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... Compliance/Legal to ensure the product meets UK regulatory requirements (FCA, PCI-DSS, PSD2/Open Banking, etc.). Analyse product usage data ...

Company: KPay Group (3 weeks ago)

... UK regulatory requirements relating to Operational Risk, particularly PRA and FCA expectations. Practical experience across Operational Resilience, including Important Business Services ...

Company: Morson Edge (Financial Services) (3 weeks ago)

... . Bring recent experience of working with the Financial Conduct Authority (FCA), either directly, in a regulatory role, or through close supervisory ...

Company: Miryco Consultants Ltd (3 weeks ago)

... their role at Miller, such as Lloyd’s byelaws and FCA rules. Promote Miller brand and values to enhance Miller’s ...

Company: Miller Insurance Services LLP (3 weeks ago)

... environment Strong knowledge of the UK regulatory framework, including the FCA, PRA, SM&CR and Consumer Duty Experience advising Boards ...

Company: City Executive Search (3 weeks ago)

... interaction with senior management as Peratera scales globally within the FCA framework. #J-18808-Ljbffr

Company: Peratera (3 weeks ago)

... UK staff, chairs corporate secretarial matters, and ensures adherence to FCA, PRA and Lloyd’s requirements. You will serve as Data ...

(3 weeks ago)

... equivalent senior regulatory experience. Significant experience leading Compliance within an FCA-regulated investment, brokerage, CFD, spread betting, trading or ... Programmes and driving effective remediation. Proven experience engaging with the FCA, including supervisory reviews, regulatory applications, notifications, submissions and material ...

Company: ETRA Talent (1 month ago)

... constructive, transparent and effective relationships with the FCA and other relevant regulatory bodies. They will ... briefings to support meetings and interactions with the FCA and other regulatory stakeholders. Horizon scanning, ... and insights, including through experience at the FCA or consulting firms Excellent people leadership skills, ...

Company: Hargreaves Lansdown (4 weeks ago)

... documentation, and keep scheme design compliant with the FCA Remuneration Code - deferral, malus and clawback, and ... remuneration Support Compliance on reward obligations under the FCA Remuneration Code, MIFIDPRU and SYSC 19, including ... the business grows Desirable Working knowledge of the FCA Remuneration Code, MIFIDPRU and SYSC 19, Material ...

Company: Titan Wealth (1 month ago)

... for consumers; and to comply with the FCA and PRA’s Conduct Rules. Job Description ... ensuring alignment to enterprise objectives, regulatory requirements (FCA/PRA), and organisational risk appetite, with a ... operating within financial services regulatory frameworks, including FCA/PRA requirements and operational resilience obligations. Knowledge of ...

Company: Arbuthnot Latham (1 month ago)

... role has a strong regulatory affairs focus, covering FCA, MiFID, EMIR and market abuse, alongside direct ... teams to implement new requirements Provide expert advice across FCA, MiFID, EMIR, market abuse and wider commodities ... commodities markets, particularly oil trading Proven experience across FCA, MiFID, EMIR, market abuse and direct engagement ...

Company: X4 Technology (4 weeks ago)

... department. Ensure robust quality assurance and regulatory compliance (e.g. FCA, Consumer Duty). Support and develop governance reporting — timely, accurate, and ... or pricing compliance. Deep understanding of regulatory frameworks impacting pricing (FCA, pricing fairness). Experience developing or implementing governance controls to protect ...

Company: Vermelo Job type: permanent (1 month ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (1 month ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (1 month ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant. About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (1 month ago)

... of compliance defence, ensuring adherence to processes designed to meet FCA and internal standards, with specific focus on CASS, Consumer Duty ... CREST, and the impact of custody chains Strong understanding of FCA regulatory requirements as they apply to asset servicing, including CASS ...

Company: AJ Bell Business Solutions Limited (1 month ago)

... risk management About Us LGPS Central (LGPSC) Ltd is the FCA regulated asset manager for fourteen local authority pension funds across ... experience). Must be able to meet the requirements of an FCA Certified role. What do we offer? We are proud to ...

Company: LGPS Central (1 month ago)

... media content, email campaigns and customer communications. Provide guidance on FCA financial promotions rules, consumer duty requirements and regulatory expectations. ... forex, asset management, or online trading platforms. Strong understanding of FCA regulations, financial promotions and consumer protection requirements. Experience reviewing digital ...

Company: Twenty84 (4 weeks ago)

... serves as a primary liaison with regulatory authorities (e.g., FCA), ensures systems and internal controls remain fit for purpose, and ... ). Regulatory Expertise: Deep operational knowledge of the Financial Conduct Authority (FCA) handbook, UK/EU financial regulations, and AML/CTF frameworks. Education ...

Company: OANDA Europe Ltd. (4 weeks ago)