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... Main responsibilities include: Regulatory Interpretation & Horizon Scanning - interpreting PRA, FCA and wider regulatory requirements impacting reporting obligations, including Prudential returns ... looking for Strong understanding of UK prudential regulatory frameworks (PRA/FCA). Experience in regulatory reporting within a bank, building society ...

Company: Dudley Building Society Job type: permanent (3 weeks ago)

... outcomes, and that they are aligned to the FCA’s regulatory requirements. * Whilst this role ... line with internal lending policies, risk appetite, and FCA regulatory obligations. * Customer service - To assist within ... of both mortgage regulation and conduct requirements, including FCA requirements and customer outcome considerations. * A strong track ...

Company: Your Mortgage Recruiter Job type: permanent (3 weeks ago)

... and engagement with supervisory authorities such as the FCA, EU National Competent Authorities and ESMA. Anticipate ... regulatory consultations, preparing submissions and liaising with the FCA, ESMA, and other regulators. Support sales and ... with policy and supervisory teams such as the FCA, ESMA or EU National Competent Authorities. Familiarity ...

Company: S&P Global, Inc. (3 weeks ago)

... B2B customer risk framework and high-risk onboarding decisions. FCA EMI and FINTRAC MSB obligations. Compliance reporting to the ... - not purely banking. Current or prior MLRO at an FCA-regulated firm. Fluent English, French is a plus. Strong ... knowledge of at least two of: UK FCA/MLRs, Canada FINTRAC/PCMLTFA, or Africa BCEAO/BEAC. ...

Company: Broadgate (3 weeks ago)

... effective oversight of the Bank’s compliance with applicable FCA and PRA requirements. Develop, execute, maintain, review ... submissions and appropriate internal approval. Liaise with the FCA, PRA, auditors, and other external stakeholders as required ... Bank Branch environment with a detailed knowledge of FCA & PRA rules and a good understanding ...

Company: Symes Collins (3 weeks ago)

... firms, brokers and capital markets participants on FCA and SEC regulatory obligations, prudential frameworks and ... firms Provide senior regulatory advice covering FCA and SEC obligations Oversee compliance monitoring programmes ... a supervisory environment. Strong technical knowledge across FCA regulatory frameworks including MiFID, AIFMD, SMCR ...

Company: Cosegic (3 weeks ago)

... for clients. • Compliance and Regulation: Ensure all activities align with FCA regulations and company compliance standards. Stay informed of regulatory and ... insurance platforms and client management systems. o Strong understanding of FCA regulations and Consumer Duty obligations. • Desirable: o CII qualification or ...

Company: Cameron James Professional Recruitment Job type: permanent (3 weeks ago)

... planning opportunities. * Ensure all advice is delivered in line with FCA regulations, company standards and Consumer Duty requirements. * Maintain professional competence ... advice across a range of client needs. * Excellent understanding of FCA regulations and compliance requirements. * Strong communication and client relationship management ...

Company: Radiant Financial Job type: permanent (3 weeks ago)

... timescales. * Support compliance by maintaining accurate records in line with FCA requirements. * Manage incoming enquiries and provide administrative support across the ... experience. Experience using the Acturis insurance management system. Understanding of FCA-regulated insurance processes. A degree or equivalent qualification for graduates ...

Company: Amarval Partners Ltd Job type: permanent (3 weeks ago)

... investigate and resolve operational and accounting issues. Ensure compliance with FCA regulations, Conduct Rules, Customer Charter standards and internal policies. Support ... , ideally including Novidea and market underwriting platforms. Strong understanding of FCA regulations, compliance requirements, and conduct standards within the insurance sector ...

Company: Office Angels Job type: permanent (3 weeks ago)

... , insurance, warranties, and additional products to customers * Facilitate compliance with FCA guidelines across all sales transactions * Support and advise the sales ... or Business Manager within a franchise automotive dealership * Understanding of FCA compliance and procedures * Full UK driving license with minimal points ...

Company: Perfect Placement Job type: permanent (3 weeks ago)

... Intelligent Office and internal systems Ensure all work complies with FCA regulations and internal procedures Provide day-to-day support to ... 4) or actively working towards the qualification Good understanding of FCA regulations and financial planning processes Strong analytical and organisational skills ...

Company: W Talent Job type: permanent (3 weeks ago)

... regulators, banking partners and key internal stakeholders. Ensure compliance with FCA requirements, anti-money laundering legislation and wider regulatory obligations. Produce ... operational efficiencies. Strong analytical and problem-solving abilities. Knowledge of FCA regulatory requirements and industry best practice. What's on Offer ...

Company: Adria Solutions Ltd Job type: permanent (3 weeks ago)

... to hold, SMF16 and SMF17 responsibilities within an FCA-regulated environment. Strong knowledge of FCA regulations, corporate governance and enterprise risk management ...

Company: Priority Recruitment Job type: permanent (3 weeks ago)

... with colleagues to ensure workloads are completed efficiently. * Comply with FCA and Money Laundering regulations. * Act as a customer service champion ... complaints to directors and client ML concerns to the MLO/FCA in line with regulations. Required Qualifications 5 GCSEs grade 5 ...

Company: Purely Recruitment Solutions Job type: permanent (3 weeks ago)

... broad range of owner-managed businesses, including solicitor firms and FCA-regulated organisations, providing high-quality audit and advisory services. The ... : Statutory audits Solicitors' Accounts Rules (SRA) audits Client money audits FCA-regulated entities Owner-managed businesses across a range of sectors ...

Company: Robert Half Limited (3 weeks ago)

... seeking a Chief Financial Officer (CFO) for a high-growth FCA-regulated payments business in London. The position involves leading the ... have experience in regulated financial services, in-depth knowledge of FCA regulations, and a solid grasp of technical accounting principles. The ...

Company: IO Associates (3 weeks ago)

... : Bristol or Salisbury Hybrid Working Summary of the role An FCA-regulated business is seeking a dedicated professional to join the ...

Company: Sanderson Recruitment (3 weeks ago)

... digital feedback initiatives * Ensuring all marketing activity complies with GDPR, FCA, ASA, and internal brand and governance standards * Reporting monthly budget ...

Company: Oakley Recruitment Limited Job type: contract (3 weeks ago)

... : bias evaluation, explainability, model monitoring, and governance documentation aligned to FCA and industry expectations. Define reusable AI solution accelerators, reference architectures ...

Company: Third Nexus Group Limited Job type: contract (3 weeks ago)