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... / UK EMIR via DTCC, AIFMD Annex IV, position reporting, periodic FCA/CFTC submissions); liaison with auditors, depositary, and fund directors. Driving ... Physical Commodities (Warrants, Borrowing‑Base, Title); dual UK/US regulation (FCA + CFTC/NFA); familiarity with our stack (Loqsea, TT, WebICE, Bloomberg ...

Company: Martis Search (3 weeks ago)

... texts from laws or regulations, preferably related to the UK FCA (FCA Handbook), Bank of England (PRA Handbook), Bank of Lithuania, etc ...

Company: Revolut (3 weeks ago)

... and retail channels. Ensure all marketing and product activities meet FCA and Group regulatory requirements and internal policies. Manage budgets, monitor ... the UK institutional, intermediary and retail markets and regulatory environment (FCA, pensions regulation). Strong strategic thinking with hands on delivery capability and ...

Company: Amundi (3 weeks ago)

... financial services or similarly regulated industries, a strong understanding of FCA regulations (Consumer Duty, COBS, DISP), and a genuine interest in ... and non-leveraged trading products including crypto. Strong grasp of FCA regulations relevant to retail investments. Interest in financial markets and ...

Company: Propel (3 weeks ago)

... **Lloyd’s Claims Minimum Standards **, Lloyd’s Principles, applicable **PRA/FCA ** regulatory standards and Talbot claims policies. * Ensure that Talbot’s ... meaningful strategic and commercial outcomes. * Understanding of Lloyd’s, PRA/FCA and market governance expectations. * Demonstrated experience in highly regulated environments ...

Company: American International Group (3 weeks ago)

... , and ensure all activity is carried out in line with FCA and compliance standards, while consistently delivering a professional, consultative sales ...

Company: IPS Group Job type: permanent (3 weeks ago)

... ROLE The role supports the firms regulatory obligations under the FCAs Client Assets Sourcebook (CASS) by providing day-to-day oversight ...

Company: CMC Markets UK Plc Job type: permanent (3 weeks ago)

... commute time. Company Established in 2009 and regulated by the FCA, this multi-award-winning finance & credit company has a ...

Company: Profile 29 Job type: permanent (3 weeks ago)

... customer service, maintaining accurate records, and ensuring full compliance with FCA and Company standards, this role offers the chance to influence ...

Company: Omoda Jaecoo - Basingstoke Job type: permanent (3 weeks ago)

... hands-on role focused on delivering fair outcomes for customers, within FCA timescales, while keeping Treating Customers Fairly at the heart of ...

Company: Premia Solutions Job type: permanent (3 weeks ago)

... efficiencies Ensure all dealerships operate in line with company processes, FCA regulations, and compliance standards Develop and implement regional strategies aligned ...

Company: Command Recruitment Job type: permanent (3 weeks ago)

... , Advice Guidance Boundary Review, valuations, conflicts of interest and wider FCA supervisory priorities. If you are an experiencedRegulatory Strategy Manager with ...

Company: McCabe & Barton Job type: permanent (3 weeks ago)

... , Compliance, and Consumer leadership teams • Ensure pricing decisions align with FCA guidance and governance processes Skills & Experience • Experience within Pricing ...

Company: Datatech Job type: permanent (3 weeks ago)

... Risk Management. Support enterprise data governance frameworks, ensuring alignment with FCA, GDPR, and internal data governance sta Please click on the ...

Company: AFH Wealth Management Job type: permanent (3 weeks ago)

... of group pensions and corporate schemes • Experience working within an FCA regulated financial planning environment • Familiarity with back office and provider ...

Company: Premier Jobs UK Job type: permanent (3 weeks ago)

... working Parking on-site Pension schemeResponsibilities: Working in line with FCA guidelines and maintaining compliance at all times. Handling policy adjustments ...

Company: Faith Recruitment Job type: permanent (3 weeks ago)

... – Alternative Business Finance and Real Estate Capital Capiyada is an FCA-regulated firm specialising in raising capital for a broad range ...

Company: Sales Agents Plus Job type: permanent (3 weeks ago)

... probation What they're looking for Collections experience in an FCA regulated environment Comfortable speaking firmly but professionally Good written English ...

Company: The Curve Group Job type: permanent (3 weeks ago)

... Microsoft Excel A collaborative, team‑oriented working styleDesirable: Knowledge of FCA regulations, particularly within motor finance or regulated environments Experience providing ...

Company: Marc Daniels Job type: contract (3 weeks ago)

... experience * Competent Adviser Status (CAS) * Statement of Professional Standing (SPS) * FCA registration * Minimum Level 4 Diploma in Financial Planning and continuing ...

Company: Recruit Wealth Ltd Job type: permanent (3 weeks ago)