Total result: 1,106
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Location: London
... , payments, data protection, and cross-border operations. Ensure alignment with FCA, FINMA, EU, and international regulatory frameworks as relevant. REQUIRED QUALIFICATIONS ...
Company: Insignia Group of Companies
(6 days ago)
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Location: City Of London
... RESPONSIBILITIES • Act as a key point of contact with the FCA on conduct-related matters, including supervision, thematic reviews, and information ...
Company: Next Employment Ltd
(6 days ago)
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Location: London
... redress programmes, while supporting engagement with bodies such as the FCA, PRA, and FOS, including preparing correspondence, managing reviews, and developing ...
Company: ACHUMAN CAPITAL
(6 days ago)
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Location: London
... the Private Banking governance framework across the business, aligned to FCA/PRA expectations and internal policies. Key Responsibilities Own and deliver ...
Company: Emirates NBD
(6 days ago)
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Location: London
... with candidates who have: • 8+ years consulting or regulatory experience (FCA or financial services consulting) • Strong knowledge of asset or wealth ...
Company: Danos Group
(6 days ago)
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Location: England
... the team. • Ad hoc tasks as required• Comply with the FCA’s conduct (and senior conduct) and Consumer Duty rules and ...
Company: The Actuary Group
(6 days ago)
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Location: City of London
... the three lines of defence model, plus familiarity with PRA/FCA regulatory requirements particularly around Operational Resilience and Third Party Risk ...
Company: ABL Recruitment
(6 days ago)
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Location: London
... fund administrators. Operations: Support vital internal operations, including assisting with FCA reporting submissions to ensure accuracy and timeliness. You will also ...
(6 days ago)
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Location: City of London
... IT controls Ensure alignment with regulatory requirements (e.g., SOX, FCA, Solvency II) and internal policies Conduct risk assessments and ensure ...
Company: Albany Beck
(6 days ago)
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Location: London
... an excellent understanding of MiFID regulatory reporting requirements Understand new FCA and ESMA MiFID regulatory policy statements and timelines for implementation ...
Company: Tradition
(6 days ago)
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Location: City of London
... : Regulatory Consulting Directors looking for a more specialist platform Ex-FCA or regulatory leaders now in consulting Why this opportunity stands ...
Company: Danos Group
(6 days ago)
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Location: City of London
... professional compliance related qualification (ICA, CISI) desirable Solid understanding of FCA regulations and their practical applications Easily motivated and willing to ...
Company: Coopman Search and Selection | B Corp™
(6 days ago)
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Location: City of London
... requirements. Assisting the Operations Manager in ensuring team compliance with FCA and FCIS guidelines while processing complaints. Ensure that you and ...
Company: FinTop Consulting
(6 days ago)
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Location: London
... marketing materials, RFPs, DDQs, pitch books and financial promotions for FCA and SEC compliance. Coordinating fund closings with advisers, administrators and ...
Company: SSQ
(6 days ago)
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Location: City of London
... marketing materials, RFPs, DDQs, pitch books and financial promotions for FCA and SEC compliance. Coordinating fund closings with advisers, administrators and ...
Company: SSQ
(6 days ago)
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Location: Sevenoaks
... documentation for client meetings and annual reviews. Ensuring compliance with FCA regulations and internal procedures. Support with general office tasks and ...
Company: Financial Divisions
(6 days ago)
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Location: City of London
... client agreements, product documentation, and commercial contracts. Navigate regulatory issues (FCA/PRA/GFSA) and cross-border considerations. Lead on strategic projects ...
Company: The Stephen James Partnership
(6 days ago)
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Location: City of London
... implement trading instructions from the investment team. Ensure compliance with FCA investment regulations and other relevant regulatory frameworks (e.g., Value ...
Company: Mason Blake
(6 days ago)
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Location: City of London
... regions and time zones Strong understanding of operational resilience regulations (FCA, DORA, NIST, etc.) Experience designing and running crisis scenarios and ...
Company: Lorien
(5 days ago)
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Location: London
... role in Financial Services. Strong understanding of relevent PRA and FCA requirements and Expectations. Experience in operating, testing and refining Compliance ...
Company: Miryco Consultants Ltd
(5 days ago)
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