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... Prudential Regulatory Authority (“PRA”);The Financial Conduct Authority (“FCA”);The Bermudan Monetary Authority (“BMA”); Guernsey Financial Services ... to Lloyd’s, the PRA and the FCA, as required.Reporting and Governance:Assisting with ... and non-secondees to undertake any remediation activities.FCA and Lloyd’s Returns:Overseeing the Lloyd’s ...

Company: Ascot Group (3 weeks ago)

... Our team works with a varied portfolio of FCA-regulated clients, including investment firms, payment institutions, ... payment institutions, e-money institutions or other FCA-regulated businesses. Strong experience of CASS audits, particularly ... , 7 and 8.Good understanding of the FCA CASS rules, safeguarding requirements and wider regulatory ...

Company: Moore Kingston Smith (3 weeks ago)

... supporting regulator engagement (e.g., with the CBI, FCA, or an equivalent EU competent authority), including notifications, ... or the UK Cryptoasset Regime (i.e., FCA authorisation for regulated cryptoasset activities under the Financial ... Operational Resilience Act in the EU, or the FCA/PRA operational resilience regime in the UK)Outstanding ...

Company: kraken (3 weeks ago)

... from regulators across EMEA but primarily from the FCA and Senior Manager Function applications and associated ... voice recordings, client documentation, etc. Liaising with the FCA / PRA to co-ordinate and arrange regulatory meetings, ... , and attend, related onsite meetings with the FCA.Support the firm’s governance arrangements, including contributing ...

Company: Goldman Sachs (3 weeks ago)

... entity, authorised by the Financial Conduct Authority (FCA), the UK financial services regulator,  to undertake ... manage performance and deliver operational targets. Knowledge of FCA regulations and customer-focused regulatory requirements. Strong ... diligenceMust be open and cooperative with the FCA and other regulatorsMust pay due regard to ...

Company: Wipro (3 weeks ago)

... in accordance with UK financial regulations (e.g. FCA).Liaise, negotiate, and report to regulatory authorities on ... Requirements:Knowledge of UK financial regulations (e.g. FCA rules and regulatory frameworks) is preferredNative-level of Japanese ... CISI UK Financial Regulation certification and have been FCA-approved as a Compliance Officer are highly ...

Company: People First Recruitment (3 weeks ago)

... Manager will include:Monitor regulatory developments from PRA, FCA, EBA, and Basel and conduct horizon scanningTranslate ... materialsMaintain process documentation and support responses to PRA/FCA queries and remediation actionsEnsure ICAAP and ILAAP ... candidate will have: Strong knowledge of PRA, FCA, EBA frameworks including CRR/CRD, Basel III/IV ...

Company: cer Financial (3 weeks ago)

... DORA), PRA SS2/21 and wider PRA and FCA expectations.Through robust review, constructive challenge and clear ... DORA, PRA SS2/21 and wider PRA and FCA expectations.Good understanding of risks associated with outsourced ... , preferably financial services operating under PRA and FCA supervision or automotive finance.Practical experience reviewing supplier ...

Company: Ford (3 weeks ago)

... timely submission of regulatory reports in accordance with PRA, FCA, and Basel III requirements.The ideal candidate will ... BT, EL, MLAR PRA110, and PRA104 to 108, to FCA, PRA / Bank of EnglandAssist in the preparation and validation ... ALMM, PRA110, FSA017, MLAR, BT and EL to FCA, PRA and Bank of England.Perform variance analysis and reconciliations ...

Company: Additional Resources (3 weeks ago)

... a Senior Bid Manager.The Future Combat Air (FCA) bid team is responsible for leading cross-functional ... that relevant business winning information is presented to the FCA leadership team. This will require excellent planning and ... multiple teams and work with Sector Vice Presidents, the FCA Head of Bids, Integrated Project Team Leads, Engineering, ...

Company: Leonardo DRS (3 weeks ago)

... ) with a clear runway to profitability and an FCA-authorised product live in the UK and EU. Tier ... migration starts Q2).• Own regulatory financial reporting to the FCA.RequirementsESSENTIAL• ACA / ACCA qualified, 2–4 years ... developing a small team.DESIRABLE• Prior exposure to FCA reporting.• NetSuite implementation experience.• Advanced Excel / SQL ...

Company: Newstone Talent Solutions (3 weeks ago)

... ongoing production of Regulatory Reports required to the PRA and FCA as the UK Branch is a Third Country Branch, ... compliance with Munich Re’s Code of Conduct and the FCA Conduct Rules.Enterprise Risk ManagementRisk reporting to UK CRO, ... with Munich Re’s Code of Conduct and the FCA Conduct RulesBenefitsYou will be rewarded with a great compensation ...

Company: Munich Re (3 weeks ago)

... requirements, including Lloyd’s of London and the FCA.Providing regular reporting on conduct risk, consumer duty ... and complaints issues. This includes responsibility for FCA and Lloyd’s of London returns and submissions, including ... .Notifications made to Lloyd’s of London and FCA where appropriate;Any matters escalated where required;Commercial ...

Company: Ascot Group (3 weeks ago)

... outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities:  ... Statements of Professional Standing (SPS) applications and FCA reporting.Help design and deliver learning resources via ... process. Technical & Market ResearchTrack legislative changes, FCA updates, and market trends to inform collateral.Prepare ...

Company: Arbuthnot Latham (3 weeks ago)

... outsourcing/operational resilience regulatory frameworks (e.g. PRA/FCA outsourcing rules, EIOPA/Solvency II outsourcing requirements, ... and operational resilience (UK and Ireland), including PRA, FCA, Central Bank of Ireland, EIOPA and Lloyd's ... outsourcing and third-party risk (e.g. PRA/FCA outsourcing rules, operational resilience, Solvency II)Strong ...

Company: Everest Re Group (3 weeks ago)

... Ensure contracts, SLAs, and security assurances meet FCA and internal requirements.Support due diligence and ongoing ... & Regulatory SupportAct as IT lead for FCA audits, internal reviews, and compliance assessments.Produce evidence ... Succeed:Proven IT management experience in an FCA-regulated or financial services environment.Strong understanding ...

Company: People First Recruitment (3 weeks ago)

... lines (BNPL, personal loans, merchant financing)- Manage FCA Temporary Permissions Regime (TPR) registration for Deferred Payment ... BaFin, ACPR, OAM, Bank of Spain, AFM, FCA) throughout the licensing and supervision process- Maintain license ... , and merchant onboarding providers- Ensure compliance with FCA third-party reporting rules (March 2027) and EU ...

Company: TikTok (3 weeks ago)

... handled fairly, professionally, and in line with FCA regulations. You will also analyse complaint trends ... provide clear written responses. Ensure compliance with FCA regulations and internal procedures. Maintain accurate records ... review platforms. About You Strong understanding of FCA complaint-handling requirements. Previous complaints handling ...

Company: Adecco Job type: permanent (3 weeks ago)

... ’s Compliance & Financial Crime Framework in line with FCA, PRA, and international standards (e.g. FATF).Ensure ... and applicable laws.Act as primary liaison with regulators (FCA, PRA, NCA).Advise Senior Management on regulatory changes and ... compliance, AML, and financial crime risk.Strong knowledge of FCA/PRA rules, AML/CTF, GDPR, and SMCR.Proven ...

Company: cer Financial (3 weeks ago)

... ’s Compliance & Financial Crime Framework in line with FCA, PRA, and international standards (e.g. FATF).Ensure ... and applicable laws.Act as primary liaison with regulators (FCA, PRA, NCA).Advise Senior Management on regulatory changes and ... compliance, AML, and financial crime risk.Strong knowledge of FCA/PRA rules, AML/CTF, GDPR, and SMCR.Proven ...

Company: cer Financial (3 weeks ago)