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... Drafting and maintaining compliance policies and procedures in line with FCA requirements Designing and delivering compliance training for staff at all ... within an insurance intermediary or insurer Strong knowledge of the FCA Handbook, particularly PRIN, SYSC, COCON, COND, FIT, TC, PROD, ICOBS ...

Company: Sellick Partnership Job type: contract (1 month ago)

... lasting impact About Our Client Fast-growing and highly entrepreneurial FCA regulated financial services/Fin Tech business with strong corporate backing ... (ACA/ACCA/CIMA) with senior finance leadership experience in an FCA regulated environment. Proven track record in financial systems implementation and ...

Company: Page Executive (1 month ago)

... accordance with Ascot’s conduct framework Financial Conduct Authority’s (“FCA”) requirements and Lloyd’s of London Oversight Principles. To adopt ... closely with external stakeholders including: Lloyd’s of London; the FCA; The LMA; The Financial Ombudsmen Services (“FOS”); and Any other ...

Company: Ascot Group (1 month ago)

... 4 qualified with an appropriate qualification that allows advice giving (FCA Activity 4) Candidates must currently be holding Competent Adviser Status ... (CAS) under onshore UK FCA jurisdiction (i.e. does not include the Channel Islands and ...

Company: HSBC (1 month ago)

... VAT and Corporation Tax compliance Complete and submit all required FCA regulatory financial reporting Maintain robust internal controls to minimise regulatory ... a senior finance role within financial services Direct experience with FCA regulatory reporting Experience managing accounts in a fast-paced, professional ...

Company: Orlaroseassociates (1 month ago)

... recommendations to senior management. Ensure compliance with UK regulatory requirements (FCA, PRA, Lloyd’s standards where applicable). Contribute to the continuous ... in pricing, reserving, or capital modeling. Familiarity with regulatory frameworks (FCA, PRA) and Solvency II principles. Strong technical proficiency in actuarial ...

(1 month ago)

... to budget. About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for eight local authority pension funds across ... . Has or can meet all the requirements of being an FCA approved person. What do we offer? We are proud to ...

Company: LGPS Central (1 month ago)

... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...

Company: Listers Job type: permanent (1 month ago)

... required by the lenders. * Ensuring all work meets the required FCA compliance standards. * You will work within a dynamic, growing business ...

Company: Your Mortgage Recruiter Job type: permanent (1 month ago)

... .O.E) The Opportunity We are representing a UK-wide, FCA regulated renewable technology installation and finance business, founded in 2011 ...

Company: Talent Sure Recruitment Limited Job type: permanent (1 month ago)

... experience in manual underwriting, along with a thorough understanding of FCA regulations. Join a supportive culture offering competitive benefits, including a ...

Company: Castle Trust Group Job type: permanent (1 month ago)

... regulatory and compliance frameworks such as PCI‑DSS, GDPR, and FCA requirements (preferred). Professional certifications (ITIL, CISSP, CISM, AWS/Azure, or ...

Company: FJN Solutions Job type: permanent (1 month ago)

... global regulatory requirements (e.g., GDPR, DORA, KSA, UAE, MASA, FCA, CSSF, SEC, Central Bank of Ireland, data protection laws) Partner ...

Company: Apex Group Ltd Job type: permanent (1 month ago)

... ability to engage effectively with EU and UK regulators (ESMA, FCA) Analytical and curious approach; desire to solve problems inside and ...

Company: The Depository Trust & Clearing Corporation (DTCC) Job type: permanent (1 month ago)

... Proven experience operating with delegated lending authority Strong understanding of FCA regulation across regulated and non‑regulated lending Experience presenting cases ...

Company: Castle Trust Group Job type: permanent (1 month ago)

... , multicultural environment. Knowledge of Regulatory IT Requirements (e.g., ADGM, FCA, CySEC, FINMA) Experience Working with MSPs or Hybrid IT Models ...

Company: Signet Global Job type: permanent (1 month ago)

... Proven experience operating with delegated lending authority Strong understanding of FCA regulation across regulated and non‑regulated lending Experience presenting cases ...

Company: Castle Trust Bank Job type: permanent (1 month ago)

... on regulatory matters including relating to EMIR, SEC/CFTC, PRA/FCA as they relate to derivatives and funding documentation as well ...

Company: LGBT Great Job type: permanent (1 month ago)

... strongly preferred. Requirement to successfully complete Level 3 exams with FCA within 90 days of commencing employment, and SIE Exam, Series ...

Company: William Blair Job type: permanent (1 month ago)

... are offered to every customer To ensure compliance with the FCA Regulations To ensure a daily sales meeting is carried out ...

Company: Citygate Automotive Ltd Job type: permanent (1 month ago)