Job search

... executive risk committee framework, ensuring full compliance with PRA and FCA requirements. You'll need to be a skilled communicator and ... UK corporate governance standards, company law and UK regulatory frameworks (FCA, PRA, SMCR etc). Proven track record of engaging with board ...

Company: BWW Recruitment Job type: permanent (5 days ago)

... and suited to someone who has worked closely with the FCA licensing and authorisation process, specifically: Building PSR authorisation packs and ... business plans Advising firms on FCA applications / authorisations Challenging financial projections and assumptions Timing is key ...

Company: Twenty84 (5 days ago)

... Provide clear, pragmatic guidance on regulatory requirements Ensure alignment with FCA/PRA and other applicable regulations Lead responses to audits, reviews ... , compliance, or governance roles within financial services Strong knowledge of FCA/PRA regulations and regulatory frameworks Experience designing and embedding risk ...

Company: MERJE (5 days ago)

... compliance matters for all relevant regulatory and supervisory bodies (including FCA, PRA & Lloyds) and maintain strong relationships through regular meetings ... Lloyds Market. You should have detailed knowledge of the relevant FCA and PRA rules as well as an understanding of the ...

Company: Symes Collins (5 days ago)

... that aligns with long-term organisational goals and adhere to FCA regulations and guidelines; Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, as well as engagement with auditors ...

Company: Ant International (5 days ago)

... ’ll Be Doing Advising on payments and e-money regulation (FCA, EMRs, safeguarding, AML) Acting as a go-to advisor for ... on UK financial services regulation, particularly within payments / e-money (FCA, EMRs, safeguarding) Demonstrated experience providing legal (not compliance-only) advice ...

Company: Guardian Professional (5 days ago)

... implement HR strategies aligned with business goals. Ensure compliance with FCA regulations and US labour laws. Manage the employee lifecycle – from ... within financial services or a brokerage environment. Deep understanding of FCA regulatory requirements and compliance in a regulated environment. Experience covering ...

Company: Fidarsi (4 days ago)

... in 1997, Hilton-Baird Financial Solutions is an award-winning, FCA-authorised commercial finance broker. We help businesses of all sizes ... them Ensure compliance with all procedures, policies and wider regulations (FCA, GDPR etc.) Manage and develop your own diary in order ...

Company: Hilton-Baird Financial Solutions (4 days ago)

... reviews Overseeing quality assurance and file review activity aligned to FCA expectations Acting as a subject matter expert on conduct risk ... Risk, Technical Governance or QA within insurance Strong understanding of FCA regulation impacting insurance distribution Exposure to Consumer Duty, product governance ...

Company: Danos Group (4 days ago)

... growth. • Ensure all new broker, coverholder and scheme activity meets FCA regulatory expectations, including Consumer Duty and product governance. • Lead, mentor ... with capability to manage multiple strategic priorities. • Good understanding of FCA regulatory expectations including Consumer Duty and product governance. Desirable • Experience ...

Company: Bspoke Insurance Group (4 days ago)

Main purpose of the role: FCA Certified role as a Relationship Manager principally covering Global Alternative ... requirements: College- or University Degree (or Higher post graduate qualification) FCA approved CISI Regulations and Securities certificates (preferred if already held ...

Company: Commerzbank AG (4 days ago)

... relevant standards and regulations. Ensure compliance with relevant PRA and FCA conduct rules. Carry out all regulatory responsibilities assigned as part ... of employment. Meet FCA/PRA prescribed responsibilities where applicable, as defined in any current ...

Company: Blenheim Job type: permanent (4 days ago)

... is Wipro UK entity, authorised by the Financial Conduct Authority (FCA), the UK financial services regulator, to undertake regulated activities on ... , care and diligence Must be open and cooperative with the FCA and other regulators Must pay due regard to the interests ...

Company: Servaada - a Wipro Company (4 days ago)

... supplier contracts. Provide guidance on UK financial services regulation (including FCA rules, COBS, PROD, Consumer Duty/Consumer Credit, and platform specific ... digital investment platforms. Expertise in UK financial services regulation, particularly FCA rules impacting retail investment products. Comfortable working in a fast ...

Company: Taylor Root (4 days ago)

... Administer HR policies, employment contracts, and employee relations matters Support FCA regulatory obligations, including SM&CR and Fitness & Propriety ... of UK employment law and HR best practices Familiarity with FCA regulatory requirements, including SM&CR, is advantageous A hands-on ...

Company: Martis Search (4 days ago)

... supplier contracts. Provide guidance on UK financial services regulation (including FCA rules, COBS, PROD, Consumer Duty/Consumer Credit, and platform specific ... digital investment platforms. Expertise in UK financial services regulation, particularly FCA rules impacting retail investment products. Comfortable working in a fast ...

Company: Taylor Root (4 days ago)

... Administer HR policies, employment contracts, and employee relations matters Support FCA regulatory obligations, including SM&CR and Fitness & Propriety ... of UK employment law and HR best practices Familiarity with FCA regulatory requirements, including SM&CR, is advantageous A hands-on ...

Company: Martis Search (4 days ago)

... conversant with Company Procedures manual and the requirements of the FCA Rules and to implement and maintain procedures as stipulated. Carry ... duties and processes in accordance with the Rules of the FCA and any other applicable Codes of Practice. What’s on ...

Company: Brown & Brown UK (4 days ago)

... advice SME: Provide expertise on advice processes, suitability standards and FCA expectations. Support solution design: Work with engineering teams to ensure ... , CISI or LIBF) Knowledge Financial advice processes and suitability requirements FCA regulatory expectations Tax wrappers and core financial planning products (pensions ...

Company: Aveni (3 days ago)

... the pool. About Us LGPS Central (LGPSC) Ltd is the FCA-regulated asset manager for eight local authority pension funds across ... . Has or can meet all the requirements of being an FCA approved person. What do we offer? We are proud to ...

Company: LGPS Central (3 days ago)