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... that contribute to a robust control environment. PRA/FCA SMF17 MLRO for Beazley Furlonge Limited (BFL) and ... maintaining strong relationships with key regulators including the PRA, FCA, Lloyd’s, CBI, CID, and other relevant regulators ... effectively; You must disclose appropriately any information the FCA or PRA would reasonably expect notice of; and ...

Company: Beazley Management Limited (3 weeks ago)

... of civil recovery procedures, County Court processes, and FCA regulatory requirements, ensuring all recovery activity is compliant ... accounts in line with company policies and FCA regulations Conduct outbound and inbound contact with ... documentation using internal systems Ensure full compliance with FCA Consumer Credit Sourcebook (CONC), GDPR, and ...

Company: Red Recruitment Job type: permanent (3 weeks ago)

... a high-performance environment that balances rigorous FCA regulatory compliance with the innovative, technology-driven ... growth and customer demand, ensuring full adherence to FCA regulations. Proactively identify, monitor, and control ... financial services sector. Deep, practical knowledge of FCA regulatory requirements and DISP rules. Proven ability ...

Company: Lendable (3 weeks ago)

... the standards set by the Financial Conduct Authority (FCA) and the firm’s internal Compliance procedures. ... attention to detail and a sound understanding of FCA requirements and best practice in financial advice. What ... a defined standard, ensuring all recommendations and documentation meet FCA and company requirements. * Deliver clear, constructive, ...

Company: Radiant Financial Job type: permanent (3 weeks ago)

... testing Providing advisory support to the business on FCA rules and internal policies Assisting with financial crime ... years' experience in a Compliance role within an FCA-regulated firm Experience in a Broker/Dealer, investment ... firm, or trading environment preferred Strong understanding of: FCA regulations (e.g. SYSC, COBS) General compliance ...

Company: Michael Page Job type: contract (3 weeks ago)

... stock management, and pricing strategy Ensure strong FCA compliance, finance penetration, and adherence to Consumer ... departments Compliance & Governance Ensure compliance with FCA regulations, employment law, health & safety, ... amp;L responsibility In-depth knowledge of FCA regulations and dealership compliance Excellent leadership, ...

Company: Pembrook Resourcing (3 weeks ago)

... Performance Team within the Future Combat Air Systems (FCAS) Portfolio Management Office (PMO). In this senior ... performance insights that drive decision-making across the FCAS Programme. You will work closely with the Performance ... Champion data governance and best practices across the FCAS Programme. Mentor and support junior analysts, fostering a ...

Company: Leonardo UK Ltd (3 weeks ago)

... Compliance, Market Abuse Prevention, and Tax Evasion under FCA regulations and government legislation. We are looking for a ... relevant legal and regulatory frameworks Providing support for FCA authorisation applications across a range of types of ... client meetings Keeping up to date with the FCA and industry sources to assist with providing the firm ...

Company: Thistle Initiatives (3 weeks ago)

... and suite of market infrastructure products, including our FCA regulated Multilateral Trading Facility for FX markets. We ... adherence to applicable UK and EU regulations, including FCA rules, MiFID II, Market Abuse Regulation (MAR), ... -dealer financial instrument trading. Strong knowledge of UK FCA regulations and pan-European frameworks (MiFID II, MAR ...

Company: State Street (3 weeks ago)

... leading the process of obtaining the necessary FCA licences and regulatory approvals required to operate ... and compliance teams to maintain full adherence to FCA requirements and industry standards. Build relationships with insurers ... high-growth technology companies. Experience working in an FCA-approved entity is a plus. Highly analytical, execution ...

Company: Bjak (3 weeks ago)

... to delivering good Customer outcomes under the FCA’s Consumer Duty. Key Responsibilities Data Collection ... Support: Ensure data handling and analysis comply with FCA regulations, including Consumer Duty Collaboration: Work with ... ability to communicate findings clearly Familiarity with FCA regulations, particularly Consumer Duty Bachelor’s degree ...

Company: Quilter (3 weeks ago)

We are recruiting for a FCA and PRA experienced Head of Regulatory Reporting to join a ... will be fully up to date and currently working within FCA and PRA compliance for a bank and experienced managing and ...

Company: LJ Recruitment Job type: permanent (3 weeks ago)

... to Convert to Permanent Leicestershire c.£150,000 A growing, FCA regulated financial services business based in Leicestershire is seeking an ... , lead the budgeting process, and ensure full regulatory compliance including FCA reporting obligations. What We're Looking For Qualified accountant (ACA ...

Company: FD Recruit Job type: permanent (3 weeks ago)

... banking finance fluency. • Comprehensive understanding of UK banking regulation (PRA/FCA), the Senior Managers & Certification Regime, and Board governance frameworks ... and diligence • Be open and cooperative with the Bank, the FCA, the PRA and other regulators • Pay due regard to the ...

Company: UBL UK (United National Bank Limited) Job type: permanent (3 weeks ago)

... vehicles, finance, insurance, warranties, and additional products in accordance with FCA guidelines Provide guidance and training to Car Sales Executives on ... of retail finance, insurance, and warranty products Strong understanding of FCA compliance regulations Ability to lead and motivate a sales team ...

Company: Perfect Placement Job type: permanent (3 weeks ago)

... strong performance while delivering fair customer outcomes in line with FCA requirements. The salary is competitive Benefits and Package for a ... and Recoveries KPIs, policies, processes and controls. Good understanding of FCA regulations, including arrears, forbearance, and Consumer Duty Experience managing DCAs ...

Company: Red Recruitment Job type: permanent (3 weeks ago)

... firm's safeguard catalogue against the specific demands of DORA, FCA Operational Resilience, and the EU AI Act. Collaborative Resilience: Running ... track record in UK Financial Services with deep knowledge of FCA compliance and DORA. Solid grasp of Foundation Models (FMs), RAG ...

Company: Randstad Technologies Recruitment Job type: contract (3 weeks ago)

... our AWS Bedrock-based agents meet the highest standards of FCA Operational Resilience, DORA, and EU AI Act (Art. 15) compliance ... RMF, OWASP LLM Top 10, and UK/EU financial regulations (FCA/DORA). Testing Automation: Proven ability to build measurement frameworks for ...

Company: Randstad Technologies Recruitment Job type: contract (3 weeks ago)

... portfolios and recommending strategic adjustments where appropriate   Maintaining accurate FCA-compliant records and documentation   Working collaboratively with paraplanning and administration ... aware with a client-centric approach   Strong understanding of FCA compliance requirements   Ability to explain complex financial matters clearly and ...

Company: Modus Talent Job type: permanent (3 weeks ago)

... proficiency in financial planning software, gaining an understanding of FCA regulations and internal processes, and working towards professional qualifications ... gained through previous paraplanning or financial services experience. Familiarity with FCA regulations, compliance requirements, and suitability reporting. Experience liaising with ...

Company: RecruitAbility Ltd Job type: permanent (3 weeks ago)