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Financial Conduct Authority – Head of Department – Resolution Strategy, Operations and CASS The FCA regulates the conduct of around 42,000 ... businesses in the UK to ensure that financial markets work well ... exciting and challenging time of great change in financial services and its regulation. The FCA launched a ...

Company: Financial Conduct Authority Job type: permanent (3 days ago)

... will build on an established compliance framework supporting multiple Financial Conduct Authority authorisations across consumer credit and payment services. Key Responsibilities ... and non-technical audiences Experience managing relationships with the Financial Conduct Authority, including supervisory interactions and regulatory reviews This is an ...

Company: Kingsley Green Recruitment (1 day ago)

... together with the relevant returns and all other financial crime regulatory reporting once authorised. Conduct financial crime due diligence on and maintain ongoing ... , internal audit, whistleblowing channels and the Financial Conduct Authority, and supports the resourcing and development of the financial crime team. Opportunity: At Kredete, we ...

(2 days ago)

... high-impact role working closely with the SMF16 at the Financial Conduct Authority-regulated entity, with broad exposure across advisory, oversight, and team ... advisory across the business, including regulatory change, conduct, and governance Ensure ongoing adherence to Financial Conduct Authority rules and expectations Assist in maintaining and ...

Company: ETRA Talent (2 days ago)

... will provide support to our Clients, Directors, Financial Planners (FPs) and Client Relationship Managers (CRMs ... as guided by Risk Management and the Financial Conduct Authority regulator (FCA). Note: This job description ... by Risk Management and the Financial Conduct Authority regulator (FCA). To attain CII R01 - Financial Services, Regulations & ...

Company: MM WEALTH LTD (4 hours ago)

... Engagement Act as a key point of contact with the Financial Conduct Authority, building strong, credible relationships. Lead regulatory interactions, including ... growth regulated firm. Strong technical knowledge of UK financial services regulation and Financial Conduct Authority expectations. Experience engaging directly with regulators and managing ...

Company: Actus Search (2 days ago)

... of Client Experience. This position supports our Clients, Directors, Financial Planners (FPs), Client Relationship Managers (CRMs) and the ... and procedures as guided by Risk Management and the Financial Conduct Authority regulator (FCA). Note: This job description is non ... as guided by Risk Management and the Financial Conduct Authority (FCA) regulator.

Company: MM WEALTH LTD (1 day ago)

... general information about our financial products and platform. All client communications are conducted in a fair, clear ... , fair, and balanced general information about our financial instruments, platform features, and educational materials. All ... authorised and regulated in the UK by the Financial Conduct Authority (FCA). This is a non-advisory role ...

Company: Fortrade Job type: permanent (2 days ago)

... with UK and international regulatory frameworks, including interaction with the Financial Conduct Authority where applicable Support the firm’s progression toward AIFM alignment ... instruments Familiarity with UK regulatory frameworks and interaction with the Financial Conduct Authority Working knowledge of AML, KYC, and counterparty due diligence ...

(1 day ago)

...   Fintuity is a fast-growing FinTech and financial planning firm, authorised and regulated by the Financial Conduct Authority. We are on an exciting growth ... journey, combining innovative technology with high-quality financial advice to deliver ...

(4 hours ago)

... FCA expectations. * Maintain an effective working relationship with the Financial Conduct Authority (FCA), keeping up to date with regulatory developments and expectations ... environment. * Strong knowledge of compliance frameworks and familiarity with Financial Conduct Authority (FCA) processes and expectations. * Experience engaging with regulators ...

Company: ST TALENT LTD Job type: permanent (2 days ago)

... role: Prior experience working within a Financial Institution or a similarly highly regulated industry ... to non-technical stakeholders. Familiarity with financial services regulations and compliance frameworks such as ... the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. Register no. ...

Company: West Bromwich Building Society (2 days ago)

... compliance with Anti-Money Laundering (AML) regulations and all applicable Financial Conduct Authority (FCA) requirements. Deal Execution & Administration Manage FX contract ... professional team environment. The Candidate Proven experience in FX sales, financial services, or a similar business development role. Strong communication and ...

Company: Ten2Two Ltd (2 days ago)

... Work to continually improve business procedures and processes Meet all Financial Conduct Authority regulations, particularly CASS 6, 7 & 8 Ensure ... Investment Operations Certificate (IOC) or equivalent industry recognised qualification Financial services experience Understanding of investments and investment products Reconciliation background ...

Company: Servaada - a Wipro Company (2 days ago)

... available to them. Authorised and regulated by the Financial Conduct Authority (FRN 197107). Their small, close-knit ... opportunity to work directly alongside a Chartered Financial Planner and contribute meaningfully to client outcomes ... Word, Excel, Outlook) Desirable Working knowledge of financial products including investment bonds, SIPPs, VCTs and ...

Company: Antony George Recruitment (2 days ago)

... package products. Ensure underwriting decisions comply with internal authority levels and regulatory requirements (Financial Conduct Authority standards). Maintain accurate documentation and audit trails. ... principles. Ability to interpret underwriting data, claims trends, and financial metrics. Sound judgement in balancing risk vs reward. Confident ...

Company: Superscript (2 days ago)

... communications Fund administration Investment technology and financial modelling The development of the investment ... Investment communications Fund administration Investment technology and financial modelling Contributing to the development of ... Nest Invest is authorised and regulated by the Financial Conduct Authority (FCA). For the role holder, this ...

Company: Nest pensions (1 day ago)

... high profile complaints, including executive complaints, regulatory body complaints (Financial Ombudsman Services) and legal complaints Person Specification Exhibit strong ... comply fully with employer rules, regulations and policies relating to Financial Conduct Authority (FCA), Financial Services and Markets Act (FSMA) and General Data Protection ...

Company: Teleperformance (2 days ago)

... of contact with UK regulators, including the Financial Conduct Authority (FCA), and will oversee all compliance‑ ... including AML, KYC, GDPR, and financial crime prevention. Conduct regular risk assessments and ensure appropriate controls ... FCA approved individual. Extensive knowledge of UK financial regulations, including FCA guidelines, AML laws, ...

Company: Sokin (1 day ago)

... , BaaS and digital retail banking Regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) Strong fintech and payments DNA with the ... , outsourcing) Supporting high‑priority, client‑facing negotiations Advising on UK financial services regulation, payments and consumer risk Supporting new product and ...

Company: Taylor Root (1 day ago)