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Location: South East
... as the accountable Senior Manager for the credit function under FCA regulations Manage senior leaders across credit risk, strategy, modelling, and ... of residual value risk and key market drivers Knowledge of FCA regulatory requirements and governance frameworks Proven leadership experience managing teams ...
Company: Harnham
(2 weeks ago)
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£120,000 - 180,000
Location: City Of London
... and MLRO Managing the relationship and ongoing engagement with the FCA Building the compliance and financial crime framework from scratch Developing ... to operate as SMF17/MLRO Direct experience engaging with the FCA Experience building compliance frameworks, policies and controls A background within ...
Company: Actus Search
(2 weeks ago)
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£90,000 - 150,000
Location: Gloucester
... sales floor. Compliance & Quality - Ensure all sales activity meets FCA regulatory standards and Neilson's internal compliance framework. Sales performance ... ability to maintain consistency as the operation grows Understanding of FCA regulatory requirements as they apply to financial services sales High ...
Company: Neilson Financial Services
(2 weeks ago)
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£19,000 - 32,000
Location: Cheltenham
... all clients. Adherence to the requirements laid out by the FCA in terms of compliance, customer risk and Treating Customers Fairly ... pre-employment vetting as outlined by the Financial Conduct Authority (FCA). This may include but not limited to adverse financial history ...
Company: Attivo
(2 weeks ago)
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£28,000 - 36,000
Location: Greater London
... essential;- Regulatory know-how: Experience in an FCA regulated environment or a good understanding of FCA regulations;- TCF principles: A strong belief ...
Company: helloprima
(2 weeks ago)
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Location: London
... , Github CopilotKnowledge of working in a regulated environment (e.g. FCA, PRA, GDPR) and awareness of global insurance regulatory requirements.Good ...
Company: howden group holdings
(2 weeks ago)
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Location: London
... equivalent. Knowledge of financial services regulations and frameworks, including PRA, FCA, DORA, NIS2, ISO 27001, and NIST. Understanding of emerging technologies ...
Company: Accenture
(2 weeks ago)
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Location: Greater Manchester
... governance.Previous experience of working within a regulated environment – including FCA, PRA interaction and relationship. Ability to represent Transport LBG in ...
Company: Lloyds Banking Group
(2 weeks ago)
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Location: London
... qualifications. This is a Certified Person role and requires an FCA qualification.I am good at:Learning quickly and taking ownership ...
Company: Investec
(2 weeks ago)
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Location: London
... regulatory expectations, including NIST, ISO 27001, CIS, NIS2, DORA, PRA, FCA, and other applicable requirements.Produce high-quality client deliverables including ...
Company: Accenture
(2 weeks ago)
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Location: London
... , and Outlook.Comprehensive knowledge of EB products, market trends, and FCA-regulated environments.Team player who thrives in a dynamic setting ...
Company: pib Group
(2 weeks ago)
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Location: London
... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules.Key Responsibilities:Client service and ...
Company: Arbuthnot Latham
(2 weeks ago)
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Location: London
... Managers and Certification Regime (SM&CR), Conduct Rules, and FCA requirements.Provide strategic support to ensure smooth delivery of cross ...
Company: Houlihan Lokey
(2 weeks ago)
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Location: London
... investment processes, asset allocation, and risk management.Working knowledge of FCA regulations, including Conduct of Business and AML frameworks.High proficiency ...
Company: Charles Stanley
(2 weeks ago)
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Location: London
... Implementer/Auditor, or equivalent. Experience supporting regulatory programmes involving PRA, FCA, DORA, NIS2, ECB, EBA, or similar regulatory frameworks. Knowledge of ...
Company: Accenture
(2 weeks ago)
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Location: London
... achieving good outcomes for consumers and to comply with the FCA and PRA's Conduct Rules.Job DescriptionKey Responsibilities: Optimise database ...
Company: Arbuthnot Latham
(2 weeks ago)
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Location: London
... risks, mitigants and lending structures.Understanding of BASEL, PRA and FCA requirements and policy compliance.Strong Excel, spreadsheet and database skills ...
Company: cer Financial
(2 weeks ago)
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Location: London
... achieving good outcomes for consumers; and to comply with the FCA and PRA’s Conduct Rules.Job DescriptionKey Responsibilities:Define and ...
Company: Arbuthnot Latham
(2 weeks ago)
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... of UK and other non-US regulatory regimes (e.g., FCA, PSR) relevant to fraud, payments, and banking; experience operating under ...
Company: kraken
(2 weeks ago)
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... :Trust Payments is an MFSA-regulated in Malta; and an FCA-regulated company in the UK. We provide a range of ...
Company: Trust Payments
(2 weeks ago)
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