Job search

... are identified and mitigated, and managing our relationship with the FCA (regulator). I oversee all operational areas, this includes tech, product ...

Company: Octopus Energy Group Job type: permanent (1 month ago)

... candidate will have at least 10 years of experience in FCA-regulated sectors, with a minimum of 3-5 years in ...

Company: Cerebras (1 month ago)

... framework. You will be responsible for ensuring adherence to FCA requirements, leading the FCA licence application process, and overseeing a robust compliance ...

Company: CRS (1 month ago)

... as the principal point of contact for the FCA, including interactions during authorisation, supervisory visits, ... financial services firm. Demonstrated experience leading FCA authorisation/licensing applications for a financial services ... for drafting policies, regulatory business plans, and FCA application documents. Seniority level Mid-Senior level ...

Company: CRS (1 month ago)

... to test tokenization structures within the Sandbox; FCA Authorisation: Leading Ctrl Alt’s MiFID authorisation ... be responsible for engaging relevant stakeholders through the FCA authorisation process, preparing the required application and ... parties and ensure regulatory reporting requirements to the FCA are met. Manage other conduct and compliance ...

Company: Ctrl Alt (1 month ago)

... for jurisdictional performance, regulatory compliance (including FCA CASS where applicable), exemplary client service, ... fixes. Regulatory Compliance and Relationships (including FCA CASS, where applicable) Ensure continued compliance ... , robust reconciliations, and resilient operations. Core FCA CASS Responsibilities (where applicable) Governance & ...

Company: BNY Mellon (1 month ago)

... commercial, customer, and regulatory targets. Governance & Board Accountability: Hold FCA SMF1 and SMF3 responsibilities, ensuring effective governance, accountability, and oversight ... growth through strategic leadership and operational excellence. Deep understanding of FCA regulation, governance, and conduct standards, with experience of holding ...

Company: Age Partnership Job type: permanent (1 month ago)

... — ensuring the business remains fully aligned with FCA, AML, and e-money requirements. Key Responsibilities ... and oversee regulatory submissions and reports to the FCA and other authorities. Provide expert regulatory guidance ... prepaid, or e-money environments. Deep understanding of FCA regulatory frameworks, AML/CTF, and financial crime prevention ...

Company: www.cardandpaymentjobs.com (1 month ago)

... high‑quality client book within a trusted, FCA‑regulated environment. It is an ideal move ... , and client proposition. * Uphold the highest standards of FCA compliance, governance, and ethical conduct. Required Experience & ... 7 (or equivalent) with strong working knowledge of FCA regulatory expectations. * Proven track record managing discretionary ...

Company: Annular Group Job type: permanent (1 month ago)

... Ensure compliance with the company’s regulatory requirements under the FCA. Adhere to the operational risk framework for your role ... reflecting Company Values. At all times comply with the FCA’s Code of Conduct. Ensure that you are fully ... , care and diligence Be open and cooperative with the FCA, the PRA and other regulators Pay due regard to ...

Company: Rex Technologies GmbH (1 month ago)

... regulatory compliance, particularly with Financial Conduct Authority (FCA) cyber‑related controls. Proficiency in cloud security ... cyber and information security controls align with FCA expectations and industry standards External Audit & ... assessment Working knowledge of NIST, ISO 27001, FCA Handbook (SYSC), and relevant NCSC guidance Excellent ...

Company: PEXA UK (1 month ago)

... lead regulatory strategy and the end-to-end FCA licence application process (Payments Institution) with their appointed ... rate basis. Key Requirements: Proven experience managing FCA licence applications for a Payments Institution or EMI ... (end-to-end). Strong knowledge of FCA regulatory frameworks, AML/CTF obligations, safeguarding, and ...

Company: Twenty84 (1 month ago)

... anticipated Car Finance Redress Scheme * Ensure full compliance with SRA, FCA, and ICO regulatory requirements * Support the COLP and COFA, guiding ... a senior or board level * In-depth knowledge of SRA, FCA, and ICO regulatory frameworks * Commercially minded, with confidence advising senior ...

Company: Recruited UK Job type: permanent (1 month ago)

... framework aligns with local and international regulatory requirements (e.g. FCA, PRA, CSDR, EMIR). Expertise: Provide subject matter expertise on capital ... , delivery models, and regulatory considerations and regulatory requirements (e.g. FCA, PRA, CSDR) in post-trade outsourcing. Demonstrated experience steering or ...

Company: Projective Group (1 month ago)

... scales. Ensure all data architecture decisions align with regulatory requirements — FCA, GDPR, Solvency II, IFRS 17 and BCBS 239. Define and ... in day‑to‑day delivery. Act with integrity, adhering to FCA regulatory frameworks and ensuring best possible outcomes for customers. What ...

Company: Somerset Bridge Group (1 month ago)

... and supports robust, scalable, and compliant security operations aligned with FCA Consumer Duty and broader regulatory obligations. What you will do ... , compliance reporting, and validation of control effectiveness. Commit to the FCA Consumer Duty principle by ensuring we drive good customer outcomes ...

Company: Intrum (1 month ago)

... ) responsible for Compliance Advice and 2nd line Assurance for all FCA-regulated products (ETFs, ISAs, Pensions, etc.). Manage, oversee, and support ... a Retail Investments and/or Pensions environment with familiarity with FCA-regulated product distributions (ETFs, ISAs, Pensions, etc.). Experience working with ...

Company: Willow Resourcing Limited (1 month ago)

... Conduct assessments of existing and emerging industry regulation (e.g., FCA, ICO) and evaluate operational impacts Translate regulatory requirements into clear ... ; Professional Skills Strong knowledge of Operational Resilience, business continuity, and FCA regulatory obligations Good understanding of risk management frameworks, control design ...

Company: Homeprotect Home Insurance Job type: permanent (1 month ago)

... that aligns with long-term organisational goals and adhere to FCA regulations and guidelines; Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, as well as engagement with auditors ...

Company: WorldFirst (1 month ago)

... Implement MI and reporting frameworks suitable for future exit Oversee FCA regulatory responsibilities and governance Recruit and develop a lean, high ... Candidate Profile Senior leadership experience in UK insurance broking Strong FCA regulatory and operational knowledge P&L responsibility for a ...

Company: Barker Munro Recruitment (1 month ago)