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... . This role is deemed as a Certified role under the PRA & UK Financial Conduct Authority - Individual Accountabilities Regulations and may require the role holder to hold mandatory ... trends to ensure a positive and continuous relationship. Assessment of financial, legal, and operational risks associated with client relationships, and implementation ...

Company: Barclays UK (5 days ago)

... passionate about delivering excellent service and finding new ways to solve challenges in financial services. Joining us means working in a fast-paced environment where you ... lives of thousands of savers. We’re regulated by the Financial Conduct Authority in the UK. Chief of Staff – Bondsmith (London) Full-time | In-person preferred | Reports to ...

Company: Bondsmith Savings Ltd. Job type: permanent (16 hours ago)

... passionate about delivering excellent service and finding new ways to solve challenges in financial services. Joining us means working in a fast-paced environment where you ... lives of thousands of savers. We’re regulated by the Financial Conduct Authority in the UK. Chief of Staff – Bondsmith (London) Full-time | In-person preferred | Reports to ...

Company: Bondsmith Savings Ltd. (6 days ago)

... of Automotive Compliance Ltd who is authorised and regulated by the Financial Conduct Authority (FCA No. 497010). Automotive Compliance Ltd’s permissions as a ... introduction and not as your agent. We are not impartial, and we are not an independent financial advisor. Our approach is to introduce you first to the manufacturer lender linked directly ...

(2 days ago)

... investment processing, investment management and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London and the ... (Europe) Limited (‘SIEL’) is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr

Company: SEI Investments Company (8 hours ago)

... of a number of J.P. Morgan's legal entities in relation to the Financial Conduct Authority's (FCA) Client Asset (CASS) regulations. As a CASS Governance and Oversight ... set by the FCA's and outsourcing requirements set by the Prudential Regulation Authority (PRA). In this role you will be involved in the tasks related to design and implementation of ...

Company: J.P. MORGAN-1 Job type: internship (5 days ago)

... UK regulatory requirements in the assessment of fitness, propriety, knowledge, and competence, and approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority. #J-18808-Ljbffr

Company: J.P. MORGAN Job type: permanent (6 days ago)

... 21 volunteering hours per year In this role you'll be 'Certified' under the Financial Conduct Authority / Prudential Regulation Authority's Senior Managers and Certification Regime (SMCR). This means that ...

Company: Aviva (3 days ago)

... UK regulatory requirements in the assessment of fitness, propriety, knowledge, and competence, and approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority. #J-18808-Ljbffr

Company: J.P. MORGAN (6 days ago)

... investment management, investment processing and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London and the ... Investments (Europe) Ltd (‘SIEL’) is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr

Company: SEI Investments Company Job type: permanent (16 hours ago)

... for people who have taken a career break. Together we can Vodafone UK are regulated by the Financial Conduct Authority and all offers of employment for this role are subject to background checks, including criminal (DBS ...

Company: Vodafone (4 days ago)

... parental leave policies. Need to Know We are regulated by the Financial Conduct Authority and all offers of employment for this role are subject to background checks ... , including criminal (DBS) and financial checks to meet the regulators standards. If you ...

Company: Vodafone Group (8 hours ago)

... Transformation   Overview  An exciting opportunity to join a highly regarded Financial Services Company. You'll collaborate closely with various internal ... Boards, supporting the Head of Compliance. Strong technical knowledge of Financial Conduct Authority Handbook rules, with desirable experience in Product Governance.   Experience and Knowledge ...

Company: Broadgate (6 days ago)

... is subject to satisfactory references to include a DBS Check and Financial Check. Main Responsibilities: General Administration * Manage written correspondence ... Desirable * Motor Finance experience would be an advantage. * Familiarity with Financial Conduct Authority (FCA) regulations and treating customers fairly (TCF) principles. * Experience in ...

Company: Parkside Job type: contract (2 days ago)

... application for EMI ( Electronic Money Institution ) licensing and FCA ( Financial Conduct Authority) oversight protocols in the UK Minimum 5 years' experience within Financial services/Payments/Fintech environment within the UK Clear understanding of ...

Company: VanRath (3 days ago)

... and market leading parental leave policies. Together we can Vodafone UK are regulated by the Financial Conduct Authority and all offers of employment for this role are subject to background checks, including criminal (DBS ...

Company: Vodafone Group (5 days ago)

... and market leading parental leave policies. Together we can Vodafone UK are regulated by the Financial Conduct Authority and all offers of employment for this role are subject to background checks, including criminal (DBS ...

Company: Vodafone (2 days ago)

... and market leading parental leave policies. Together we can Vodafone UK are regulated by the Financial Conduct Authority and all offers of employment for this role are subject to background checks, including criminal (DBS ...

Company: Vodafone (1 day ago)

... members responsible for custody and handling of stocks Liaise with external regulators, auditors, and the Financial Conduct Authority (FCA) Candidate Profile Qualifications & Experience: Ideally holds a Diploma in Investment ...

Company: Robert Walters (8 hours ago)

... and market leading parental leave policies. Together we can Vodafone UK are regulated by the Financial Conduct Authority and all offers of employment for this role are subject to background checks, including criminal (DBS ...

Company: Vodafone (8 hours ago)