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... enhance its regulatory risk framework in a complex FCA/PRA environment. This is a high-profile role ... evolve the enterprise risk management framework in line with FCA / PRA expectations Own regulatory risk oversight, ensuring effective ... Deep expertise in regulatory risk and UK regulatory frameworks (FCA & PRA) Strong experience operating under SM& ...

Company: Capital Resourcing Group (2 weeks ago)

... correctly. Maintain a centralised repository of evidence for FCA, PRA, and Insurer TOBA reviews. Provide regular ... Reporting Ensure all third‑party arrangements meet the required FCA regulatory frameworks, specifically SYSC 8, SS2/21 ( ... Regulatory Expert: You possess a deep understanding of FCA frameworks, including SYSC 8, Operational Resilience (SS2/ ...

Company: Somerset Bridge (2 weeks ago)

... industry continues to grow and government, the FCA and other regulators seek to enhance UK competitiveness ... of regulatory policy and market issues, including FCA supervisory priorities and wider regulatory developments affecting UK ... materials. Support engagement with HM Treasury, the FCA, Parliament and wider stakeholders. Help coordinate the ...

(2 weeks ago)

... ensuring company products, processes, and customer solutions remain compliant with FCA, consumer credit, GDPR, and wider regulatory requirements. You will provide ... across the business, customers, and third parties Ensure compliance with FCA, Consumer Credit Act, GDPR, and related regulatory requirements Draft, review ...

Company: Robert Walters Job type: permanent (2 weeks ago)

... trusted advisor across a broad range of regulatory matters including FCA compliance, regulatory perimeter issues, authorisations, governance frameworks, consumer investment products ... sector. Candidates should be able to demonstrate: Strong knowledge of FCA regulation and the wider UK regulatory framework Experience advising on ...

Company: Yolk Recruitment Job type: permanent (2 weeks ago)

... while meeting operational targets * Ensuring all interactions are compliant with FCA requirements, internal policies, and regulatory standards About You You’ll ... You’ll work to the highest standards, ensuring compliance with: * FCA regulations * Data Protection (DPA) * Anti‑Money Laundering * SAF, ECCD, Code ...

Company: Quality Personnel Job type: temporary (2 weeks ago)

... evidence required by EU AI Act Article 15, DORA, and FCA Operational Resilience guidelines. Centralised AI-BOM Platform: Own the enterprise ... . Required Technical Skills Regulated Finance: Proven experience testing software within FCA, DORA, or EU AI Act frameworks. AWS Bedrock Ecosystem: Hands-on ...

Company: Randstad Technologies Recruitment Job type: contract (2 weeks ago)

... and data usage. • Ensure compliance with regulatory frameworks including GDPR, FCA guidelines, and emerging AI regulations. • Monitor AI model performance, accuracy ... , pricing, claims, or fraud. • Knowledge of regulatory frameworks including GDPR, FCA, and AI governance standards. • Experience working with cloud platforms such ...

Company: VIQU IT Job type: permanent (2 weeks ago)

... and submitting income flash reports Assisting with statutory accounts Preparing FCA returns (RMAR) Getting involved in wider finance projects and process ... + years’ experience in a management accounts role Exposure to an FCA/PRA regulated environment SOX knowledge would be a bonus, but ...

Company: Pure Resourcing Solutions Limited Job type: permanent (2 weeks ago)

... technical jargon and choice explained to line in line with FCA regulation Research the Market Place for the best product for ... check that the documents are correct and abide by ML, FCA and Company process’ Write, complete, and send suitability letter to ...

Company: Purely Recruitment Solutions Job type: permanent (2 weeks ago)

... becoming permanent. The successful candidate will have worked within an FCA regulated setting as you will be ensuring the planning department ... analysing complex information Good knowledge of Financial Services and the FCA. Knowledge of Microsoft Office Applications (Intermediate level) - knowledge of Intelligent ...

Company: Lucy Walker Recruitment Job type: temporary (2 weeks ago)

... -to-End Delivery: Lead a high-profile portfolio covering PRA/FCA expectations, UK Operational Resilience, DORA, and Outsourcing/Third-Party risk ... large-scale cyber and operational resilience change programs (specifically PRA/FCA, DORA, and Third-Party Risk/Outsourcing regulations). Execution Focus: A ...

Company: Randstad Technologies Recruitment Job type: contract (2 weeks ago)

... Commercial insurance. * Data Protection Act and the Consumer Credit Act. * FCA Rules, particularly, those relating to Sales, Marketing and GDPR. * The ... practical interpretation of the FCA’s Principles for business. * The Law of Agency. * The Company ...

Company: 2i Recruit Ltd Job type: permanent (2 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime.The Certification Regime is one element ... carry out their role.Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citibank (Switzerland) AG (2 weeks ago)

... Regulatory law in Birmingham. The role involves advising clients on FCA compliance and complex regulatory issues within the asset management sector ... candidates will have over 8 years' PQE, strong knowledge of FCA regulation, and experience in client management. The firm offers hybrid ...

Company: Yolk Recruitment Ltd (2 weeks ago)

... aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The Certification Regime is an element ... carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following when ...

Company: Citigroup Inc. (2 weeks ago)

... and procedures in line with evolving regulatory requirements, including the FCA Handbook and Consumer Duty expectations. Championing customer outcomes, including oversight ... at SMF16 (Compliance Oversight) level. In‑depth knowledge of the FCA Handbook, including conduct, consumer credit, and prudential expectations relevant to ...

Company: Kroo Bank Ltd (2 weeks ago)

... international brokerage in London. This senior leadership role involves managing FCA engagements, compliance oversight, and strengthening governance within a fast-paced ... environment. Candidates should have strong FCA knowledge, relevant experience in the brokerage sector, and effective stakeholder ...

Company: Barclay Simpson (2 weeks ago)

... , helping you save for a secure retirement. FCA Statement We’re regulated by the FCA, so some roles may be subject to ...

Company: The Crematorium and Memorial Group (2 weeks ago)

... is fundamental for ensuring robust oversight of controls, regulatory adherence (FCA, Bank of England (BoE)), and effective risk management.The individual ... and clearing houses including EMIR, MiFID, MAR, Benchmarks Regulation and FCA Recognition Requirements for Recognised Investment Exchanges (REC) is highly desirable ...

Company: London Metal Exchange Limited (2 weeks ago)