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... up to 2 days per week, involves ensuring compliance with FCA regulations, managing complaints, and liaising with exchanges. Ideal candidates will ...

Company: Compliance Professionals Job type: temporary (1 week ago)

... STOR ready for submission to the relevant regulators such as FCA as required. Promptly investigate and communicate operational issues arising from ...

Company: Compliance Professionals (1 week ago)

... contact with regulators. Ideal candidates will possess substantial knowledge of FCA and PRA regulations, along with experience in a fast-paced ...

Company: Compliance Professionals (1 week ago)

... on regulatory matters including relating to EMIR, SEC/CFTC, PRA/FCA as they relate to derivatives and funding documentation as well ...

Company: LGBT Great (1 week ago)

... . Sound knowledge of UK employment law and regulatory frameworks (including FCA/SMCR) and their application to reward and conduct. Experience managing ...

Company: Border to Coast Pensions Partnership (1 week ago)

... SuperBike Factory. We are authorised by the Financial Conduct Authority (FCA) to carry out regulated financial service activities and offer credit ...

Company: SuperBike Factory (1 week ago)

... in a fast paced environment. Experience in a regulated environment (FCA) is required. If you’re someone who brings energy, ownership ...

Company: Distinct | B Corp (1 week ago)

... financial planning market including products and services. Working knowledge of FCA Rules, Guidance Notes and Commitments that apply to the job ...

Company: IDEX CONSULTING LTD (1 week ago)

... with corporate strategy, risk appetite, and regulatory requirements (e.g., FCA, PRA, GDPR, Consumer Duty, ICO etc). Provide reporting, insight, and ...

Company: Fairmont Recruitment (1 week ago)

... , and their products Strong knowledge of compliance requirements under the FCA Proficiency with CRM systems, MS Office, insurer portals, broker systems ...

Company: NRG. (1 week ago)

... regulations and relevant legislation. Understanding of financial promotion regulations and FCA standards is advantageous. Excellent written and verbal communication skills. Strong ...

Company: Irlam Associates (1 week ago)

... and Surrey). This role is a Certified role under the FCA’s Senior Managers and Certification Regime (SM&CR). This ...

Company: Puma Investments (1 week ago)

... in a Building Society, bank or financial mutual. Understanding of FCA/PRA regulatory expectations and governance frameworks. Experience supporting Board or ...

Company: Ultimate Banking (1 week ago)

... social worker in 1994, Foster Care Associates (FCA) is an established fostering agency which forms part ... including complaints and representation procedures in line with FCA policies Providing and recording regular supervision to allocated ... foster parents in line with FCA's Operational Standards Working in partnership using a ...

Company: The FCA Job type: permanent (2 weeks ago)

... efficiency, and customer outcomes in a highly regulated (FCA) environment. This role goes beyond "business as usual" ... meets the highest calibre of quality and adheres to FCA/FPCOB standards. Develop and implement the telesales strategy ... Head of Sales / Senior Sales Leader within an FCA‑regulated business (essential) Strong background in telesales / ...

Company: Zachary Daniels Recruitment Job type: permanent (2 weeks ago)

... . This phase focuses on establishing an FCA authorised investment management company with a dedicated ... compliance across the organisation, ensuring adherence to FCA requirements and internal policies Develop and maintain ... or regulated financial services Strong knowledge of FCA regulatory frameworks and financial crime requirements Experience ...

Company: Hoffmann Reed (2 weeks ago)

... as the primary point of contact for the FCA and other regulatory bodies Lead regulatory engagement, ... reviews, and supervisory interactions Ensure ongoing compliance with FCA requirements, including SMCR, Consumer Duty and financial promotions ... (or equivalent senior compliance role) within an FCA‑regulated firm Deep knowledge of UK financial services ...

Company: The Digital Recruitment Company (2 weeks ago)

... decisions Ensure accurate, timely reporting to the FCA and relevant authorities Deliver financial insights to ... leadership and the board Maintain compliance with FCA regulations and accounting standards Identify financial risks ... or senior finance leadership role Strong knowledge of FCA regulations and regulated financial environments Experience from ...

Company: MERJE (2 weeks ago)

... primary interface with the Financial Conduct Authority (FCA), maintaining open and cooperative regulatory engagement. ... Maintain a proactive and constructive relationship with the FCA, ensuring transparent engagement and timely responses. ... regulatory perspective. Capabilities Strong knowledge of the FCA Handbook, including SYSC, COCON, PRIN, MiFIDPRU ...

Company: Finatal (2 weeks ago)

... FP logs on a monthly basis Assisting in changes to FCA register (assisting in submitting CF1 Applications and making changes to ... in Financial Services Compliance/Risk roles - able to navigate FCA handbooks, review FCA communications Ability to review/draft compliance policies/processes Must ...

Company: Massenhove Recruitment Limited Job type: permanent (2 weeks ago)