Total result: 2
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£150 - 200
Location: Newport, Wales
... responsible for overseeing and managing the compliance of Ascensus’s operating businesses and its broker‑dealers, ... regulatory exams and audits Serve as spokesperson for Ascensus on compliance issues, including client due diligence ... proper handling of all confidential data held by Ascensus to ensure against unauthorized access, improper transmission, ...
Company: Ascensus
(5 days ago)
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£150 - 200
Location: Newport, Wales
A leading compliance management firm in the UK is seeking a Chief Compliance Officer to oversee compliance across its operations. The role requires at least 15 years of compliance experience, strong leadership skills, and a deep understanding of securities regulations. This hybrid position offers a salary between $250,000 and $300,000, with ...
Company: Ascensus
(5 days ago)
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