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... and Knowledge The requisite technical knowledge and qualifications, to meet FCA and company expectations. Detailed knowledge and understanding of compliance procedures ... and FCA legislation for suitability report provision and record keeping requirements. A ...

Company: Service Service Job type: permanent (1 week ago)

... . Ensure financial transactions are completed correctly and files are fully FCA compliant by following internal compliance procedures. Ensure all client records ... and Maths Previous experience in Financial Services (Desirable) Understanding of FCA rules, ethics and financial regulations (Desirable) A working knowledge of ...

Company: Service Service Job type: permanent (1 week ago)

... the risk. * Complying with regulatory requirements, including Data Protection and FCA guidance, as well as adhering to our governance and control ... capability in a compliant manner * Strong understanding of Consumer Duty, FCA expectations and relevant controls * Analytical mindset to interpret MI, identify ...

Company: Energy Jobline CVL Job type: permanent (1 week ago)

... a specialism in pension planning Very strong understanding of the FCA's COBS requirements for suitability Experience in file reviewing personal ...

Company: Fisher Investments (1 week ago)

... a specialism in pension planning Very strong understanding of the FCA's COBS requirements for suitability Experience in file reviewing personal ...

Company: Fisher Investments (1 week ago)

... be involved in helping to develop early lifecycle concepts within FCAS. Contributing to the development of the next generation of fighter ...

Company: Hackajob Ltd Job type: contract (1 week ago)

... ER cases? Would you like to be exposed to a FCA regulated organisation? If so, this could be a great chance ...

Company: Saga Group Job type: contract (1 week ago)

... through Investors in People Platinum, regulation by RICS and the FCA, and multiple industry awards, including Property Manager of the Year ...

Company: Rendall & Rittner (1 week ago)

... confident communication and product knowledge Maintain accurate records and follow FCA and compliance procedures Work towards achievable monthly targets with a ...

Company: Spotlightjobs (1 week ago)

... /commercial levels (credits/compensation/retention impact) -Experience handling regulated complaints (FCA) Experience (what you have done) Experience managing a team in ...

Company: JLA Limited (1 week ago)

... customers maximising every opportunity * Finance & Insurance documentation and payouts * FCA compliance * Motivating the Sales Team * Sales Executive Diary Management Experience ...

Company: KPI People Ltd Job type: temporary (1 week ago)

... the Financial Services and Markets Act 2000 and the relevant FCA rules, as well as, regulatory requirements and company policies * Comply ...

Company: Future Prospects Group Ltd Job type: permanent (1 week ago)

... through Investors in People Platinum, regulation by RICS and the FCA, and multiple industry awards, including Property Manager of the Year ...

Company: Rendall & Rittner (1 week ago)

... inclusive member experience, having regard to regulatory obligations including the FCA’s Consumer Duty. * Ensure services meet the needs of diverse ...

Company: CU Recruitment Ltd Job type: permanent (1 week ago)

... that the BSA Fraud prevention Guidelines, JMLSG Guidance and the FCA's Policy and guidance on Financial Crime and all Money ...

Company: West Bromwich Building Society (1 week ago)

... Financial Services organisation A good understanding of the industry and FCA regulations Excellent customer service and communication skills Alignment with our ...

Company: Candidate Source Job type: permanent (1 week ago)

... -enrolment, group risk and healthcare. Maintaining the CPD required for FCA authorisation. Contributing to company communications, including the quarterly newsletter. Attending ...

Company: Unity Resourcing Ltd Job type: permanent (1 week ago)

... services or fintech environment. Familiarity with IFPR and regulations governing FCA-regulated financial services firms. Experience with Python, SQL, or automated ...

Company: Hackajob Ltd (1 week ago)

... claims environment An understanding of SRA regulatory requirements and/or FCA Consumer Duty Experience using ProClaim or similar case management systems ...

Company: Jobwise Ltd Job type: permanent (1 week ago)

... days OR spread over 4 OR 5 days Join a FCA regulated Financial Services company * Reconcile customer payments. * Troubleshoot Queries and ...

Company: Career Concept Job type: temporary (1 week ago)