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... general information about our financial products and platform. All client communications are conducted in a fair, clear ... , fair, and balanced general information about our financial instruments, platform features, and educational materials. All ... authorised and regulated in the UK by the Financial Conduct Authority (FCA). This is a non-advisory role ...

Company: Fortrade Job type: permanent (1 week ago)

... , Controllership, and other functions in the execution of financial performance management processes (month end / quarterly close, ... . This is a Conduct Rules Staff roles under the Financial Conduct Authority’s (FCA’s) Senior ... Manager and Certification Regime and will be subject to the FCA’s Conduct ...

Company: WTW (1 week ago)

... accordance with the regulatory requirements and standards under the Financial Conduct Authority (FCA) and Prudential Conduct Authority (PRA). To comply with the principles, codes and ...

Company: Saxton Leigh (1 week ago)

... Responsibilities Analyze of data to identify patterns and revenue opportunities Conduct back testing and assessing pricing, risk management and execution strategies ... ) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. #J-18808-Ljbffr

Company: JPMorgan Chase & Co. Job type: permanent (1 week ago)

... by local authorities, and sometimes region or industry‑specific, grants can give a useful financial bonus to ... of crowdfunding are regulated by the Financial Conduct Authority because investors expect a financial return. Donation and reward‑based ... out your company details, and sometimes some financial statements. You may also have to submit business ...

Company: Harperjames (1 week ago)

... 9001 and ISO 27001 and authorised by the Solicitors Regulation Authority and Financial Conduct Authority, STA Group operates to rigorous governance, data security and ... procedural steps, evidence preparation, and hearing readiness. Advising on and conducting insolvency‑related litigation and recovery strategy (including statutory demands, winding ...

(1 week ago)

... by local authorities, and sometimes region or industry‑specific, grants can give a useful financial bonus to ... of crowdfunding are regulated by the Financial Conduct Authority because investors expect a financial return. Donation and reward‑based ... out your company details, and sometimes some financial statements. You may also have to submit business ...

Company: Harperjames (1 week ago)

... to quality in fast‑paced environments Interest in financial markets and systematic trading Bachelor’s or ... where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. About ... Us J.P. Morgan is a global leader in financial ...

Company: JPMorganChase (1 week ago)

... Essentials Plus), and maintaining regulatory compliance, particularly with Financial Conduct Authority (FCA) cyber‑related controls. Proficiency in cloud ... at all business levels Desirable Background in financial services or regulated industries Experience in third ... sounds like you apply today. To be conducted as part of post‑offer employment checks: ...

Company: PEXA UK (1 week ago)

... ) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. About Us J ... .P. Morgan is a global leader in financial services, providing ...

Company: JPMorganChase (1 week ago)

... 30-year Business Plan using Brixx financial planning software. Financial appraisal and evaluation of capital ... , but not limited to, NROSH and the Financial Conduct Authority (FCA) annual submission. To plan and prepare ... and compliance frameworks. Experience developing and improving financial processes, systems and reporting. Experience working within ...

Company: Wirral Methodist Housing Association (1 week ago)

... in a lean, fast paced environment. Additional regulatory or financial services qualifications (e.g., CISI, postgraduate legal/finance ... or primary inhouse counsel in a smaller or growing financial services organisation. Exposure to a broader range of ... Securities is authorised and regulated by the Financial Conduct Authority FRN 586463. #J-18808-Ljbffr

(1 week ago)

... and written communication skills, with the ability to convey complex financial concepts clearly and effectively Solid leadership qualities with a collaborative ... ) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. J.P. Morgan ...

Company: J.P. MORGAN (1 week ago)

... Administration or a related discipline. Demonstrable understanding of financial markets, investment products and capital markets structures. ... Additional / Preferred Professional qualifications or certifications in financial services, digital marketing, or analytics (e.g., ... Misleading" under the rules of Financial Conduct Authority. #J-18808-Ljbffr

(1 week ago)

... Role We are seeking a commercially astute financial services lawyer with proven experience negotiating complex ... . Outsourcing and services arrangements in a regulated financial services context. Vendor and technology contracts. Partnership ... the Finnish FSA and from the UK’s Financial Conduct Authority (FCA), enabling operations across Europe and the ...

Company: Enfuce (1 week ago)

... HR processes and ensuring compliance within the Financial Services sector. (Recent UK FS experience ... Demonstrable recent hands-on experience, and understanding, of Financial Conduct Authority (FCA) regulations The ability to be in ... PAYE) Exciting opportunity to work within the Financial Services sector in London. Collaborative and professional work ...

Company: Michael Page Job type: temporary (1 week ago)

... re working with a household name in the financial services sector to recruit a Senior Legal Counsel ... looking for: 6+ PQE, strong experience in financial services regulation and/or consumer credit Leadership or mentoring ... or private practice backgrounds welcome Experience dealing with the Financial Conduct Authority (FCA) is a plus – but not essential ...

Company: Arbuthnot Yon (1 week ago)

... yearIn this role you’ll be ‘Certified’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR). This means ...

Company: Aviva Plc (1 week ago)

... . As a leading global financial services company at the heart of the global financial system, we influence nearly ... controls that are designed to achieve compliance with the Financial Conduct Authority’s (FCA) Client Asset Rules (CASS), CBI ... health, foster your personal resilience, and reach your financial goals as a valued member of our team, along ...

Company: BNY Mellon (1 week ago)

... . Fieldcall Ltd is authorised and regulated by the Financial Conduct Authority and is one of the UK’s leading field ... client and/or attempt to gather information regarding their financial circumstances in a prescribed format. You will also ... visits will be on behalf of ‘blue chip’ financial services companies as part of their customer support process ...

Company: Made Employment Ltd Job type: contract (1 week ago)