Total result: 1,042
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Location: London
... control frameworks to ensure ongoing compliance with HMRC ISA regulations, FCA requirements, and relevant European tax authority rules. Escalate control breaches ... willingness to develop expertise in these products.Working knowledge of FCA regulations, particularly relating to retail investment products, client money/assets ...
Company: Interactive Brokers
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London
... of Compliance UK in ensuring that Partners Group's two FCA-licensed firms comply with their legal and regulatory obligations under ... a similar regulated financial services environment.Strong knowledge of the FCA rules and an understanding of MiFID and/or AIFMD is ...
Company: Partners Group Holding
(3 weeks ago)
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Location: Leeds, West Yorkshire
... tools, templates and standard documentationEnsuring all work adheres to FCA regulatory and compliance standardsUsing financial planning and back-office systems ... technical knowledge of pensions and financial planningProven experience within an FCA regulated environmentExcellent suitability report writing skillsExperience with cashflow modelling and ...
Company: Idex Consulting
(3 weeks ago)
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Location: Luton, Bedfordshire
... Warfare and advanced sensing systems?At Leonardo, our EW and FCA programmes demand hardware that performs at the edge of what ... will do as a Hardware Engineer working on EW and FCA programmes:Own and influence hardware designs across the full lifecycle ...
Company: Leonardo DRS
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London
... , payment platforms, various lending platforms.Advising in relation to the FCA/PRA handbookAdvising in relation to the Financial Services and Markets ... qualification experience within a UK law firm)Must have strong FCA/PRA and Financial Services and Markets Act experienceFor a confidential ...
Company: Chadwick Nott
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London, Hybrid
... systems meeting RTO/RPO requirements and FCA operational resilience obligations.Meet regulatory obligations by design (FCA/ESMA EMIR & MiFID II, DORA ...
Company: Source Group International
(3 weeks ago)
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Location: London
... knowledge of regulatory requirements governing Depositary business under UK AIFMD / FCA FUNDS sourcebook / CASS rules.Strong team management experience proven track ... the safeguarding and segregation of client assets in accordance with FCA CASS rules.Interact with Group Compliance in relation to queries ...
Company: Citco Group
(3 weeks ago)
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Location: Glasgow, Lanarkshire
... the Consumer Rights Act, the Payment Services Regulations and the FCA Handbook including the Consumer Duty.Be self-motivated and committed ... to keep yourself updated ahead of changes to laws and FCA guidance and able to advise the business on future change ...
Company: Thomson LRC
(3 weeks ago)
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Location: London
... pay gap report and reward submissions to the PRA and FCA.Own the integrity, governance and ongoing development of reward data ... of remuneration regulations, reward governance, external reporting and relevant PRA/FCA requirements.Experience preparing Board, Remuneration Committee or senior executive-level ...
Company: Investec
(3 weeks ago)
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Location: London
... internal policies.Deliver suitability letters and reports in line with FCA standards.Leadership & SupportProvide strategic leadership to paraplanners, associate wealth ... Regime (SMCR). All staff must comply with the PRA and FCA Individual Conduct Rules:Act with integrityAct with due skill, care ...
Company: Schroders
(3 weeks ago)
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Location: London
... recommendations.Monitor the evolving regulatory landscape (including but not limited FCA, EMIR, MiFID II) and ensure timely escalation and response to ... experience of regulatory reporting obligations and control frameworks relevant to FCA-regulated broker-dealers or investment banks.Strong project management credentialsUnderstanding ...
Company: StoneX
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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£50,000
Location: Sheffield, South Yorkshire
... and financial crime policies, procedures and frameworks in line with FCA requirements. Provide clear, practical compliance advice to stakeholders across the ... and own responsibilities and tasks without significant oversight Knowledge of FCA regulations with strong understanding of consumer protection requirements, CONC, Consumer ...
Company: KATIE MAY CONSULTING
Job type: permanent
(3 weeks ago)
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Location: London
... , review and negotiate commercial agreements, and provide support on regulatory (FCA) matters. It will be involved in all areas across payments ... business- Provide advice and support on a range of complex FCA regulatory matters and projects- Work closely with senior executives within ...
Company: Elliot Marsh
(3 weeks ago)
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Location: Watford, Hertfordshire
... and within agreed timescales Ensure all underwriting decisions comply with FCA regulation, company policy, responsible lending and risk requirements Maintain high ... , with strong credit assessment and lending judgement Good understanding of FCA regulation, responsible lending and risk requirements, with strong attention to ...
Company: Stellar Select
Job type: permanent
(3 weeks ago)
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Location: Watford, Hertfordshire
... and within agreed timescales Ensure all underwriting decisions comply with FCA regulation, company policy, responsible lending and risk requirements Maintain high ... , with strong credit assessment and lending judgement Good understanding of FCA regulation, responsible lending and risk requirements, with strong attention to ...
Company: Stellar Select
Job type: permanent
(3 weeks ago)
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