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... 's. A good understanding of CONC handbook. An understanding of FCA IAR / AR permissions. Excellent organisational skills. Excellent communication skills. An ...

Company: Jigsaw Finance (2 days ago)

... of employee benefits products, market trends, and regulatory requirements in FCA-regulated environments Skills: Excellent communication, questioning, and listening skills; highly ...

Company: Pavilion Recruitment Solutions (2 days ago)

... , financial modelling, costings and performance linkages. Assess regulatory alignment (including FCA considerations), risks and inconsistencies. Produce clear summaries plus a findings ...

Company: The FISER Group (2 days ago)

... full encashments, partial encashments, and 25% tax-free withdrawals Following FCA and PRA regulations, using scripts and guidance to ensure every ...

Company: Firstsource (2 days ago)

... proposals Support the implementation of the GCAP Procurement strategy within FCA and across wider Lines of Business Build and maintain strong ...

Company: LHH (2 days ago)

... Manager / equivalent role • Strong understanding of risk frameworks, governance, and FCA regulatory expectations Desirable • Degree in a quantitative or analytical discipline ...

Company: Waterhouse-Kern Associates (2 days ago)

... , particularly consumer credit, consumer duty and the FCA handbook * Act as the first point of ... when required * Ensure you are regularly updating your FCA handbook knowledge and regulatory requirements Key Experience: * ... years’ experience in Compliance within an FCA environment * Solid knowledge of FCA regulations and requirements * Solid understanding ...

Company: James Frank Associates Job type: permanent (1 week ago)

Employee Benefits Adviser - FCA Regulated This is an FCA-regulated advisory role. Applicants must have experience providing regulated employee ...

Company: The Administration Hub Limited (1 week ago)

... in UK investment firms, leadership skills, and direct experience with FCA regulations. Offering a hybrid work environment, this position also emphasizes ...

Company: Upvest (1 week ago)

... an equal opportunity to contribute and thrive within our community. FCA Certification Regime & Conduct Rules L&C is ... breaches of the Conduct Rules will be reported to the FCA annually. Should you apply for a Certified role in ... and diligence You must be open and cooperative with the FCA, the PRA and other regulators You must pay due regard ...

Company: London & Country Mortgages (1 week ago)

... and Onboarding frameworks. The role ensures robust FCA compliance, effective AR/network oversight, and strong ... the T&C framework in line with FCA expectations: competence standards, supervision, coaching, CPD ... capability (essential) Compliance leadership experience within an FCA‑regulated UK mortgage intermediary/network (AR oversight experience ...

Company: OneDome (1 week ago)

... and overseeing the end-to-end handling of FCA regulated complaints, ensuring all cases meet regulatory ... all levels. You’ll need: Proven experience managing FCA-regulated complaints and FOS cases within financial services. ... Strong understanding of FCA DISP requirements and the Financial Ombudsman Service framework. ...

Company: Zuto (1 week ago)

... , and non-misleading manner, in full accordance with FCA regulatory standards. Employees in this role do not provide ... and must include appropriate risk disclosure in line with FCA requirements. Relationship management. Build and maintain professional client ... and compliance requirements as set out by the FCA The training period also serves as a mutual ...

Company: Fortrade Job type: permanent (1 week ago)

... and non-misleading manner, in full accordance with FCA regulatory standards. Employees in this role do not provide ... and must include appropriate risk disclosure in line with FCA requirements. Relationship management. Build and maintain professional ... and compliance requirements as set out by the FCA * The training period also serves as a mutual ...

Company: Fortrade Job type: permanent (1 week ago)

... robust compliance and AML function that aligns with FCA standards and supports our ambitious product roadmap, ... our pension products meet all specific tax and FCA requirements from day one. Oversee Financial Crime prevention ... wealth/investments landscape, with a deep understanding of FCA rules (COBS, Consumer Duty). Significant experience with ...

Company: Upvest (1 week ago)

... authorisation process with the Financial Conduct Authority (FCA); Define and execute the company’s strategic ... payments); Deep knowledge of UK regulatory environment (FCA, EMI frameworks, AML/KYC requirements); Experience engaging ... leadership, and stakeholder management skills; Ability to meet FCA “fit & proper” requirements for senior management ...

Company: HHHub.eu (Taupai, UAB) (1 week ago)

... handled fairly, efficiently, and in line with FCA and DISP requirements. Acting as a key escalation ... and professionalism Compliance & FCA Standards • Ensuring all processes align with FCA expectations and internal controls • ... claims management and complaints handling • Solid understanding of FCA regulation and the DISP framework • Highly organised, ...

Company: Turtl. Agency (1 week ago)

... management, risk committees, and regulators. Regulatory Compliance Ensure compliance with FCA SYSC 8 (Outsourcing) and other applicable regulations. Support regulatory ... services (preferably asset management). Strong understanding of UK regulatory requirements (FCA, PRA) and outsourcing guidelines. Proven experience in developing and implementing ...

Company: LGPS Central (1 week ago)

... Our Social Workers — professionally known as Family Court Advisers (FCAs) — play a vital role. You might work within Private Law ... the only organisation that does this kind of work, FCAs can make recommendations leading to lasting change for children ... to practice. What you’ll be doing As a FCA at Cafcass, you will: Complete high‑quality assessments, ...

Company: CAFCASS (1 week ago)

... and contract-based income Strong regulatory frameworks including AQS and FCA oversight Heightened scrutiny on governance, safeguarding and data protection Integrated ... services. Oversee performance across regulated advice functions. Ensure compliance with FCA permissions, AQS accreditation and internal quality standards. Maintain effective supervision ...

Company: ST ANDREW'S COMMUNITY NETWORK (1 week ago)