Total result: 1,041
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£150 - 200
Location: Greater London, England
... POCA and MLR. Comprehensive understanding of the requirements under the FCA Handbook (in particular, COBS, SYSC and PROD), consumer duty, Senior ... and management information requirements. Experience with or strong understanding of FCA authorisation applications, FSMA section 165 requests and section 166 skilled ...
Company: FTI Consulting, Inc
(1 month ago)
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Senior Director, Risk & Regulatory Advisory | Financial Services | Forensic and Litigation Cons[...]
£150 - 200
Location: Greater London, England
... 17. Comprehensive understanding of UK financial services regulatory framework, including FCA Handbook (particularly COBS, SYSC, PROD), FSMA, Consumer Duty, Senior Managers ... programs, policies, procedures, governance structures, and monitoring plans. Experience with FCA authorisation applications, FSMA section 165 requests, and section 166 skilled ...
Company: FTI Consulting, Inc
(1 month ago)
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Location: Manchester, England
... consumer harm Ensure all product activity complies with relevant legislation, FCA rules, regulatory guidance and internal governance frameworks Ensure alignment with ... regulated savings and investments products Strong understanding of product governance, FCA rules and regulatory expectations Proven experience managing complex product portfolios ...
Company: AJ Bell Management Limited
(1 month ago)
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Location: Gloucester, Gloucestershire
... within a mortgage or financial services environment -Strong understanding of FCA regulations, compliance frameworks, and quality assurance processes -Confident conducting 1 ...
Company: Anderson Recruitment
Job type: permanent
(1 month ago)
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£28,000
Location: London
... queries. Ensuring documentation is issued promptly and in line with FCA requirements is essential. About You: Previous yacht underwriting or yacht ...
Company: Lloyd Recruitment
Job type: permanent
(1 month ago)
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£60,000
Location: Loughton, Essex
... commute time. Company Established in 2009 and regulated by the FCA, this multi-award-winning finance & credit company has a ...
Company: Profile 29
Job type: permanent
(1 month ago)
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£50,000
Location: Northampton, Northamptonshire
... penetration and add-on products. Adhering to the Company's FCA and data protection obligations by accurately collecting all customer contact ...
Company: Listers
Job type: permanent
(1 month ago)
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Location: Newbury, West Berkshire
... will require a high level of attention to detail; be FCA accredited: knowledge of finance and related systems; knowledge of insurance ...
Company: Omoda Jaecoo -Newbury
Job type: permanent
(1 month ago)
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£35,000
Location: Shrewsbury, Shropshire
... accurate electronic and paper files in line with company and FCA standards Overseeing reception duties and general office administration Assisting with ...
Company: Recruited UK
Job type: permanent
(1 month ago)
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£150 - 200
Location: Birmingham, England
... , and excellent communication skills. This position requires accountability under the FCA’s SM&CR, focusing on user experience and technological ...
Company: Ascot Lloyd group
Job type: permanent
(1 month ago)
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Location: Greater London, England
... line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.). You’ll take responsibility for all ...
Company: Willow Resourcing Limited
(1 month ago)
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£125 - 150
Location: Manchester
... engaging and managing third parties Experience of working within an FCA regulated industry, ideally within Financial Services or Insurance Demonstrable experience ...
Company: First Central Services
(1 month ago)
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£150 - 200
Location: Greater London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citibank (Switzerland) AG
(1 month ago)
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... UK compliance programme Build and maintain strong relationships with the FCA Ensure compliance with evolving regulations in derivatives and crypto Oversee ... SMF17 roles before and have experience interacting with regulators (ideally FCA) You have some experience in digital assets with a strong ...
Company: Butler Rose Ltd
(1 month ago)
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Location: Hebburn, South Tyneside
... admin, adviser support, client services, operations, etc.). Strong knowledge of FCA regulatory frameworks, treating customers fairly (TCF) and financial‑services operational ...
Company: We Are Zenith
Job type: permanent
(1 month ago)
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Location: PO15, Segensworth, Hampshire
... service standards (90%+ satisfaction target) * Handle complaints in line with FCA guidelines * Ensure renewals and documentation are processed accurately and on ...
Company: Aspire Jobs
Job type: permanent
(1 month ago)
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Location: Greater London, England
... certification(s) for applicable area of work (e.g., ACA/FCA, ACCA/FCCA). Demonstrated management, analytical, organizational, interpersonal, project management, communication ...
Company: Baker Tilly US
(1 month ago)
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£150 - 200
Location: Greater London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: PowerToFly
(1 month ago)
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£28,000 - 45,000 - Annum
Location: Bournemouth, Dorset
... move into Commercial). * The Professional: Someone who values accuracy, compliance (FCA), and high-level client service. * The Local Expert: You are ...
Company: COWELL RECRUITMENT
Job type: permanent
(1 month ago)
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Location: London
... . Regulatory Watch: Monitor the evolving landscape of Carbon/Financial regulation (FCA, VCM, Article 6) to ensure our business model remains compliant ...
Company: CUR8
Job type: permanent
(1 month ago)
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