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... , skill and diligence. You must be open and cooperative with FCA, PRA and other regulators. You must pay due regard to ...

Company: H.W. Kaufman Group (5 days ago)

... (financial services preferred) A solid understanding of UK regulatory requirements (FCA) Experience conducting file reviews or compliance monitoring is desirable Strong ...

Company: IDEX CONSULTING LTD (5 days ago)

... . The role does not involve providing investment advice or performing FCA-regulated activities; all advisory work stays with our U.S ...

(5 days ago)

... and safeguarding requirements Experience operating in a regulated UK environment (FCA essential) Deep knowledge of customer onboarding, payments operations, and support ...

(5 days ago)

... .g. MiFID II, EMIR, PSD2, CSDR, ESG regulatory frameworks, FSMA, FCA/PRA Handbook). Additionally, it is imperative applicants have strong experience ...

Company: Meraki Talent (5 days ago)

... . Ensure intermediary events are logged and run in line with FCA/GDPR procedures Arrange for all promotional materials, banners and merchandise ...

Company: W1M Wealth & Investment Management (5 days ago)

... as a point of contact for routine investor queries Support FCA filings and maintain compliance logs Requirements: Studying towards ACCA or ...

Company: Equifind (5 days ago)

... ‑functional process improvement and operational change Lloyd’s, PRA, and FCA regulatory initiatives New office launches, including operational playbooks and onboarding ...

Company: Arthur Recruitment (5 days ago)

... financial crime compliance frameworks. Demonstrated experience interacting with UK regulators (FCA/PRA) and managing regulatory engagement. Strong leadership and stakeholder management ...

Company: Coopman Search and Selection | B Corp™ (5 days ago)

... hoc duties assigned by the CRO and comply with the FCA/PRA’s Individual Conduct Rules, as outlined below. Skills and ...

Company: Zenith Bank (UK) Limited. (5 days ago)

... their role at Miller, such as Lloyd’s byelaws and FCA rules. Promote Miller brand and values to enhance Miller’s ...

Company: Miller Insurance Services LLP (5 days ago)

... Indemnity claims with a focus on SRA regulated Professionals and FCA regulated Professionals. This is a hybrid role located in London ...

(5 days ago)

... equivalent paralegal training or degree. Experience with Companies House, PRA, FCA, Lloyd’s and/or CBI matters. Excellent organizational skills. Highly ...

Company: Allied World (5 days ago)

... support cross-border advice. Support regulatory investigations, enforcement matters, and FCA/PRA engagements. Draft client memoranda, compliance frameworks, and regulatory updates ...

Company: IDEX CONSULTING LTD (5 days ago)

... play a key role in ensuring compliance with PRA and FCA regulatory requirements while promoting the highest standards of corporate governance ...

Company: Bruin (5 days ago)

How Ya Doing is partnering with an FCA-regulated payments specialist that is built specifically for the recurring ...

Company: How Ya Doing (4 days ago)

... , compliance, and professional development. Oversee regulatory and governance standards, including FCA compliance, file reviews, and adviser supervision. Deliver regional revenue and ...

Company: IDEX CONSULTING LTD (4 days ago)

... and make decisions using data and critical thinking. Understanding of FCA regulations, Consumer Duty, and working in a regulated financial services ...

Company: MoneyPlus (4 days ago)

... of Eclipse or Sequel systems would be advantageous Understanding of FCA requirements Strong working knowledge of Microsoft Word and Excel Excellent ...

Company: Nashrock Insurance Recruitment (4 days ago)

... advising on contentious and non-contentious regulatory matters (including FRC, FCA and ICAEW), responding to regulatory inquiries and undertaking internal investigations ...

Company: Taylor Root (4 days ago)