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... regulatory standards, internal policies, and customer outcomes in line with Financial Conduct Authority (FCA) expectations, including Consumer Duty requirements. Key Tasks Quality ... adviser behaviour. Ability to assess suitability of advice and identify conduct risk. Excellent written and verbal communication skills. Strong analytical skills ...

Company: Get Staffed Online Recruitment Job type: permanent (1 week ago)

... representing clients in matters involving regulators such as the Financial Conduct Authority (FCA), Solicitors Regulation Authority (SRA), General Medical Council (GMC), and Nursing and ...

Company: William James Recruitment (1 week ago)

... and are investigated by bodies such as: • Serious Fraud Office • Financial Conduct Authority • CPS • National Crime Agency • HMRC • SRA • the Insolvency Service.   The ... client relationships; • experience of managing your own case load including financial crime, general crime and regulatory matters; • a confident and effective ...

Company: Farrar Levin Legal Recruitment (1 week ago)

... SuperBike Factory. We are authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities and offer credit to consumers. On ...

Company: SuperBike Factory (1 week ago)

... improvement in product recommendations and advisor performance Monitoring compliance with Financial Conduct Authority (FCA) regulations, ensuring all advice and documentation meets required standards ...

Company: Usay Compare Job type: permanent (1 week ago)

... from initial scoping through to submission * Liaising directly with the Financial Conduct Authority (FCA) and responding to queries * Drafting regulatory business plans and ...

Company: Middlesex Partnership Job type: permanent (1 week ago)

About The FCA At the FCA, we’re creating a fair and more resilient financial system. We’re establishing more transparent relationships between financial services and customers, building trust in financial markets and protecting vulnerable consumers. Head of Capital Markets Department – Overview We’re currently on an exciting journey as we drive ...

Company: Financial Conduct Authority (1 week ago)

... teams Provide legal support on licensing strategies, export authorizations, exemptions, and reporting obligations Financial Crime & Risk Management: Assess and manage ... to regulatory investigations and enforcement actions involving authorities such as: UK Serious Fraud Office (SFO) Financial Conduct Authority (FCA) National Crime Agency (NCA) ...

Company: ZRG Careers (2 weeks ago)

... for ensuring the firm maintains appropriate financial resources, effective financial controls, and transparent regulatory reporting to the Financial Conduct Authority (FCA). Under the Senior Managers ...

Company: Ashdown Group (2 weeks ago)

... a broad range of integrated services to financial institutions and other capital markets participants, including ... CEO at the Financial Conduct Authority and also served on the Bank of England Financial Policy Committee, IOSCO ... attributes for success Knowledge and experience of financial regulation Excellent client liaison and communication skills ...

Company: EY (2 weeks ago)

... a broad range of integrated services to financial institutions and other capital markets participants, including ... CEO at the Financial Conduct Authority and also served on the Bank of England Financial Policy Committee, IOSCO ... attributes for success Knowledge and experience of financial regulation Excellent client liaison and communication skills ...

Company: EY (2 weeks ago)

... financial regulation. Our service offerings include regulatory and business change programmes; governance and conduct ... in the financial services sector, in particular, the UK Financial Conduct Authority, FSMA and the financial crime ... role of risk and compliance functions in financial institutions. Proven practical experience with the design ...

Company: FTI Consulting (2 weeks ago)

... strengthening and developing relationships with key Independent Financial Advisers (IFAs) and Strategic Partners ... and developing relationships with key Independent Financial Advisers (IFAs) and Strategic Partners ... ’ll be ‘Certified’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime ...

Company: Aviva Investors (2 weeks ago)

... Bristol based client who are experts in the financial compliance industry; focusing mainly on the Motor ... and effectively convey relevant regulation and legislation from the Financial Conduct Authority (ICOBS / CONC) Adhere to the ethos ... amp; Safety, Equal Opportunities, Data Protection, Code of Conduct, Security, IT. Ensure awareness of and adopt any ...

Company: Emponics (2 weeks ago)

... the site including full accountability for dealership financial performance and line management of the dealership ... , ensuring performance meets or exceeds budget Set financial and growth objectives for each department, and ... Marshall is authorised andregulated by the Financial Conduct Authority. Our firm referencenumber is 310503. #J-18808 ...

Company: Marshall Motor Group (2 weeks ago)

... a commitment to quality in fast‑paced environments Interest in financial markets and systematic trading Bachelor’s or Master’s degree ... ) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. Equal Opportunity Employer ...

Company: Aumni (2 weeks ago)

... and enforcement agencies across the full spectrum of financial regulation. As a Director, you will be ... perimeter in the financial services sector, including the UK Financial Conduct Authority, FSMA and financial crime regulation such ... the role of risk and compliance functions in financial institutions. Proven practical experience with the design, ...

Company: FTI Consulting (2 weeks ago)

... management You’re confident tracking and validating financial and operational benefits across complex programmes You bring ... advanced data analysis skills (e.g. Excel, financial modelling, performance reporting) You have strong commercial awareness ... to Know We are regulated by the Financial Conduct Authority and all offers of employment for this role ...

Company: Vodafone (2 weeks ago)

... ) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. We recognize that ...

Company: Aumni (2 weeks ago)

... governance frameworks. Need to know We are regulated by the Financial Conduct Authority and all offers of employment for this role are subject ... to background checks, including criminal (DBS) and financial checks to meet the regulator’s standards. We believe everyone ...

Company: Three UK (2 weeks ago)