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... involve developing expertise on relevant asset management regulation, conducting analysis and undertaking engagement to test proposals, as well as providing ... out and adhered to. ·        Leading on engagement with the Bank of England, Financial Conduct Authority and industry stakeholders, to ensure the Government’s approach to asset ...

Company: HM Treasury (1 day ago)

... sales cycle, including product trainings and follow-ups Conduct product demos and continually improve how we present our ... experience from either; sales and trading experience at leading financial institution, fixed income trading venue or fixed income ... is Authorised and Regulated by the Financial Conduct Authority (FCA) under reference number 823631.

Company: Ediphy (1 day ago)

... diligence, participating in company management meetings, cap table analysis, business/financial model analysis, investment memo and paper writing. In addition to this ... year. In this role you’ll be ‘Certified’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR). This means ...

Company: Aviva (2 days ago)

... them. Strong communication with a proven track record of delivering financial solutions while working in partnership with many teams such as business ... competence (as assessed by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. #J-18808-Ljbffr

Company: JPMorgan Chase & Co. (6 hours ago)

Job role: Technical Author (Regulation & Training Documentation) Salary: £45,000-£55,000 DOE Location: UK Based ... . Previous experience working within LOLER, PUWER, BSI (British Standards Institute), FCA (Financial Conduct Authority) or NAO (National Audit Office) working or exposed to document development, regulation & legislation ...

Company: Interaction - Northampton Job type: internship (6 hours ago)

... support continuous embedment of the EMEA regulatory requirements – UK (PRA- Prudential Regulation Authority/FCA- Financial Conduct Authority) and EU Digital Operational Resilience Act (DORA) as well as The Australian Prudential ...

(5 days ago)

... parental leave policies. Together we can Vodafone UK are regulated by the Financial Conduct Authority and all offers of employment for this role are subject to background ... checks, including criminal (DBS) and financial checks to meet the regulators standards. If ...

Company: Vodafone (1 day ago)

... investment management, investment processing and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London and the growing ... Investments (Europe) Ltd ('SIEL') is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr

Company: SEI Investments (2 days ago)

... investment processing, investment management and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London and the ... (Europe) Limited (‘SIEL’) is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr

Company: SEI Investments Company (1 day ago)

... support the Global Head of Regulatory Reporting, ensuring compliance with UK financial and regulatory reporting regulations for a UK broker dealer executing and clearing trades ... crypto assets. This role requires a deep understanding of Financial Conduct Authority (FCA) regulatory reporting requirements. What You’ll Do: Prepare and submit necessary ...

Company: Tbwa Chiat/Day Inc (5 days ago)

... investment processing, investment management, and investment operations solutions. Reflecting our experience within financial services and financial technology, our UK office is based between the City of London and the ... (Europe) Limited (‘SIEL’) is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr

Company: SEI Investments Company (1 day ago)

... responsible for ensuring TVG and all of its subsidiary companies complies with its financial and legal reporting requirements, providing support on all company secretarial matters, as ... who are part of The Very Group, and authorised and regulated by the Financial Conduct Authority (FCA). The FCA's Senior Managers and Certification Regime requires ...

Company: The Very Group (6 hours ago)

... volunteering hours per year. In this role you’ll be ‘Certified’ under the Financial Conduct Authority / Prudential Regulation Authority’s Senior Managers and Certification Regime (SMCR). This means that ...

Company: Aviva (2 days ago)

... claims on behalf of policyholders. Their service is regulated by the Financial Conduct Authority, and they work across residential and commercial sectors, providing diverse ... skills. Excellent negotiator with a customer-first mindset. Commercially and financially aware. Proficient in computer applications and open to learning new techniques. What ...

Company: ForGood (2 days ago)

... Vitality Access to Spill Mental Health Support Access to Octopus Money Financial Advice Enhanced Sick Pay Cycle to Work Scheme Company ... . This vacancy applies to our office in Bank, London. As we are regulated by the Financial Conduct Authority, you must be comfortable in ensuring you are compliant with all company and regulatory policies and ...

Company: Charles & Dean (2 days ago)

... of experience in a brokerage, treasury or financial operations role Knowledge of the Financial Conduct Authority’s CASS regulations Solid knowledge of financial markets, custody and settlement practices Passion ...

Company: Lightyear (2 days ago)

... ensuring that existing and changes in key industry regulations, such as to the Financial Conduct Authority (FCA) and other legal, regulatory or risk management frameworks are communicated to the ... is available to explain any decision not to test a scope item. Conduct due diligence assessments on suppliers, to provide visibility of potential risks ...

Company: Direct Line Group (6 hours ago)

... of Risk and Compliance and act as a designated contact point for the Financial Conduct Authority. Oversight for ensuring all annual and ad hoc regulatory reporting obligations are ... group, including a Compliance Report for the Board of Directors. Conduct compliance risk assessment processes to detect process gaps and inconsistencies. Supervise ...

Company: Honda Motor Europe (6 hours ago)

... and servicing of mortgage assets. The Company is authorised by the Financial Conduct Authority for regulated activities. Overall Purpose of Job To provide mortgage administrative support ... operational capacity Experience in a processing of administration environment Financial Services experience Working in a regulated environment Used to faced ...

Company: Kensington Mortgages (1 day ago)

... for people who have taken a career break.  Together we can  Vodafone UK are regulated by the Financial Conduct Authority and all offers of employment for this role are subject to background checks, including criminal ...

Company: Vodafone (3 days ago)