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... 's Place Wealth Management plc, which is authorised and regulated by the Financial Conduct Authority. Role Description This is a full-time hybrid role located in London. As a Senior ...

Company: St. James’s Place (1 week ago)

Job Description UK Regulatory Finance is a high profile function, providing financial information to the Prudential Regulation Authority (“PRA”), Financial Conduct Authority (“FCA”) and the Bank of England. This is a service-orientated ...

Company: JPMorgan Chase (1 week ago)

... firm, a global leader in the CFD broker and financial services sector, and authorized by the Financial Conduct Authority. This is a senior leadership role to ensure ... the firm’s financial operations and governance structures meet the ...

(1 week ago)

... , strategic thinker with excellent communications skills, possibly a journalist or financial-communications professional, with a strong background in Fixed Income; knowledge ... Bond Rating Agency UK Limited is registered as a CRA with the UK Financial Conduct Authority pursuant to the Temporary Registration Regime. In addition, KBRA is designated as ...

Company: Tbwa Chiat/Day Inc (1 week ago)

... investment management, investment processing and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London and the growing ... Investments (Europe) Ltd ('SIEL') is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr

Company: SEI Investments (1 week ago)

... and expertise is valued. Analytical approach to building and maintaining financial models. Advanced proficiency in Excel. Strong numeracy and attention to ... competence, and approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority. About Us J.P. Morgan is a global leader in financial services, providing strategic ...

Company: JPMorgan Chase & Co. (1 week ago)

... former Company Director in an accountancy practice in an investigation by the Financial Conduct Authority (FCA). Advised the former Regional Sales Director of a leading ... national engineering specialist in a Competition and Markets Authority (CMA) investigation of ...

Company: ENGINEERINGUK (1 week ago)

... Responsibilities Analysis of data to identify patterns and revenue opportunities Conduct back testing and assessing pricing, risk management and execution strategies ... assessed by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. #J-18808-Ljbffr

Company: JPMorgan Chase & Co. (1 week ago)

... expected. Job Responsibilities Analyze data to identify patterns and revenue opportunities. Conduct back testing and assess pricing, risk management, and execution strategies ... by the Firm) and (where appropriate) approval by the UK Financial Conduct Authority and/or the Prudential Regulation Authority to carry out such activities. #J-18808-Ljbffr

Company: J.P. MORGAN (1 week ago)

... investment management, investment processing and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London and the ... Investments (Europe) Ltd (‘SIEL’) is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr

Company: SEI Investments Company (1 week ago)

... to day: Providing expert advice and guidance on the Financial Conduct Authority's (FCA) regulation to network partner brokers. Conducting health-checks visits to network partner brokers ... provide an assessment of their compliance with regulatory requirements. Conducting regulatory based visits to network partner brokers to support the achievement of ...

Company: Brown & Brown Job type: permanent (1 week ago)

... KBRA experts in other sectors such as project finance, corporate finance, financial institutions, and structured finance. Assist in research for internal and publication purposes. ... Rating Agency UK Limited is registered as a CRA with the UK Financial Conduct Authority pursuant to the Temporary Registration Regime. In addition, KBRA is designated ...

Company: Lighthouse Sign Co. (1 week ago)

... Representative to join our innovative team and drive success in the rapidly evolving financial technology landscape. About Unipaas: At Unipaas, we are revolutionizing the way ... and diverse team of industry experts. Unipaas Financial Services Limited is regulated by the Financial Conduct Authority (FCA) as an Authorised Payment Institution (No ...

Company: UNIPaaS (1 week ago)

... to company policies, guidelines, and regulatory requirements in line with the Financial Conduct Authority (UK) rules and regulations. Work with the Member Success Quality Assurance team ... to conduct quality checks on Member Success (Sales) calls to ...

Company: Tbwa Chiat/Day Inc (1 week ago)

... of Crime Act (POCA), the Money Laundering Regulations (MLR), and Financial Conduct Authority (FCA) guidelines. Familiarity with transaction monitoring systems. Strong analytical and investigative ... equivalent ICA qualification, and experience in a similar role within a regulated UK financial institution. We're on the move! Towards the end of 2025 Zopa ...

Company: Zopa (1 week ago)

... This role is deemed as a Certified role under the PRA & UK Financial Conduct Authority - Individual Accountabilities Regulations and may require the role holder to hold ... and maintain relationships with clients, understand their needs, expectations and financial goals to develop and propose appropriate investment banking solutions for clients ...

Company: Barclays (1 week ago)

... , and clients. Strong communicator, able to clearly articulate financial information to non-financial stakeholders. Experienced in working with enterprise tools such as ... knowledge of relevant concepts like GAAP accounting practices and the UK Financial Conduct Authority. Advance skills in Excel and business intelligence tools, such as Looker, ...

(1 week ago)

... , investment processing and investment operations solutions. Reflecting our experience within financial services and financial technology our UK office is based between the City of London ... Investments (Europe) Ltd ('SIEL') is authorised and regulated by the Financial Conduct Authority (FRN 191713). #J-18808-Ljbffr Remote working/work at home ...

Company: SEI Investments (Europe) Ltd. (1 week ago)

... corporate finance transactions within Real Estate. The role involves: Performing financial analysis, strategic business analysis and detailed industry research Preparing ... This role is deemed as a Certified role under the PRA & UK Financial Conduct Authority - Individual Accountabilities Regulations and may require the role holder to hold mandatory ...

Company: Barclays (1 week ago)

... e. Main role & responsibilities: Understand and provide advice and oversight on the Financial Conduct Authority's regulatory expectations. Provide direct support, guidance and advice ... consistent with company and regulatory requirements. Review and approve standard financial promotions and tweaks to existing materials including, but not limited to, ...

Company: Key Group (1 week ago)