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... for internal SARs, external SAR submissions. Maintain appropriate engagement with FCA and law enforcement. Ensure the AML function is adequately resourced ...

Company: Recruitblock (2 weeks ago)

... team will be in touch. As a businessregulated by the FCA we would advise you to familiarise yourself with theconduct regulations ...

Company: St. James’s Place (2 weeks ago)

... opportunities. Compliance & Reporting Ensure all client activity adheres to FCA regulations and internal compliance standards. Maintain accurate and up-to ...

Company: Radiant Financial (2 weeks ago)

... a thorough understanding of applicable regulations like MiFID II and FCA. Join us to impact the compliance landscape and collaborate with ...

Company: Societe Generale (2 weeks ago)

... Synergy are currently recruiting for an experienced Family Court Adviser (FCA) to join CAFCASS, covering Surrey and Sussex, based from the ...

Company: Eden Brown Synergy Job type: temporary (3 weeks ago)

... third-party partners Ensuring full compliance with FCA regulations and Consumer Duty requirements Identifying complaint trends ... At least a few years' experience in an FCA-regulated Aftersales or Complaints environment Strong automotive sector ... and post-sale processes A solid understanding of FCA regulation, Consumer Duty and complaints best practice A ...

Company: Michael Page Job type: permanent (3 weeks ago)

... the profitability of the business whilst ensuring full FCA compliance. Our Account Handlers ensure that a quality ... procedure. Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the ... products Experience of working to high standards and FCA Compliance Strong administration skills, coupled with a very ...

Company: JMG Group Job type: permanent (3 weeks ago)

... operate in accordance with the Rules of the FCA, the CII code of conduct and our ... your role. Ensure all improvement initiatives align with FCA regulations and internal compliance standards. Participate in ... Six Sigma, or similar methodologies. * Strong understanding of FCA regulatory environment. Skills & Abilities Required: Essential * Competent ...

Company: North Oak Recruitment Job type: permanent (3 weeks ago)

... are dealt with within 1 working day in accordance with FCA requirements, or if unresolved/unsatisfied such complaints are passed to ... their insurance in a timely manner and in accordance with FCA guidelines, accurately presenting recommendations and options to clients * To work ... up to date. * Ensure that all renewals are actioned within FCA guidelines

Company: Aspire Jobs Job type: permanent (3 weeks ago)

... are dealt with within 1 working day in accordance with FCA requirements, or if unresolved/unsatisfied such complaints are passed to ... their insurance in a timely manner and in accordance with FCA guidelines, accurately presenting recommendations and options to clients * To work ... up to date. * Ensure that all renewals are actioned within FCA guidelines

Company: Aspire Jobs Job type: permanent (3 weeks ago)

... overseas teams to align on UK regulatory requirements and FCA rules. Support surveillance and controls teams with transaction monitoring ... to the team. Maintain detailed knowledge of MiFID II, FCA, PRA, FX Global Code, and other regulations. Represent ... skills; Up-to-date knowledge on MiFID 2, MAR, FCA, PRA, FX Global Code, FMSB Practice Standards and ...

Company: SGS Société Générale de Surveillance SA (3 weeks ago)

... interaction achieves the right outcome while maintaining full compliance with FCA and other regulatory standards.  You'll also play a key ... performance. Manage arrears accounts in line with company standards and FCA regulations. Oversee litigation and insolvency processes, liaising with solicitors and ...

Company: Vero HR Job type: permanent (3 weeks ago)

... act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in ...

Company: Get-Recruited (UK) Ltd Job type: permanent (3 weeks ago)

... portfolio of clients which has a bias towards financial services / FCA r... JBLK1_UKTJ

Company: BV RECRUITMENT LTD (3 weeks ago)

... : Peterborough, Basingstoke, Reading or Edinburgh Summary of the role A FCA regulated life & pensions service provider are seeking a dedicated ...

Company: Sanderson Recruitment (3 weeks ago)

... Scheduler, Stirling or Peterborough, Hybrid Summary of the role A FCA regulated life & pensions service provider are seeking a dedicated ...

Company: Sanderson Recruitment (3 weeks ago)

... membership or relevant degree advantageous). Strong understanding of governance, GDPR, FCA expectations and working with vulnerable customers.Why this role stands ...

Company: Sellick Partnership Job type: contract (3 weeks ago)

... and new joiners where required. Regulatory Conduct Adhere to the FCA and PRA Conduct Rules at all times, demonstrating integrity, skill ...

Company: LJ Recruitment Job type: permanent (3 weeks ago)

... (RCC/Board) * Sound understanding of relevant regulatory requirements from PRA/FCA on risk and control management. Especially in relation to Operational ...

Company: People First (Recruitment) Ltd Job type: contract (3 weeks ago)

... to meet the regulatory standards set out in the relevant FCA rules and guidance. • Make informed risk decisions and effectively and ...

Company: Interactive Investor Job type: permanent (3 weeks ago)