirements, including the Individual Conduct Rules of the Financial Conduct Authority and, where applicable, the Prudential Regulation Authority. Ensure areas for which this role has responsibility are adequately monitored ...

Company: The Cigna Group (1 day ago)

... . What You'll Do Lead high-level engagement with key UK regulators including the Financial Conduct Authority (FCA), Bank of England, and HM Treasury, as well as other relevant ... experience, ideally within a regulatory authority, central bank, or in a regulatory/government affairs team at a financial institution or large corporate. Deep knowledge ...

Company: London, United Kingdom (6 hours ago)

... . As a Compliance Advisor, you will provide compliance support in relation to compliance with the Financial Conduct Authority’s (FCA) rules and guidance, Data Protection/privacy legislation and guidance ...

Company: Police Mutual (6 hours ago)

... , investment management and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London ... Investments (Europe) Limited ('SIEL') is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr Remote working/work at home ...

Company: SEI Investments (Europe) Ltd. (5 days ago)

... growth. This is working for my Bristol based client who are experts in the financial compliance industry; focusing mainly on the Motor Trade and Travel so you would ... : Be able to understand and effectively convey relevant regulation and legislation from the Financial Conduct Authority (ICOBS / CONC). Adhere to the ethos of Consumer Duty in all work ...

Company: Emponics (2 days ago)

... to enhance expertise. Required Qualifications: Previous experience in sales, telesales, or financial services. Strong communication skills via phone & email. Exceptional interpersonal ... candidates who are successful in their first interview. Fortrade Ltd. is authorized and regulated in the UK by the Financial Conduct Authority. #J-18808-Ljbffr

Company: Fortrade (4 days ago)

... the day-to-day operations of the Collections team, ensuring customers in financial difficulty are supported in line with the Bank’s policies and regulatory ... of Gatehouse Financial Group Limited. We’re authorised by the Prudential Regulation Authority (PRA) and regulated by the PRA and the Financial Conduct Authority (FCA). #J-18808-Ljbffr

Company: Gatehouse Bank Plc (3 days ago)

... ) policies and responding promptly to any reasonable request for information made by the Financial Conduct Authority (FCA), National Crime Agency (NCA), or any other law enforcement. ... h the beliefs and values of the firm. Ensure that the financial affairs of the firm are conducted on a responsible basis in accordance with established policies. ...

Company: Jenson Fisher Consulting Ltd Job type: temporary (1 day ago)

... expected. Job Responsibilities Analyze data to identify patterns and revenue opportunities. Conduct back testing and assess pricing, risk management, and execution strategies ... by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. #J-18808-Ljbffr

Company: J.P. MORGAN (6 days ago)

... investment management, investment processing and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London and the growing ... Investments (Europe) Ltd ('SIEL') is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr

Company: Jobs via eFinancialCareers Job type: contract (5 days ago)

... investment management, investment processing and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London and the ... Investments (Europe) Ltd (‘SIEL’) is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr

Company: SEI Investments Company (5 days ago)

... delivering performance and driving quality assurance in line with company and the Financial Conduct Authority processes and standards. Your role will also focus on feedback ... h the ability to make informed decisions Ensure any material operational and conduct risks are identified, raised and managed in accordance with process and standards Identify ...

Company: JR United Kingdom (5 days ago)

... stakeholders to ensure alignment Evaluate the performance of commercial initiatives. Conduct market research to identify trends, opportunities, and competitive dynamics. ... parental leave policies. Together We Can Vodafone UK are regulated by the Financial Conduct Authority and all offers of employment for this role are subject to background checks ...

Company: Vodafone (1 day ago)

... including money, debt and casework advice, ensuring compliance with Financial Conduct Authority (FCA) standards and alignment with Perennials help and prevent ... all employees and all applicants for employment. Equal opportunities are the only acceptable way to conduct business and we believe that the more inclusive our environments are, the better ...

(6 hours ago)

... . Working experience within a regulatory framework or FCA compliance. Business or financial-related degree or qualification(s). Customer Service experience. Experience with ... at UK Mainland Residents Only. McClarrons Limited is authorised and regulated by the Financial Conduct Authority. FRN Number 307892. Unit 1, Northside Business Park, York ...

(5 days ago)

... and market leading parental leave policies. Together we can Vodafone UK are regulated by the Financial Conduct Authority and all offers of employment for this role are subject to background checks, including criminal (DBS ...

Company: Vodafone (4 days ago)

... Be accountable for ensuring the store acts within the guidelines of the FCA Conduct performance reviews Be personally accountable for the performance of the store Keep ... parental leave policies. Together we can Vodafone UK are regulated by the Financial Conduct Authority and all offers of employment for this role are subject to background checks, ...

Company: Vodafone (6 hours ago)