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... firm or a compliance consultancy. Whilst a good understanding of FCA COBS is required, as important will be your self- initiative ...

(1 month ago)

... ). Regulatory Awareness: Understanding of regulatory drivers such as PRA and FCA expectations around data management. This is a hybrid role (3 ...

Company: JSS (1 month ago)

... , ASX and HKSE and financial regulators such as the SEC, FCA and ASIC, gaining direct exposure to the most sophisticated and ...

Company: MRA Search (1 month ago)

... experience activity About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ...

Company: LGPS Central (1 month ago)

... with UK financial services regulatory reporting requirements, including PRA and FCA reporting frameworks. Experience working within UK banking, insurance, wealth management ...

Company: Tata Consultancy Services (4 weeks ago)

... will oversee both SMF16 and SMF17 responsibilities, act as main FCA contact, and drive horizon scanning, policy development, and training across ...

Company: ETRA Talent (1 month ago)

... compliance team and serve as a primary regulator liaison, including FCA engagements. You will design and maintain the compliance control framework ...

Company: OANDA Europe Ltd. (4 weeks ago)

... oversight, shaping policy, horizon scanning and regulatory engagement with the FCA and other bodies. The role reports to the Director of ...

Company: Hargreaves Lansdown (4 weeks ago)

... , lead change programs and advise senior management on compliance with FCA, MiFID, EMIR and market abuse regulations. The role offers significant ...

Company: X4 Technology (4 weeks ago)

... seeks a Head of Risk & Compliance to lead the FCA-regulated risk function as we scale our insurance platform. The ...

Company: Tempcover (1 month ago)

... former social worker in 1994, Foster Care Associates (FCA) is an established fostering agency which forms part ... including complaints and representation procedures as detailed in FCA policies and procedures Provide and record regular supervision ... to allocated Foster Parents in line with FCA's Operational Standards Work in partnership in a ...

Company: The FCA Job type: permanent (1 month ago)

... finance quotations and applications in line with FCA regulations and internal compliance standards. Clearly ... and credit assessments while ensuring compliance with FCA and GDPR requirements. Liaise with dealerships, ... of vehicle finance products, warranties, insurance and FCA compliance requirements. Excellent communication, organisation and relationship ...

Company: The Solution Automotive Limited Job type: permanent (1 month ago)

... authorised and regulated by the Financial Conduct Authority (FCA Reference: 609970), established in 2013. Our Watford ... strong written communication Commitment to ethical conduct and FCA compliance standards No finance degree needed. Attitude ... listen. Fortrade Ltd is authorised and regulated by the FCA, FRN: 609970. Non-advisory, execution-only role ...

Company: Fortrade Job type: permanent (1 month ago)

... compliance across Tempcover - working closely with the FCA, and with teams across the business from Product ... SMF16 (Compliance Oversight) Senior Management Functions (subject to FCA approval). This role has a clear trajectory: as the ... Bring Senior compliance/risk leadership experience in an FCA-regulated general insurance business - ideally as an ...

Company: Tempcover (1 month ago)

... reviews, and drafting compliance monitoring reports Managing certain FCA application processes on behalf of clients, for example ... alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. is preferable An understanding ... of the UK regulatory landscape and the FCA Handbook Excellent customer service ethos Degree educated or ...

Company: Austin Andrew (1 month ago)

... design, implement and embed Operational Resilience frameworks, ensuring compliance with FCA and PRA regulations while strengthening enterprise resilience. The role will ... Risk or Business Continuity within Financial Services Strong experience delivering FCA/PRA Operational Resilience programmes Hands-on experience with Important Business Services ...

Company: McCabe & Barton Job type: permanent (1 month ago)

... the best possible advice to clients. Ensure full compliance with FCA regulations and the principles of Consumer Duty, upholding the highest ... with Full CeMAP or industry equivalent qualification. Strong understanding of FCA regulations and the importance of Consumer Duty. Excellent communication and ...

Company: Empower Digital Job type: permanent (1 month ago)

... Private Banks Training & Competence policy and procedures aligned to FCA requirements and the Private Bank risk appetite. Own the Certified ... SMCR & T&C Compliance Officer will keep the FCA directory for Certified Persons up to date and reconciled including ...

Company: JJ Search Job type: contract (1 month ago)

... . * Develop governance frameworks, policies, MI and remediation plans. * Support FCA/PRA regulatory reviews, audits and assurance activity. * Embed resilience across ... / Operational Risk / Business Continuity / Risk Consulting. * Strong hands-on experience with FCA/PRA Operational Resilience requirements. * Knowledge of IBS, impact tolerances, service ...

Company: CBSbutler Holdings Limited Job type: permanent (1 month ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant.About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (1 month ago)