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... initiatives in a way that is likely to meet the Financial Conduct Authority compliance requirements for firms of our size and sector Respond to ... accordance with statutory requirements for role with specific attention to (but not limited to) Conduct Risk Management, Complaints and Whistleblowing. About You Compliance qualifications desirable ...

Company: Gallagher (1 month ago)

... , knowledge and competence (as assessed by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. About Us J.P. Morgan is a ...

Company: JPMorgan Chase & Co. (1 month ago)

... investment management, investment processing and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London and the growing ... Investments (Europe) Ltd ('SIEL') is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr

Company: SEI Investments (1 month ago)

... oral and written communication skills, including the ability to translate complex financial concepts into simple language and concrete action steps Ability to multi ... assessed by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. J.P. Morgan's ...

Company: J.P. MORGAN (1 month ago)

... We Are Payset, a UK-based online international payments solution authorized by the UK Financial Conduct Authority (FCA) as an Electronic Money Institution (EMI), offers multi ... product, sales, and leadership teams Bonus: experience in crypto, FX, or regulated financial services Want some more context? Dive into the heart of our groundbreaking ...

(1 month ago)

... This role is deemed as a Certified role under the PRA & UK Financial Conduct Authority - Individual Accountabilities Regulations and may require the role holder to hold mandatory ... maintain relationships with clients, understand their needs, expectations and financial goals to develop and propose appropriate investment banking solutions for clients ...

Company: Barclays (1 month ago)

... roles every week. Marshmallow is a trading name of Marshmallow Financial Services Limited who are authorised and regulated by the Financial Conduct Authority (reference number: 797672). We are also registered with the Information ...

Company: Marshmallow (1 month ago)

... asset classes in the UK and European markets. Winterflood is authorised and regulated by the Financial Conduct Authority. Winterflood Securities is a wholly-owned subsidiary of Close Brothers ... Group plc, a specialist financial services group which makes loans, ...

Company: Winterflood Securities (1 month ago)

... it in your application. Come and join us! Please note, as we are regulated by the Financial Conduct Authority, all Goodlordians are required to pass a thorough referencing check via Experian before joining ...

Company: Goodlord (1 month ago)

... identification, feasibility, planning, procurement, construction, and handover. Conduct financial viability assessments and manage scheme appraisals, budgets ... authority, or developer. Strong understanding of residential development, including planning, funding, procurement, and construction. Demonstrated ability to manage budgets, conduct financial ...

Company: Daniel Owen Ltd (1 month ago)

... Maintenance and scheme works. * Prepare monthly financial and progress reports for Client submission. * Ensure ... Ensure team adherence to company principles and processes. * Conduct weekly reviews with Activity Managers/project teams ... and purchase orders. * Approve expenditures within delegated authority limits. * Manage, develop, coach, and motivate ...

Company: RG Setsquare Job type: permanent (4 weeks ago)

... comparison to the capital budget and management authorizations Recommend to management whether fixed assets should be disposed of Conduct analyses related to fixed assets ... and requirements, ongoing execution and monitoring of internal controls over financial reporting Report on control deficiencies as well as recommend remediation activities ...

Company: Cpl Resources (4 weeks ago)

... care and S117 and ordinary residence disputes Advising in respect of and having conduct of litigation in relation to adult social care matters, including ... , financial matters, information governance and inquests. Work with the Court of Protection team which, for example, makes applications for finance and property deputy ships and authority to ...

Company: Hays Social Care Job type: permanent (4 weeks ago)

... procedures. * Conduct Land Registry and local authority searches. * Manage diaries, schedule appointments, and coordinate meetings. * Maintain accurate and up-to-date case files and records. * Assist with billing and financial ...

Company: Constant Recruitment Ltd Job type: permanent (4 weeks ago)

... standards. The role holder will also assist in the delivery of Financial Conduct Authority Section 166 Skilled Persons engagements including managing on-site teams ... , conducting interviews and testing and drafting the skilled person report. About the ideal ...

Company: RSMUK (1 month ago)

... as outlined by the U.S. Securities and Exchange Commission, FINRA, the Financial Conduct Authority and APAC regulators. Experience with trade surveillance vendors and previous experience ... Surveillance, ideally with a Trading backgorund. Strong knowledge of the financial services regulatory environment is essential. Excellent spoken and written ...

Company: BNY Mellon Capital Markets, LLC (1 month ago)

... , knowledge and competence (as assessed by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. About Us J.P. Morgan is a ...

Company: JPMorgan Chase & Co. (1 month ago)

... requirements across all jurisdictions in which we do business. Risk Assessment: Conduct a company-wide risk assessment; make recommendations to address compliance ... certifications a plus. Experience with the U.K. Financial Conduct Authority required; experience with the Bermuda Monetary Authority and Departments of Insurance in the United States a ...

Company: Augment Risk (1 month ago)

... roles every week. Marshmallow is a trading name of Marshmallow Financial Services Limited who are authorised and regulated by the Financial Conduct Authority (reference number: 797672). We are also registered with the Information ...

Company: Marshmallow (1 month ago)

... roles every week. Marshmallow is a trading name of Marshmallow Financial Services Limited who are authorised and regulated by the Financial Conduct Authority (reference number: 797672). We are also registered with the Information ...

Company: Marshmallow (1 month ago)