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... the Compliance function, ensuring effective adherence to FCA and PRA regulatory frameworks. Act as the Bank ... decisions. Coordinate regulatory reporting and communications with the FCA, PRA, NCA and other relevant authorities. Deliver ... similar environment Strong knowledge of UK regulatory frameworks, FCA/PRA conduct rules, SMCR, AML regulations, and ...

Company: ETRA Talent Job type: permanent (1 month ago)

... relationship with the regulator and ensuringsatisfactory outcomes of FCA reviews/exercises As the ideal candidate you will ... with an understanding of the regulatory environment, particularly FCA systems & controls and conduct of business regulation ... of managing a successful relationship with the FCA Have experience of dealing with client assets in ...

Company: Lime People Search & Select Ltd Job type: permanent (1 month ago)

... group under evolving safeguarding rules published by the FCA and the CASS regime. Outside of the ... institution or corporation while ensuring compliance. Familiarity with FCA, FATF, and EU regulatory requirements. Ability to ... operational integrity and ethical conduct. Understanding of FCA safeguarding requirements and experience guiding the direction of ...

Company: Saxton Leigh Job type: permanent (1 month ago)

Head of Compliance & MLRO FCA registration, Compliance, MLRO Reading based £75,000 Our ... within Financial Services including holding a similar role in an FCA regulated firm. You will relish working in a fast ... support the business in its application process with the FCA Develop and implement relevant compliance screening programmes to provide ...

Company: www.cardandpaymentjobs.com Job type: permanent (1 month ago)

... & Requirements You will have worked in the FCA-regulated payments, e-money, crypto or banking sectors ... Document), including the rules on safeguarding, the FCA handbook and associated guidance. Additionally you will have ... expected. Experience of hands-on regulatory engagement with the FCA and ideally other regulators. Extensive experience advising ...

Company: Cerebras (1 month ago)

... our nominated lenders. Ensuring that all documentation is accurate and FCA compliant.About you You may be an existing retail manager ... all company, manufacturer and finance house paperwork is correct and FCA compliant. Motor trade, automotive or car dealership experience is preferred ...

Company: Listers Job type: permanent (1 month ago)

... regulatory expectations (e.g., ISO 27001, NIST CSF, CIS Controls, FCA/PRA expectations, DORA) The role is for you if You ... Services organisations You understand regulatory expectations within Financial Services, including FCA/PRA requirements, DORA, and data protection regulations You have a ...

Company: PwC UK Job type: permanent (1 month ago)

... into the SWDP and RRP; Ensure optimal compliance with PRA/FCA regulations and support regulatory interactions; Ensure implementation and compliance of ... . Rule 3: You must be open and cooperative with the FCA, the PRA and other regulators. Rule 4: You must pay ...

Company: Kroo Ltd (1 month ago)

... UK compliance programme Build and maintain strong relationships with the FCA Ensure compliance with evolving regulations in derivatives and crypto Oversee ... SMF17 roles before and have experience interacting with regulators (ideally FCA) You have some experience in digital assets with a strong ...

Company: Butler Rose Ltd (1 month ago)

... , and more. Key Responsibilities Lead complex regulatory consulting projects for FCA and PRA regulated clients Deliver engagements across regulatory due diligence ... - they are looking for an experienced Director Deep knowledge of FCA/PRA regulation and the financial services landscape Demonstrable experience of ...

Company: Danos Group Job type: permanent (1 month ago)

... that aligns with long-term organisational goals and adhere to FCA regulations and guidelines; Lead regulatory engagement, maintain open and constructive ... relationships with the FCA and other regulatory bodies, as well as engagement with auditors ...

Company: Ant International Job type: permanent (1 month ago)

... key point of contact for UK regulators including the PRA, FCA, Lloyd's and the Financial Ombudsman Service * Support regulatory engagement ... compliance and governance * Demonstrated experience engaging with UK regulators (PRA, FCA and Lloyd's) with credibility at Board and senior executive ...

Company: Sompo Job type: permanent (1 month ago)

... support firms through every stage of their regulatory journey; from FCA Authorisation to ongoing compliance strategy, prudential oversight, health checks, and ... Ability to design and deliver internal sales training Knowledge of FCA regulations or compliance consulting landscape Effective communicator with strong influencing ...

Company: Cosegic Job type: permanent (1 month ago)

... line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.). You’ll take responsibility for all ... record of managing and developing Compliance teams Strong familiarity with FCA regulations affecting ETFs, ISAs, Pensions, and related products Experience working ...

Company: Willow Resourcing Limited Job type: permanent (1 month ago)

... influencing senior stakeholders. Deep knowledge of financial regulation frameworks, including FCA requirements, Financial Crime policies, and the wealth advice sector. Excellent ... with platform providers, depositaries, and external auditors. Familiarity with FCA thematic reviews and data request processes. Industry engagement experience through ...

Company: Davies Group (1 month ago)

... customer funds, ensuring compliance with UK regulatory requirements (e.g. FCA expectations), including reconciliation processes and controls Own regulatory reporting for ... working in high‑growth or scaling fintech environments Familiarity with FCA regulatory framework #J-18808-Ljbffr

Company: Bytedance (1 month ago)

... is crucial for ensuring compliance with all Financial Conduct Authority (FCA) regulations. Key responsibilities include overseeing compliance monitoring plans, leading the ... firm's relationship with FCA, and maintaining a robust risk and compliance framework. The ideal ...

Company: Wrisk (1 month ago)

... penetration * Managing relationships with multiple lenders and finance partners * Ensuring FCA compliance and best practice across all deals * Assisting in stock ...

Company: Automotive Talent Partners Ltd Job type: permanent (1 month ago)

... a supportive, purpose-driven organisation. Main responsibilities include: Interpreting the FCA Consumer Duty requirements and translating them into practical, actionable standards ...

Company: Dudley Building Society Job type: permanent (1 month ago)

... ) * Maintain high customer service standards * Handle complaints in line with FCA guidelines * Ensure renewals and documentation are processed accurately and on ...

Company: Aspire Jobs Job type: permanent (1 month ago)