Total result: 1,042
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Location: Liverpool, Merseyside
... services and consumer credit law (e.g., Consumer Credit Act, FCA Handbook, Consumer Duty), payment services, data protection, and broader financial ... a focus on fair customer outcomes.Manage engagement with the FCA and other regulators, including notifications, information requests and supervisory interactions ...
Company: The Very Group
(3 weeks ago)
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Location: London
... and periodic review operate efficiently, consistently and in line with FCA expectations, financial crime requirements and internal governance standards.The role ... or consultancies and translating recommendations into deliverable plans.Familiarity with FCA-regulated wealth management environments.Experience working in a matrix or ...
Company: Schroders
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: Bexhill, East Sussex
... – ensuring complaints are handled fairly, consistently and in line with FCA DISP requirements and Consumer Duty expectations, driving improvements in complaint ... through multiple management layers – with exceptional coaching capabilityStrong understanding of FCA complaint handling requirements and Consumer dutyTrack record of leading change ...
Company: Hastings Direct
(3 weeks ago)
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Location: London
... team while establishing the operating model and culture. • Build FCA-compliant governance, operational processes and strategic relationships with insurers, underwriters ... scaling successful insurance propositions or businesses. • Strong knowledge of FCA regulation, UK insurance compliance and established relationships across insurers, underwriters ...
Company: Fintelligent
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London
... controls as regulations evolveSupport the management of regulatory relationships, including FCA interactions and reportingTrack regulatory developments and translate them into clear ... environment. You bring:Experience in a compliance role within an FCA-regulated firm, ideally in fintech, payments, mortgages, or property financeGood ...
Company: GetGround
(3 weeks ago)
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Location: London
... intelligence units (FIUs) on financial crime matters, including OFAC, FinCEN, FCA, MAS, and othersLead and manage legal responses to regulatory inquiries ... bodies and law enforcement on financial crime matters (OFAC, FinCEN, FCA, DOJ, etc.)Experience managing voluntary self-disclosures, enforcement actions, and ...
Company: Binance
(3 weeks ago)
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Location: London
... , not static decks.Ensure the framework meets the requirements of FCA PS21/3, PRA SS1/21, DORA, and equivalent EU expectations ... environment (payments, e-money, banking, or similar).Working knowledge of FCA PS21/3, PRA SS1/21, DORA, and the Bank of ...
Company: Teya Solutions
(3 weeks ago)
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Location: London
... accountants to prepare and review annual and quarterly accountsAssist with FCA reporting and produce monthly CMAR submissions- Produce cash flows, management ... reporting - Work closely with compliance consultants to ensure compliance of FCA permissions The Client is looking for the following personal skills ...
Company: Nexus Jobs
(3 weeks ago)
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Location: London
... , care and diligenceYou must be open and cooperative with the FCA, the PRA and other regulators.You must pay due regard ... the financial services industry and, therefore, is regulated by the FCA (Financial Conduct Authority) and the PRA (Prudential Regulation Authority). It ...
Company: Pension Insurance Corporation plc
(3 weeks ago)
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Location: London
... 'll manage a varied caseload involving claims against SRA and FCA regulated professionals, providing strategic, commercially focused legal advice from first ... claims involving SRA regulated law firms and solicitors, together with FCA regulated professionals.Investigating liability, indemnity, causation and quantum issues.Advising ...
Company: eNL Legal Recruitment
(3 weeks ago)
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Location: London
... standards of integrity, professionalism, and ethical conduct in line with FCA expectations. All employees are expected to demonstrate behaviours that support ... and the integrity of the financial system. Adherence to the FCA’s Conduct Rules is not only a regulatory requirement but ...
Company: Charles Stanley
(3 weeks ago)
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Location: London
... support business strategy, operational improvement and growth initiativesSupport and embed FCA-compliant processes, ensuring best practice across client servicing, documentation and ... clients and insurers, setting expectations and resolving issuesSolid understanding of FCA requirements and regulatory standards within a broking environmentHands-on, ...
Company: Idex Consulting
(3 weeks ago)
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Location: London
... professionalism. You will have a good knowledge and understanding of FCA regulation as well as DISP complaint handling rules and guidance ... .An onsite interview & assessment to evidence your knowledge of FCA regulations and DISP complaint handling rules/guidance. Life at LendableWinning ...
Company: Lendable
(3 weeks ago)
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Location: London
... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...
Company: Citigroup
(3 weeks ago)
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Location: London
... financial stewardship, regulatory compliance, and operational integrity within an FCA-regulated environment. The role is accountable for high standards in ... in financial services, payments, fintech, or banking preferredKnowledge of FCA regulatory requirements and safeguarding frameworks highly desirableProven ability to influence ...
Company: PayPal
(3 weeks ago)
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Location: London
... absolute minimum the job holder should have passed the required FCA Training & Competence exams (or have been “Grandfathered”); however, additional ... , Lotus Notes and InvestOne Enterprise.A good knowledge of the FCA regulations pertaining to Unit Trusts, OEICs, ACS and CIFs i ...
Company: Northern Trust
(3 weeks ago)
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