Total result: 110
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£100 - 125
Location: Nottingham
... Keen eye for detail Willingness to adapt role in line with business requirements Conduct Oakbrook is regulated by the Financial Conduct Authority. The FCA set minimum standards of individual behaviour, as such ...
Company: Blenheim Chalcot
(1 month ago)
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£150 - 200
Location: London, England
... the compliance for advised and sub-advised registered funds and public companies; Financial Crime Prevention, which develops and administers Ares’ global program ... Compliance team of Ares Management Limited, which is authorized and regulated by the Financial Conduct Authority (“FCA”). This position will be primarily responsible for the ...
Company: Ares Management Corporation
(2 months ago)
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£200 +
Location: London, England
... , knowledge and competence (as assessed by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. About Us J.P. Morgan is a ...
Company: JPMorganChase
(2 months ago)
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£200 +
Location: London, England
... , knowledge and competence (as assessed by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. About Us J.P. Morgan is a ...
Company: JPMorganChase
(2 months ago)
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£150 - 200
Location: London, England
... roles every week. Marshmallow is a trading name of Marshmallow Financial Services Limited who are authorised and regulated by the Financial Conduct Authority (reference number: 797672). We are also registered with the Information ...
Company: Marshmallow
(2 months ago)
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£125 - 150
Location: London
... profitable trading strategies, managing associated price exposure using financial instruments, with a sharp focus on earnings generation and risk control ... requirements to regional and global teams. Ensures all trading activities are conducted within appropriate delegations of authority and conform with Risk Manual Guidelines while demonstrating ...
Company: Techwaka
(2 months ago)
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£150 - 200
Location: London, England
... standards. The role holder will also assist in the delivery of Financial Conduct Authority Section 166 Skilled Persons engagements including managing on-site teams ... , conducting interviews and testing and drafting the skilled person report. About the ideal ...
Company: RSMUK
(2 months ago)
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£125 - 150
Location: London
... , investment management and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London ... Investments (Europe) Limited ('SIEL') is authorised and regulated by the Financial Conduct Authority (FRN 191713). More Jobs From SEI Investments (Europe) Ltd ...
Company: Jobs via eFinancialCareers
(2 months ago)
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£150 - 200
Location: Greater London, England
... financial crime risks for all new products, initiatives, and strategic decisions. Coordinate regulatory reporting and communications with the FCA, PRA, NCA and other relevant authorities. Deliver bank-wide training on regulatory, conduct ... Kingdom 3 days ago Head of Conduct Risk, Financial Crime and Compliance Frameworks. London, England, United ...
Company: ETRA Talent
(2 months ago)
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£200 +
Location: London, England
... Minimum 8 years in a similar role and at least 10 years in the financial market. Role: Chief Compliance Officer Location: London Main Responsibilities ... Conduct client due diligence and AML transaction monitoring. Assess ML risk and advise senior management on compliance matters. Provide compliance training and communicate with financial authorities ...
Company: Allfunds Bank SAU
(2 months ago)
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