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... hold both the SMF 16 & SMF 17 FCA Control functions, or have held them in the last ... level “Generalist Compliance” experience either gained from a UK “FCA Registered” Banking background gained from a reputable Bank (and ... worlds. Strong understanding of different Compliance Regulations such as: FCA handbook – you must have a strong understanding and ...

Company: Martis Search (2 weeks ago)

... within risk appetite and meets all PRA and FCA requirements. Operating as a true second-line function ... primary point of contact for the PRA and FCA, including submissions, notifications and supervisory engagement Advise ... general insurance Strong working knowledge of PRA and FCA regulation, Solvency and governance requirements Proven experience ...

Company: The Portfolio Group Job type: permanent (2 weeks ago)

... Responsibilities Act as SMF16 with full responsibility for FCA compliance oversight Conduct a comprehensive review and gap ... reporting across the business Oversee regulatory interactions with the FCA and, where relevant, Lloyd's Support, mentor ... firm Approved or approvable as SMF16 by the FCA Compliance framework experience Ability to operate credibly ...

Company: Idex Consulting (2 weeks ago)

... relationship with the regulator and ensuringsatisfactory outcomes of FCA reviews/exercises As the ideal candidate you will ... with an understanding of the regulatory environment, particularly FCA systems & controls and conduct of business regulation ... of managing a successful relationship with the FCA Have experience of dealing with client assets in ...

Company: Lime People Search & Select Ltd (2 weeks ago)

... managing a compliance advisory team, setting standards and direction Strong FCA regulatory interpretation skills, translating rules and guidance into evidence‑ ... experience overseeing financial promotions and influencer/finfluencer activity, aligned with FCA expectations, COBS, and internal policy Excellent communication and stakeholder management ...

Company: InvestEngine (2 weeks ago)

... the Compliance function, ensuring effective adherence to FCA and PRA regulatory frameworks. Act as the Bank ... decisions. Coordinate regulatory reporting and communications with the FCA, PRA, NCA and other relevant authorities. Deliver ... similar environment Strong knowledge of UK regulatory frameworks, FCA/PRA conduct rules, SMCR, AML regulations, and ...

Company: ETRA Talent (2 weeks ago)

... scanning of other sources such as rhetoric from the FCA, FOS, industry press The role holder will be ... responsibilities effectively, you will have a working knowledge of multiple FCA sourcebooks i.e. MCOB, ICOB, PROD, PRIN Ability ... record keeping is of paramount importance. Working knowledge of FCA source books including MCOB, PROD and PRIN Success in ...

Company: LSL GROUP (2 weeks ago)

... implement all regulatory change projects Complete all ongoing FCA reporting returns Maintain data on FCA directory Act as key liaison point for ... all FCA supervisory and thematic reviews and complete all associated action plans ...

(2 weeks ago)

... KYC and AML rules and regulations PRA and FCA Regulations and UK Company Legislation General General experience ... RRP Horizon monitoring and regulatory radar. Comply with FCA and PRA conduct rules. Per Regulators Conduct Rules ... effectively. Disclose appropriately any information of which the FCA or PRA would reasonably expect notice. Key Performance ...

Company: Antal International Network (2 weeks ago)

... lead regulatory strategy and the end-to-end FCA licence application process (Payments Institution) with their appointed ... rate basis. Key Requirements: Proven experience managing FCA licence applications for a Payments Institution or EMI ... (end-to-end). Strong knowledge of FCA regulatory frameworks, AML/CTF obligations, safeguarding, and ...

Company: Twenty84 (2 weeks ago)

... and uphold strong operational controls aligned with FCA regulations. They will lead the operational ... asset management, fund administration or a related FCA regulated environment; Proven operational leadership experience, managing ... oversight models; An understanding of ACD responsibilities, FCA regulations, operational risk and governance frameworks; ...

Company: Real Recruitment Solutions (2 weeks ago)

... effective, sustainable, and fully defensible to the FCA. This role is ideal for someone who’ ... investment platforms, wealth/investing products). Strong knowledge of FCA expectations and frameworks, including Consumer Duty, suitability, ... cause analysis, end‑to‑end documentation, and FCA‑defensible evidence standards. Strong analytical skills with ...

Company: InvestEngine Limited (2 weeks ago)

... group under evolving safeguarding rules published by the FCA and the CASS regime. Outside of the ... institution or corporation while ensuring compliance. Familiarity with FCA, FATF, and EU regulatory requirements. Ability to ... operational integrity and ethical conduct. Understanding of FCA safeguarding requirements and experience guiding the direction of ...

Company: Saxton Leigh (2 weeks ago)

... and Safety, environmental compliance and site presentation Ensure compliance with FCA standards for all pre‑need funeral and memorial plans About ... process more accessible, please let us know. FCA Statement We're regulated by the FCA, so some roles may be subject to ...

Company: Jeroen den Hartog Photography & Image Processing (2 weeks ago)

... iterate and enhance platform features. Compliance: Ensure all solutions meet FCA and industry compliance standards, including accessibility and security requirements. Learning ... . Knowledge of the automotive industry or financial services. Familiarity with FCA compliance and financial product disclosure requirements. Experience with analytics tools ...

Company: CarFinance 247 (2 weeks ago)

... environments. Compliance, Conduct & Governance Operate in full compliance with FCA requirements, including: Best Execution Market Conduct Product Governance Client Categorisation ... to operate under pressure. Sound understanding of FCA conduct requirements and client outcomes. Eligible for FCA Certification under SM&CR (Certified ...

Company: EC Markets UK (2 weeks ago)

Head of Compliance & MLRO FCA registration, Compliance, MLRO Reading based £75,000 Our ... within Financial Services including holding a similar role in an FCA regulated firm. You will relish working in a fast ... support the business in its application process with the FCA Develop and implement relevant compliance screening programmes to provide ...

Company: www.cardandpaymentjobs.com (2 weeks ago)

... finance function, leading our regulatory compliance under the FCA, and leveraging technology to ensure we scale our ... that protect margins and accelerate our market reach. FCA & Compliance: Take ownership of our regulatory relationship ... systems that work at 10x our current size. FCA Fluency: Experience in a regulated financial services environment ...

Company: Aura (2 weeks ago)

... Lead, Stirling or Reading, Hybrid Summary of the role A FCA regulated life & pensions service provider are seeking a dedicated ... stakeholders. Demonstrated ability to quickly learn new processes. Knowledge of FCA regulations. Skilled in Planning / PMO. Proficient in Microsoft Excel and ...

Company: Sanderson Recruitment Job type: permanent (2 weeks ago)

... frameworks. Ensure robust financial controls and full regulatory compliance (including FCA requirements). Manage audit, tax, risk, and compliance functions across the ... estate sector. Strong understanding of institutional capital, debt structuring, and FCA-regulated businesses. Demonstrated experience in deal execution and lender engagement ...

Company: Trident International Associates Job type: permanent (2 weeks ago)