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... ensure fair value and positive customer outcomes in line with FCA regulations. Ideal candidates will have experience in conduct risk and ...

Company: IPS Group (1 day ago)

... finishexperience of working on a wide range of clients (some FCA experience would be beneficial) computer literate including good Excel experience ...

Company: TC Group (1 day ago)

... and regulations including the code of conduct which incorporates the FCA and PRA Conduct. Undertake training on Beazley policies and procedures ...

Company: Beazley (1 day ago)

... ). A relevant pension transfer specialist qualification in-line with the FCA requirements is preferred (AF7, AF3, G60) but not essential as ...

Company: HSBC (1 day ago)

... documentation, including policies, endorsements, certificates, and invoices Ensuring compliance with FCA regulations, internal procedures, and market standards Maintaining accurate records on ...

Company: Harrison Holgate (1 day ago)

... OTE of £50,000. Responsibilities include structuring deals and ensuring FCA compliance while motivating the sales team. Candidates should have prior ...

Company: KPI People (1 day ago)

... servicing of a portfolio of existing clients, ensuring adherence to FCA and internal compliance guidelines; Ensuring records are fully and properly ...

Company: Xenia Broking (1 day ago)

... transactions with approved clients and counterparties in full compliance with FCA and Company rules. Develop and maintain trading relationships with professional ...

Company: Redstone Search Group (1 day ago)

... best terms and coverage for clients. Ensure full compliance with FCA regulations and internal policies. As true market specialists we work ...

Company: Harrison Holgate (1 day ago)

... , from entrepreneurial growth companies and larger corporations to multinational groups, FCA-regulated companies, and AIM-listed PLCs. This is your chance ...

Company: Kreston Reeves (1 day ago)

... as those driven by the impact of IFRS17 or PRA/FCA-led change. Backfill BAU work in the fields of financial ...

Company: Actuarial Futures (1 day ago)

... leadership teams, and regulatory forums. Regulatory Compliance Ensure adherence to FCA, PRA, and other relevant regulatory requirements, as well as internal ...

Company: Crown Agents Bank (1 day ago)

... , Skills, and Abilities Experience working in a regulated (PRA or FCA) corporate environment in the Finance sector, (E.g. banking, asset ...

Company: PIC (1 day ago)

... . Professional Memberships. Learning Suite for e‑courses. Internal Training Programmes. FCA & Regulatory training. Hybrid Working. Casual dress code. Workplace socials ...

Company: Zilch (1 day ago)

... and mid-term adjustments efficiently, effectively and in accordance with FCA and Thomas, Carroll procedures Check all documentation for accuracy before ...

Company: Thomas Carroll Group plc (1 day ago)

... show initiative Experience working on a diverse range of clients (FCA experience is beneficial) Strong computer skills, especially Excel; experience with ...

Company: TPF Recruitment (1 day ago)

... culture. Registered in England No. 03597141 VAT Registration No. 100140209 FCA Statement Pulman Volkswagen, Pulman Volkswagen (Durham) Buzz Centre, Pulman Buzz ...

Company: Pulman Job type: internship (1 day ago)

... , applying the necessary legal and regulatory frameworks; Provide support for FCA applications for various Payments Services firms; Answering client questions regarding ...

Company: Coopman Search and Selection | B Corp™ (1 day ago)

... weekends. · Ensure compliance with UK sales regulations, including adherence to FCA guidelines for the sale of financial products, proper handling of ...

Company: Hgvtraders (1 day ago)

... Company’s regulators. Adhoc tasks as required. Comply with the FCA’s conduct (and senior conduct) and Consumer Duty rules and ...

Company: Utmost International (1 day ago)